Holding(s) in Company

RNS Number : 0467V

Berkeley Group Holdings (The) PLC

09 April 2021

 

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00B02L3W35

Issuer Name

THE BERKELEY GROUP HOLDINGS PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of voting rights

3. Details of person subject to the notification obligation

Name

JPMorgan Chase & Co.

City of registered office (if applicable)

Country of registered office (if applicable)

US

4. Details of the shareholder

Is the shareholder the same as the person subject to the notification obligation, above?

No

NAME	CITY OF REGISTERED OFFICE	COUNTRY OF REGISTERED OFFICE
J.P. Morgan Securities LLC
J.P. Morgan Securities plc

5. Date on which the threshold was crossed or reached

07-Apr-2021

6. Date on which Issuer notified

09-Apr-2021

7. Total positions of person(s) subject to the notification obligation

	% of voting rights attached to shares (total of 8.A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)	Total of both in % (8.A + 8.B)	Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached	3.194371	2.806626	6.000997	7298544
Position of previous notification (if applicable)	2.190171	2.934383	5.124554

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

CLASS/TYPE OF SHARES ISIN CODE(IF POSSIBLE)	NUMBER OF DIRECT VOTING RIGHTS (DTR5.1)	NUMBER OF INDIRECT VOTING RIGHTS (DTR5.2.1)	% OF DIRECT VOTING RIGHTS (DTR5.1)	% OF INDIRECT VOTING RIGHTS (DTR5.2.1)
GB00B02L3W35		3885029		3.194371
Sub Total 8.A	3885029		3.194371%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

TYPE OF FINANCIAL INSTRUMENT	EXPIRATION DATE	EXERCISE/CONVERSION PERIOD	NUMBER OF VOTING RIGHTS THAT MAY BE ACQUIRED IF THE INSTRUMENT IS EXERCISED/CONVERTED	% OF VOTING RIGHTS
Sub Total 8.B1

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

TYPE OF FINANCIAL INSTRUMENT	EXPIRATION DATE	EXERCISE/CONVERSION PERIOD	PHYSICAL OR CASH SETTLEMENT	NUMBER OF VOTING RIGHTS	% OF VOTING RIGHTS
Cash-settled Equity Swap	21/04/2021	21/04/2021	Cash	500000	0.411113
Cash-settled Equity Swap	29/04/2021	29/04/2021	Cash	331269	0.272378
Cash-settled Equity Swap	04/05/2021	04/05/2021	Cash	90000	0.074000
Cash-settled Equity Swap	05/05/2021	05/05/2021	Cash	271114	0.222917
Cash-settled Equity Swap	24/05/2021	24/05/2021	Cash	110000	0.090445
Cash-settled Equity Swap	26/05/2021	26/05/2021	Cash	6980	0.005738
Cash-settled Equity Swap	03/06/2021	03/06/2021	Cash	739000	0.607625
Cash-settled Equity Swap	14/06/2021	14/06/2021	Cash	119570	0.098313
Cash-settled Equity Swap	23/06/2021	23/06/2021	Cash	14693	0.012080
Cash-settled Equity Swap	08/07/2021	08/07/2021	Cash	200000	0.164445
Cash-settled Equity Swap	14/09/2021	14/09/2021	Cash	594630	0.488921
Cash-settled Equity Swap	06/01/2022	06/01/2022	Cash	20000	0.016444
Cash-settled Equity Swap	02/03/2022	02/03/2022	Cash	5387	0.004427
Cash-settled Equity Swap	03/03/2022	03/03/2022	Cash	858	0.000705
Cash-settled Equity Swap	18/03/2022	18/03/2022	Cash	8382	0.006891
Cash-settled Equity Swap	29/03/2022	29/03/2022	Cash	22037	0.018117
Cash-settled Equity Swap	14/04/2022	14/04/2022	Cash	17869	0.014683
Cash-settled Equity Swap	19/04/2022	19/04/2022	Cash	323	0.000265
Cash-settled Equity Swap	27/04/2022	27/04/2022	Cash	1900	0.001558
Cash-settled Equity Swap	29/04/2022	29/04/2022	Cash	1052	0.000864
Cash-settled Equity Swap	04/05/2022	04/05/2022	Cash	94390	0.077603
Cash-settled Equity Swap	27/05/2022	27/05/2022	Cash	52	0.000042
Cash-settled Equity Swap	12/08/2022	12/08/2022	Cash	142522	0.117181
Cash-settled Equity Swap	01/09/2022	01/09/2022	Cash	21690	0.017832
Cash-settled Equity Swap	16/09/2022	16/09/2022	Cash	44025	0.036197
Cash-settled Equity Swap	22/09/2022	22/09/2022	Cash	6000	0.004933
Cash-settled Equity Swap	10/10/2022	10/10/2022	Cash	4277	0.003515
Cash-settled Equity Swap	08/02/2023	08/02/2023	Cash	6968	0.005728
Cash-settled Equity Swap	06/06/2025	06/06/2025	Cash	91	0.000074
Cash-settled Equity Swap	13/06/2025	13/06/2025	Cash	1368	0.001124
Cash-settled Equity Swap	11/09/2025	11/09/2025	Cash	21238	0.017462
Cash-settled Equity Swap	12/01/2026	12/01/2026	Cash	451	0.000370
Cash-settled Equity Swap	03/02/2026	03/02/2026	Cash	66	0.000054
Cash-settled Equity Swap	20/03/2026	20/03/2026	Cash	448	0.000364
Cash-settled Equity Swap	25/03/2026	25/03/2026	Cash	484	0.000395
Cash-settled Equity Swap	07/04/2026	07/04/2026	Cash	3745	0.003078
Physically Settled Put Option	07/05/2021	07/05/2021	Physical	10636	0.008745
Sub Total 8.B2				3413515	2.806626%

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate Controlling Person	Name of controlled undertaking	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
JPMorgan Chase & Co.	J.P. Morgan Securities plc	3.185946	2.806626	5.992572
JPMorgan Chase & Co.	J.P. Morgan Securities LLC			0.000000

10. In case of proxy voting

Is there proxy voting?

No

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional Information

Chain of controlled undertakings:

JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
J.P. Morgan International Finance Limited (100%)
J.P. Morgan Capital Holdings Limited (100%)
J.P. Morgan Securities plc (100%)

JPMorgan Chase & Co. (100%)
JPMorgan Chase Holdings LLC (100%)
J.P. Morgan Broker-Dealer Holdings Inc. (100%)
J.P. Morgan Securities LLC (100%)

12. Date of Completion

09-Apr-2021

13. Place Of Completion

London, United Kingdom

Ann Dibben

Company Secretary

The Berkeley Group Holdings plc

Tel: [phone]

LEI:  2138009OQSSLVVHQAL78

 

END

 

 

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