Form 8.3 - BHP Group Ltd

Macquarie Group Ltd
17 May 2024
 

FORM 8.3

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Full name of discloser:

Macquarie Group Limited

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

     The naming of nominee or vehicle companies is insufficient.  For a trust, the trustee(s), settlor and beneficiaries must be named.

Macquarie Group Limited

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

BHP Group Ltd

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

N/A

(e) Date position held/dealing undertaken:

     For an opening position disclosure, state the latest practicable date prior to the disclosure

16th May 2024

(f)  In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

     If it is a cash offer or possible cash offer, state "N/A"

Yes, Anglo American PLC

 

2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

Ordinary NPV & ADR

 

 

Interests

Short positions

 

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

115,038,645

2.26

0

0

(2) Cash-settled derivatives:

 

0

0

0

0

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

220,272

0.004

31,920

0.001

 

     TOTAL:

115,258,917

2.27

31,920

0.001

 

 

 

 

 

 

 

 

All interests and all short positions should be disclosed.

 

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b)        Rights to subscribe for new securities (including directors' and other employee options)

 

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

 

 

3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchase/sale

Number of securities

Price per unit

Ordinary NPV

Purchase

 24,821

AUD 44.31

Ordinary NPV

Purchase

 36

AUD 44.445

Ordinary NPV

Purchase

 1,517

AUD 44.45

Ordinary NPV

Purchase

 353

AUD 44.455

Ordinary NPV

Purchase

 5,653

AUD 44.46

Ordinary NPV

Purchase

 3,565

AUD 44.47

Ordinary NPV

Purchase

 1,689

AUD 44.475

Ordinary NPV

Purchase

 6,713

AUD 44.48

Ordinary NPV

Purchase

578

AUD 44.485

Ordinary NPV

Purchase

26,168

AUD 44.49

Ordinary NPV

Purchase

275

AUD 44.495

Ordinary NPV

Purchase

293,009

AUD 44.50

Ordinary NPV

Purchase

2,229

AUD 44.505

Ordinary NPV

Purchase

6,556

AUD 44.51

Ordinary NPV

Purchase

2,153

AUD 44.515

Ordinary NPV

Purchase

5,631

AUD 44.52

Ordinary NPV

Purchase

4,301

AUD 44.525

Ordinary NPV

Purchase

23,335

AUD 44.53

Ordinary NPV

Purchase

118,948

AUD 44.54

Ordinary NPV

Purchase

8,953

AUD 44.55

Ordinary NPV

Purchase

12,205

AUD 44.56

Ordinary NPV

Purchase

1,638

AUD 44.57

Ordinary NPV

Purchase

3,924

AUD 44.58

Ordinary NPV

Purchase

1,017

AUD 44.585

Ordinary NPV

Purchase

2,209

AUD 44.59

Ordinary NPV

Purchase

1,323

AUD 44.60

Ordinary NPV

Purchase

2,578

AUD 44.61

Ordinary NPV

Purchase

214

AUD 44.62

Ordinary NPV

Purchase

2,922

AUD 44.63

Ordinary NPV

Purchase

289

AUD 44.635

Ordinary NPV

Purchase

96

AUD 44.645

Ordinary NPV

Purchase

90

AUD 44.65

Ordinary NPV

Purchase

926

AUD 44.66

Ordinary NPV

Purchase

93,278

AUD 44.67

Ordinary NPV

Purchase

2,778

AUD 44.68

Ordinary NPV

Purchase

3,704

AUD 44.69

Ordinary NPV

Purchase

1,204

AUD 44.70

Ordinary NPV

Purchase

467

AUD 44.71

Ordinary NPV

Purchase

2,634

AUD 44.72

Ordinary NPV

Purchase

2,848

AUD 44.73

Ordinary NPV

Purchase

2,634

AUD 44.74

Ordinary NPV

Purchase

3,210

AUD 44.75

Ordinary NPV

Purchase

198

AUD 44.755

Ordinary NPV

Purchase

110

AUD 45.11

Ordinary NPV

Sale

2,000

GBP 23.50

Ordinary NPV

Sale

1,000

GBP 23.56

Ordinary NPV

Sale

1,000

GBP 23.57

Ordinary NPV

Sale

24,821

AUD 44.31

Ordinary NPV

Sale

500

AUD 44.42

Ordinary NPV

Sale

2,500

AUD 44.44

Ordinary NPV

Sale

4,622

AUD 44.50

Ordinary NPV

Sale

2,092

AUD 44.515

Ordinary NPV

Sale

1,811

AUD 44.52

Ordinary NPV

Sale

1,500

AUD 44.525

Ordinary NPV

Sale

1,006,707

AUD 44.54

Ordinary NPV

Sale

1,000

AUD 44.545

Ordinary NPV

Sale

100

AUD 44.55

Ordinary NPV

Sale

166

AUD 44.57

Ordinary NPV

Sale

991

AUD 44.59

Ordinary NPV

Sale

4,461

AUD 44.60

Ordinary NPV

Sale

548

AUD 44.61

Ordinary NPV

Sale

500

AUD 44.62

Ordinary NPV

Sale

800

AUD 44.625

Ordinary NPV

Sale

6,851

AUD 44.63

Ordinary NPV

Sale

883

AUD 44.635

Ordinary NPV

Sale

1

AUD 44.64

Ordinary NPV

Sale

13,587

AUD 44.645

Ordinary NPV

Sale

11

AUD 44.65

Ordinary NPV

Sale

5,330

AUD 44.66

Ordinary NPV

Sale

1,048

AUD 44.665

Ordinary NPV

Sale

53,003

AUD 44.67

Ordinary NPV

Sale

9,932

AUD 44.675

Ordinary NPV

Sale

10,092

AUD 44.68

Ordinary NPV

Sale

327

AUD 44.685

Ordinary NPV

Sale

2,190

AUD 44.695

Ordinary NPV

Sale

31,553

AUD 44.70

Ordinary NPV

Sale

17,213

AUD 44.705

Ordinary NPV

Sale

1,600

AUD 44.71

Ordinary NPV

Sale

2,201

AUD 44.715

Ordinary NPV

Sale

11,149

AUD 44.725

Ordinary NPV

Sale

12,571

AUD 44.735

 

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit


 

 




 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

Ordinary NPV

Call Option

Purchasing

3,360

AUD 44.59

American

20240620

AUD 1.22

Ordinary NPV

Put Option

Expiry/
Closeout

2,000

AUD 43.00

American

20240516

0

Ordinary NPV

Call Option

Expiry/ Closeout

100,000

AUD 48.00

American

20240516

0

Ordinary NPV

Put Option

Expiry/ Closeout

14,600

AUD 44.00

American

20240516

0

Ordinary NPV

Call Option

Expiry/ Closeout

5,000

AUD 49.00

American

20240516

0

Ordinary NPV

Call Option

Expiry/ Closeout

5,500

AUD 47.00

American

20240516

0

Ordinary NPV

Call Option

Expiry/ Closeout

9,300

AUD 46.50

American

20240516

0

Ordinary NPV

Call Option

Expiry/ Closeout

1,100

AUD 46.00

American

20240516

0

 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

Ordinary NPV

Call Option

Exercising

301,000

AUD 44.50

 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

Ordinary NPV

Client account transfer in

4,968

 

Ordinary NPV

Client account transfer out

4,186

 

 

 

4.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c)        Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

YES

 

 

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

 

 

1.         KEY INFORMATION

 

Full name of person making disclosure:

Macquarie Group Limited

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

BHP Group Ltd

 

 

2.         STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

 

Class of relevant security

Product description e.g. call option

Written or purchased

Number of securities to which option or derivative relates

Exercise price per unit

Type

Expiry date

e.g. American, European etc.

Ordinary NPV

Call Option

Purchased

                                         3,360

AUD 44.60

European

20240620

Ordinary NPV

Put Option

Purchased

                                         1,120

AUD 44.60

European

20240620

Ordinary NPV

Call Option

Purchased

                                            896

AUD 50.84

European

20240620

Ordinary NPV

Call Option

Purchased

                                         1,120

AUD 47.26

American

20240620

Ordinary NPV

Put Option

Purchased

                                         1,680

AUD 41.03

European

20240620

Ordinary NPV

Call Option

Purchased

                                       28,000

AUD 43.70

American

20240620

Ordinary NPV

Put Option

Purchased

                                       28,000

AUD 43.70

American

20240620

Ordinary NPV

Put Option

Purchased

                                         1,120

AUD 42.36

American

20240620

Ordinary NPV

Call Option

Purchased

                                         6,160

AUD 46.38

European

20240620

Ordinary NPV

Call Option

Purchased

                                         5,040

AUD 48.16

European

20240620

Ordinary NPV

Call Option

Purchased

                                       71,344

AUD 46.37

American

20240620

Ordinary NPV

Call Option

Purchased

                                       99,792

AUD 49.05

American

20240620

Ordinary NPV

Call Option

Purchased

                                            700

AUD 47.50

American

20240718

Ordinary NPV

Call Option

Purchased

                                            500

AUD 47.00

American

20240718

Ordinary NPV

Call Option

Purchased

                                         3,360

AUD 44.59

American

20240620

 

3.         AGREEMENTS TO PURCHASE OR SELL ETC.

 

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

 

The currency of all prices and other monetary amounts should be stated.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

 

 

Date of disclosure:

17th May 2024

Contact name:

Stephanie Kannimmel

Telephone number*:

+44 20 3037 2936

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel's Market Surveillance Unit.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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