Form 8.3 - BHP Group Limited

Societe Generale SA
30 May 2024
 

FORM 8.3

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Full name of discloser:

SOCIETE GENERALE SA

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

     The naming of nominee or vehicle companies is insufficient.  For a trust, the trustee(s), settlor and beneficiaries must be named.


(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

BHP Group Limited

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:


(e) Date position held/dealing undertaken:

     For an opening position disclosure, state the latest practicable date prior to the disclosure

29/05/2024

(f)  In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

     If it is a cash offer or possible cash offer, state "N/A"

Yes: Anglo American PLC

 

 

2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

Ordinary NPV

 

 

Interests

Short positions

Number

%

Number

%

(1)  Relevant securities owned and/or controlled:

7,655,694

0.15

56,983

0.00

(2)  Cash-settled derivatives:

 

70,775

0.00

6,478,070

0.13

(3)  Stock-settled derivatives (including options) and agreements to purchase/sell:

18,200

0.00

140,000

0.00

TOTAL:

7,744,669

0.15

6,675,053

0.13

 

 

 

 

 

 

 

 

All interests and all short positions should be disclosed.

 

 

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b)        Rights to subscribe for new securities (including directors' and other employee options)

 

Class of relevant security in relation to which subscription right exists:


Details, including nature of the rights concerned and relevant percentages:


 

 

3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchase/sale

Number of securities

Price per unit AUD

Ordinary NPV

Purchase

2,099

45.08

Ordinary NPV

Purchase

1

45.08

Ordinary NPV

Purchase

1

45.08

Ordinary NPV

Purchase

2

45.08

Ordinary NPV

Purchase

2

45.08

Ordinary NPV

Purchase

4

45.1

Ordinary NPV

Purchase

5

45.08

Ordinary NPV

Purchase

6

45.08

Ordinary NPV

Purchase

10

45.1

Ordinary NPV

Purchase

22

45.05

Ordinary NPV

Purchase

34

45.1

Ordinary NPV

Purchase

35

45.1

Ordinary NPV

Purchase

37

45.08

Ordinary NPV

Purchase

38

45.08

Ordinary NPV

Purchase

40

45.1

Ordinary NPV

Purchase

50

45.1

Ordinary NPV

Purchase

53

45.08

Ordinary NPV

Purchase

54

45.05

Ordinary NPV

Purchase

54

45.15

Ordinary NPV

Purchase

64

45.1

Ordinary NPV

Purchase

67

45.1

Ordinary NPV

Purchase

70

45.15

Ordinary NPV

Purchase

73

45.08

Ordinary NPV

Purchase

79

45.08

Ordinary NPV

Purchase

92

45.16

Ordinary NPV

Purchase

97

45.15

Ordinary NPV

Purchase

100

45.15

Ordinary NPV

Purchase

103

45.1

Ordinary NPV

Purchase

114

45.15

Ordinary NPV

Purchase

115

45.1

Ordinary NPV

Purchase

121

45.08

Ordinary NPV

Purchase

135

45.1

Ordinary NPV

Purchase

167

45.1

Ordinary NPV

Purchase

204

45.1

Ordinary NPV

Purchase

218

45.1

Ordinary NPV

Purchase

428

45.13

Ordinary NPV

Purchase

471

45.15

Ordinary NPV

Purchase

474

45.1

Ordinary NPV

Purchase

474

45.15

Ordinary NPV

Purchase

479

45.15

Ordinary NPV

Purchase

582

45.13

Ordinary NPV

Purchase

656

45.1

Ordinary NPV

Purchase

715

45.05

Ordinary NPV

Purchase

771

45.15

Ordinary NPV

Purchase

774

45.1

Ordinary NPV

Purchase

850

45.1

Ordinary NPV

Purchase

990

45.13

Ordinary NPV

Purchase

1,000

45.08

Ordinary NPV

Purchase

1,209

45.05

Ordinary NPV

Purchase

1,370

45.15

Ordinary NPV

Purchase

1,693

45.08

Ordinary NPV

Purchase

1,889

45.08

Ordinary NPV

Purchase

1,908

45.16

Ordinary NPV

Purchase

2,000

45.08

Ordinary NPV

Purchase

2,000

45.1

Class of relevant security

Purchase/sale

Number of securities

Price per unit GBP

Ordinary NPV

Purchase

4,485

23.53925

Ordinary NPV

Purchase

4,416

23.54077

Ordinary NPV

Purchase

2,706

23.54929

Ordinary NPV

Purchase

8,492

23.53094

Ordinary NPV

Purchase

5,858

23.56243

Ordinary NPV

Purchase

19,359

23.54044

Ordinary NPV

Purchase

1,363

23.53

Class of relevant security

Purchase/sale

Number of securities

Price per unit EUR

Ordinary NPV

Purchase

2,362

27.7263

Class of relevant security

Purchase/sale

Number of securities

Price per unit AUD

Ordinary NPV

Sale

1,278

45.08

Class of relevant security

Purchase/sale

Number of securities

Price per unit GBP

Ordinary NPV

Sale

2,712

23.53

Ordinary NPV

Sale

307

23.53

Ordinary NPV

Sale

73

23.4

Ordinary NPV

Sale

18

23.74

Ordinary NPV

Sale

73

23.41

Ordinary NPV

Sale

55

23.74

Ordinary NPV

Sale

7,028

23.53

Ordinary NPV

Sale

2,362

23.5876

Ordinary NPV

Sale

410

23.53

Class of relevant security

Purchase/sale

Number of securities

Price per unit EUR

Ordinary NPV

Sale

450

27.762

Ordinary NPV

Sale

450

27.762

Ordinary NPV

Sale

450

27.762

Ordinary NPV

Sale

15

27.762

Ordinary NPV

Sale

450

27.762

Ordinary NPV

Sale

450

27.762

 

 

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description
e.g., CFD

Nature of dealing
e.g., opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit GBP

Ordinary NPV

CFD

Increasing a long position

2,712

23.53

Ordinary NPV

CFD

Increasing a short position

4,485

23.53925

Ordinary NPV

CFD

Increasing a short position

4,416

23.54077

Ordinary NPV

CFD

Increasing a short position

2,706

23.54929

Ordinary NPV

CFD

Increasing a short position

8,492

23.53094

Ordinary NPV

CFD

Increasing a short position

5,858

23.56243

Ordinary NPV

CFD

Increasing a short position

19,359

23.54044

Class of relevant security

Product description
e.g., CFD

Nature of dealing
e.g., opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit EUR

Ordinary NPV

Listed Call Warrant

Increasing a short position

85

3

Ordinary NPV

Listed Call Warrant

Increasing a short position

100

6.9

Ordinary NPV

Listed Call Warrant

Increasing a short position

50

225.1

Ordinary NPV

Listed Call Warrant

Increasing a short position

460

2.3

Ordinary NPV

Listed Call Warrant

Increasing a short position

50

225.1

Ordinary NPV

Listed Call Warrant

Reducing a short position

2

0.101

Ordinary NPV

Listed Call Warrant

Reducing a short position

50

0.018

Ordinary NPV

Listed Put Warrant

Reducing a short position

50

3.1

 

(c)        Stock-settled derivative transactions (including options)

 

 

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

Ordinary NPV

Listed Call Option

Selling

5,600

98.56

American

6/20/2024

0.88

Ordinary NPV

Listed Call Option

Selling

16,800

40.32

American

6/20/2024

0.35

Ordinary NPV

Listed Call Option

Selling

5,600

39.2

American

6/20/2024

0.31

Ordinary NPV

Listed Call Option

Selling

11,200

38.08

American

6/20/2024

0.33

Ordinary NPV

Listed Call Option

Selling

33,600

36.96

American

6/20/2024

0.36

Ordinary NPV

Listed Call Option

Selling

5,600

34.72

American

6/20/2024

0.34

 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

4.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

 

 

(c)        Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

Yes

 

 

Date of disclosure:

30/05/2024

Contact name:

Paul Jenkins

Telephone number:

+44 20 7676 6969

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

                                                               SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

 

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

 

 

1.         KEY INFORMATION

 

Full name of person making disclosure:

SOCIETE GENERALE SA

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

BHP Group Limited

 

2.         STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

 

Class of relevant security

Product description e.g. call option

Written or purchased

Number of securities to which option or derivative relates

Exercise price per unit

AUD

Type

e.g. American, European etc.

Expiry date

Ordinary NPV

Listed Call Option

Purchased

140,000

 47.26

American

20/06/2024

Class of relevant security

Product description e.g. call option

Written or purchased

Number of securities to which option or derivative relates

Exercise price per unit

USD

Type

e.g. American, European etc.

Expiry date

Ordinary NPV

Listed Put Option

Purchased

12,000

47.5

American

17/01/2025

Ordinary NPV

Listed Put Option

Purchased

6,200

42.5

American

17/01/2025

 

3.         AGREEMENTS TO PURCHASE OR SELL ETC.

 

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

 

The currency of all prices and other monetary amounts should be stated.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

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