Form 8.5 (EPT/NON-RI) - BHP Group Limited

Barclays PLC

13 May 2024

 

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			BHP GROUP LTD
(c)	Name of the party to the offer with which exempt  principal trader is connected			BHP GROUP LTD
(d)	Date position held/dealing undertaken:			10 May 2024
(e)	In addition to the company in 1(b) above, is the exempt principal  trader making disclosures in respect of any other party to the offer?			YES:  ANGLO AMERICAN PLC
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				Ordinary NPV
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				8,101,737	0.16%	5,915,171	0.12%
(2) Cash-settled derivatives:				5,238,315	0.10%	5,456,174	0.11%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				13,340,052	0.26%	11,371,345	0.22%
(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Total number of  securities	Highest price per unit  paid/received	Lowest price per unit  paid/received
Ordinary NPV	Purchase	563960	23.0100  GBP	22.8965  GBP
Ordinary NPV	Sale	435611	23.0100  GBP	22.9158  GBP
Ordinary NPV	Purchase	505916	43.1346  AUD	42.8897  AUD
Ordinary NPV	Sale	474884	43.4402  AUD	42.8888  AUD
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
Ordinary NPV	CFD	Decreasing Long	597	530.4586  ZAR
Ordinary NPV	SWAP	Decreasing Long	1,956	531.5275  ZAR
Ordinary NPV	SWAP	Decreasing Long	2,389	530.9183  ZAR
Ordinary NPV	CFD	Decreasing Long	3,125	43.0402  AUD
Ordinary NPV	SWAP	Decreasing Long	5,311	531.5139  ZAR
Ordinary NPV	CFD	Decreasing Long	8,691	530.7139  ZAR
Ordinary NPV	SWAP	Decreasing Long	11,500	529.4997  ZAR
Ordinary NPV	CFD	Decreasing Long	18,903	42.9100  AUD
Ordinary NPV	CFD	Decreasing Long	18,983	42.8976  AUD
Ordinary NPV	SWAP	Decreasing Long	19,674	530.4987  ZAR
Ordinary NPV	SWAP	Decreasing Long	53,993	23.0007  GBP
Ordinary NPV	SWAP	Decreasing Long	61,811	22.9700  GBP
Ordinary NPV	SWAP	Decreasing Short	46	22.9696  GBP
Ordinary NPV	SWAP	Decreasing Short	111	22.9931  GBP
Ordinary NPV	SWAP	Decreasing Short	141	22.9661  GBP
Ordinary NPV	SWAP	Decreasing Short	448	22.9899  GBP
Ordinary NPV	SWAP	Decreasing Short	467	22.9158  GBP
Ordinary NPV	SWAP	Decreasing Short	491	530.0652  ZAR
Ordinary NPV	SWAP	Decreasing Short	506	22.9851  GBP
Ordinary NPV	SWAP	Decreasing Short	546	22.9798  GBP
Ordinary NPV	SWAP	Decreasing Short	557	22.9714  GBP
Ordinary NPV	SWAP	Decreasing Short	727	22.9306  GBP
Ordinary NPV	SWAP	Decreasing Short	829	530.0690  ZAR
Ordinary NPV	CFD	Decreasing Short	880	22.9700  GBP
Ordinary NPV	CFD	Decreasing Short	1,480	23.0257  GBP
Ordinary NPV	SWAP	Decreasing Short	1,593	22.9923  GBP
Ordinary NPV	SWAP	Decreasing Short	1,629	22.9634  GBP
Ordinary NPV	SWAP	Decreasing Short	2,311	22.9698  GBP
Ordinary NPV	SWAP	Decreasing Short	2,322	22.9687  GBP
Ordinary NPV	SWAP	Decreasing Short	2,389	530.9183  ZAR
Ordinary NPV	CFD	Decreasing Short	3,210	22.9699  GBP
Ordinary NPV	CFD	Decreasing Short	4,379	22.9425  GBP
Ordinary NPV	SWAP	Decreasing Short	4,689	22.9857  GBP
Ordinary NPV	SWAP	Decreasing Short	5,762	22.9754  GBP
Ordinary NPV	SWAP	Decreasing Short	8,691	530.5547  ZAR
Ordinary NPV	CFD	Decreasing Short	13,404	22.9770  GBP
Ordinary NPV	CFD	Decreasing Short	30,890	22.9782  GBP
Ordinary NPV	SWAP	Decreasing Short	32,639	22.9757  GBP
Ordinary NPV	SWAP	Increasing Long	597	530.3128  ZAR
Ordinary NPV	SWAP	Increasing Long	1,636	22.9706  GBP
Ordinary NPV	SWAP	Increasing Long	1,823	531.7000  ZAR
Ordinary NPV	CFD	Increasing Long	1,956	531.3814  ZAR
Ordinary NPV	SWAP	Increasing Long	2,224	22.9841  GBP
Ordinary NPV	CFD	Increasing Long	2,365	42.9712  AUD
Ordinary NPV	SWAP	Increasing Long	2,725	530.0095  ZAR
Ordinary NPV	CFD	Increasing Long	3,125	43.0548  AUD
Ordinary NPV	SWAP	Increasing Long	5,311	531.5139  ZAR
Ordinary NPV	CFD	Increasing Long	11,500	529.3541  ZAR
Ordinary NPV	SWAP	Increasing Long	16,361	22.9695  GBP
Ordinary NPV	SWAP	Increasing Long	16,511	529.9354  ZAR
Ordinary NPV	CFD	Increasing Long	19,674	530.3528  ZAR
Ordinary NPV	CFD	Increasing Long	19,879	529.2593  ZAR
Ordinary NPV	CFD	Increasing Long	21,282	42.9100  AUD
Ordinary NPV	SWAP	Increasing Long	26,129	529.9340  ZAR
Ordinary NPV	CFD	Increasing Long	31,500	43.4402  AUD
Ordinary NPV	SWAP	Increasing Long	42,624	22.9642  GBP
Ordinary NPV	SWAP	Increasing Long	59,587	22.9677  GBP
Ordinary NPV	SWAP	Increasing Short	18	22.8001  GBP
Ordinary NPV	SWAP	Increasing Short	51	22.9501  GBP
Ordinary NPV	SWAP	Increasing Short	80	22.9502  GBP
Ordinary NPV	CFD	Increasing Short	176	22.9720  GBP
Ordinary NPV	SWAP	Increasing Short	237	22.9200  GBP
Ordinary NPV	CFD	Increasing Short	440	22.9700  GBP
Ordinary NPV	SWAP	Increasing Short	491	530.0652  ZAR
Ordinary NPV	SWAP	Increasing Short	829	530.0690  ZAR
Ordinary NPV	SWAP	Increasing Short	1,823	531.7000  ZAR
Ordinary NPV	SWAP	Increasing Short	2,725	530.0095  ZAR
Ordinary NPV	SWAP	Increasing Short	3,505	22.9541  GBP
Ordinary NPV	SWAP	Increasing Short	6,157	22.9454  GBP
Ordinary NPV	SWAP	Increasing Short	8,597	22.9696  GBP
Ordinary NPV	CFD	Increasing Short	9,979	22.9343  GBP
Ordinary NPV	SWAP	Increasing Short	10,000	22.9900  GBP
Ordinary NPV	SWAP	Increasing Short	10,033	22.9693  GBP
Ordinary NPV	SWAP	Increasing Short	10,374	22.9771  GBP
Ordinary NPV	SWAP	Increasing Short	12,593	22.9677  GBP
Ordinary NPV	CFD	Increasing Short	14,032	22.9352  GBP
Ordinary NPV	SWAP	Increasing Short	16,511	529.9354  ZAR
Ordinary NPV	SWAP	Increasing Short	16,987	22.9700  GBP
Ordinary NPV	CFD	Increasing Short	19,450	22.8965  GBP
Ordinary NPV	SWAP	Increasing Short	19,879	529.4182  ZAR
Ordinary NPV	SWAP	Increasing Short	26,129	529.9340  ZAR
Ordinary NPV	SWAP	Increasing Short	26,506	22.9688  GBP
Ordinary NPV	SWAP	Increasing Short	40,228	22.9750  GBP
Ordinary NPV	CFD	Increasing Short	51,498	22.9520  GBP
Ordinary NPV	SWAP	Opening Long	31,045	42.9578  AUD
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by  the exempt principal trader making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the exempt principal trader making the disclosure and any other person relating to:  (i)   the voting rights of any relevant securities under any option; or  (ii)   the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				13 May 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

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