Form 8.3 - BHP Group Ltd

Macquarie Group Ltd
09 May 2024
 

FORM 8.3

 

PUBLIC OPENING POSITION DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Full name of discloser:

Macquarie Group Limited

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

     The naming of nominee or vehicle companies is insufficient.  For a trust, the trustee(s), settlor and beneficiaries must be named.

Macquarie Group Limited

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

BHP Group Ltd

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

N/A

(e) Date position held/dealing undertaken:

     For an opening position disclosure, state the latest practicable date prior to the disclosure

8th May 2024

(f)  In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

     If it is a cash offer or possible cash offer, state "N/A"

No

 

2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

Ordinary NPV & ADR

 

 

Interests

Short positions

 

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

117,726,943

2.32

0

0

(2) Cash-settled derivatives:

 

0

0

0

0

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

638,812

0.01

48,520

0.001

 

     TOTAL:

118,365,755

2.33

48,520

0.001

 

 

 

 

 

 

 

 

All interests and all short positions should be disclosed.

 

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b)        Rights to subscribe for new securities (including directors' and other employee options)

 

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

 

 

3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchase/sale

Number of securities

Price per unit

Ordinary NPV

Purchase

712

AUD 43.25

Ordinary NPV

Purchase

2,280

AUD 43.26

Ordinary NPV

Purchase

500

AUD 43.265

Ordinary NPV

Purchase

7,196

AUD 43.27

Ordinary NPV

Purchase

1,424

AUD 43.28

Ordinary NPV

Purchase

1,568

AUD 43.29

Ordinary NPV

Purchase

50,571

AUD 43.3

Ordinary NPV

Purchase

1,364

AUD 43.305

Ordinary NPV

Purchase

1,924

AUD 43.31

Ordinary NPV

Purchase

210

AUD 43.315

Ordinary NPV

Purchase

8,735

AUD 43.32

Ordinary NPV

Purchase

2,068

AUD 43.33

Ordinary NPV

Purchase

10,446

AUD 43.34

Ordinary NPV

Purchase

2,922

AUD 43.346

Ordinary NPV

Purchase

2,136

AUD 43.35

Ordinary NPV

Purchase

1,780

AUD 43.36

Ordinary NPV

Purchase

13,462

AUD 43.365

Ordinary NPV

Purchase

2,061

AUD 43.37

Ordinary NPV

Purchase

588,672

AUD 43.38

Ordinary NPV

Purchase

3,061

AUD 43.39

Ordinary NPV

Purchase

13,888

AUD 43.3961

Ordinary NPV

Purchase

3,568

AUD 43.4

Ordinary NPV

Purchase

2,112

AUD 43.405

Ordinary NPV

Purchase

1,065

AUD 43.41

Ordinary NPV

Purchase

241

AUD 43.415

Ordinary NPV

Purchase

22,214

AUD 43.42

Ordinary NPV

Purchase

1,000

AUD 43.43

Ordinary NPV

Purchase

1,448

AUD 43.44

Ordinary NPV

Purchase

4,352

AUD 43.46

Ordinary NPV

Purchase

569

AUD 43.47

Ordinary NPV

Purchase

1,500

AUD 43.48

Ordinary NPV

Purchase

404

AUD 43.56

Ordinary NPV

Sale

153

AUD 43.1

Ordinary NPV

Sale

196

AUD 43.27

Ordinary NPV

Sale

4

AUD 43.275

Ordinary NPV

Sale

1,175

AUD 43.305

Ordinary NPV

Sale

50

AUD 43.31

Ordinary NPV

Sale

5,742

AUD 43.33

Ordinary NPV

Sale

9,861

AUD 43.34

Ordinary NPV

Sale

1,000

AUD 43.35

Ordinary NPV

Sale

1,596

AUD 43.36

Ordinary NPV

Sale

991

AUD 43.37

Ordinary NPV

Sale

9

AUD 43.375

Ordinary NPV

Sale

158,046

AUD 43.38

Ordinary NPV

Sale

32

AUD 43.385

Ordinary NPV

Sale

2,494

AUD 43.39

Ordinary NPV

Sale

6

AUD 43.395

Ordinary NPV

Sale

2,500

AUD 43.4

Ordinary NPV

Sale

1,426

AUD 43.41

Ordinary NPV

Sale

341

AUD 43.415

Ordinary NPV

Sale

5,411

AUD 43.42

Ordinary NPV

Sale

259

AUD 43.43

Ordinary NPV

Sale

1,500

AUD 43.45

Ordinary NPV

Sale

1,541

AUD 43.48

Ordinary NPV

Sale

460

GBP 22.64

Ordinary NPV

Sale

2,540

GBP 22.65

Ordinary NPV

Sale

2,000

GBP 22.8

 

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit


 

 




 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit









 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

Ordinary NPV

Client account transfer in

3,274

 

Ordinary NPV

Client account transfer out

24,517

 

 

 

4.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

 

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

 

 

 

(c)        Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

9th May 2024

Contact name:

Francesca Cola

Telephone number*:

+44 20 3037 2927

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel's Market Surveillance Unit.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

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