Form 8.5 (EPT/NON-RI) BHP GROUP LTD

Barclays PLC

22 May 2024

 

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			BHP GROUP LTD
(c)	Name of the party to the offer with which exempt  principal trader is connected			BHP GROUP LTD
(d)	Date position held/dealing undertaken:			21 May 2024
(e)	In addition to the company in 1(b) above, is the exempt principal  trader making disclosures in respect of any other party to the offer?			YES:  ANGLO AMERICAN PLC
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				Ordinary NPV
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				9,834,360	0.19%	7,110,157	0.14%
(2) Cash-settled derivatives:				5,696,773	0.11%	6,545,432	0.13%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				15,531,133	0.31%	13,655,589	0.27%
(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Total number of  securities	Highest price per unit  paid/received	Lowest price per unit  paid/received
Ordinary NPV	Purchase	457895	24.4600  GBP	24.1800  GBP
Ordinary NPV	Sale	676456	46.0400  AUD	30.8227  AUD
Ordinary NPV	Sale	351823	559.5600  ZAR	557.7300  ZAR
Ordinary NPV	Sale	456606	24.4600  GBP	24.1800  GBP
Ordinary NPV	Purchase	683707	46.0432  AUD	30.8227  AUD
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
Ordinary NPV	SWAP	Closing Long	55,377	557.7300  ZAR
Ordinary NPV	SWAP	Closing Short	55,377	24.1911  GBP
Ordinary NPV	SWAP	Decreasing Long	5	558.9820  ZAR
Ordinary NPV	CFD	Decreasing Long	113	557.5932  ZAR
Ordinary NPV	SWAP	Decreasing Long	115	558.4000  ZAR
Ordinary NPV	SWAP	Decreasing Long	462	562.5291  ZAR
Ordinary NPV	CFD	Decreasing Long	1,747	558.4100  ZAR
Ordinary NPV	SWAP	Decreasing Long	2,226	560.7014  ZAR
Ordinary NPV	SWAP	Decreasing Long	2,741	560.2004  ZAR
Ordinary NPV	SWAP	Decreasing Long	2,788	561.2335  ZAR
Ordinary NPV	SWAP	Decreasing Long	3,344	558.4100  ZAR
Ordinary NPV	CFD	Decreasing Long	3,640	557.8418  ZAR
Ordinary NPV	CFD	Decreasing Long	4,006	558.5861  ZAR
Ordinary NPV	SWAP	Decreasing Long	4,351	561.3900  ZAR
Ordinary NPV	SWAP	Decreasing Long	29,684	24.3242  GBP
Ordinary NPV	SWAP	Decreasing Long	35,059	24.3295  GBP
Ordinary NPV	SWAP	Decreasing Long	50,963	24.2684  GBP
Ordinary NPV	CFD	Decreasing Long	53,992	559.1422  ZAR
Ordinary NPV	SWAP	Decreasing Long	83,188	24.2971  GBP
Ordinary NPV	CFD	Decreasing Long	146,533	45.9749  AUD
Ordinary NPV	CFD	Decreasing Long	175,003	45.9363  AUD
Ordinary NPV	CFD	Decreasing Long	300,000	559.6159  ZAR
Ordinary NPV	SWAP	Decreasing Short	5	558.9820  ZAR
Ordinary NPV	SWAP	Decreasing Short	82	558.9619  ZAR
Ordinary NPV	SWAP	Decreasing Short	116	24.0100  GBP
Ordinary NPV	SWAP	Decreasing Short	138	24.3190  GBP
Ordinary NPV	SWAP	Decreasing Short	310	24.2838  GBP
Ordinary NPV	SWAP	Decreasing Short	345	24.2920  GBP
Ordinary NPV	SWAP	Decreasing Short	590	24.2951  GBP
Ordinary NPV	SWAP	Decreasing Short	604	24.2413  GBP
Ordinary NPV	SWAP	Decreasing Short	1,314	558.4100  ZAR
Ordinary NPV	SWAP	Decreasing Short	1,464	558.7777  ZAR
Ordinary NPV	SWAP	Decreasing Short	2,226	560.7014  ZAR
Ordinary NPV	SWAP	Decreasing Short	2,741	560.2004  ZAR
Ordinary NPV	SWAP	Decreasing Short	2,788	561.2335  ZAR
Ordinary NPV	CFD	Decreasing Short	2,952	24.3467  GBP
Ordinary NPV	CFD	Decreasing Short	3,694	24.2758  GBP
Ordinary NPV	SWAP	Decreasing Short	3,777	558.4100  ZAR
Ordinary NPV	CFD	Decreasing Short	3,986	24.3168  GBP
Ordinary NPV	SWAP	Decreasing Short	3,999	24.2998  GBP
Ordinary NPV	CFD	Decreasing Short	5,554	24.2505  GBP
Ordinary NPV	SWAP	Decreasing Short	6,317	24.2467  GBP
Ordinary NPV	CFD	Decreasing Short	6,651	24.3000  GBP
Ordinary NPV	SWAP	Decreasing Short	14,500	24.3000  GBP
Ordinary NPV	SWAP	Decreasing Short	16,806	46.0319  AUD
Ordinary NPV	CFD	Decreasing Short	37,929	24.2412  GBP
Ordinary NPV	SWAP	Decreasing Short	53,992	558.9745  ZAR
Ordinary NPV	SWAP	Decreasing Short	55,377	557.7300  ZAR
Ordinary NPV	CFD	Decreasing Short	57,133	24.3277  GBP
Ordinary NPV	CFD	Decreasing Short	88,095	24.2776  GBP
Ordinary NPV	CFD	Decreasing Short	116,123	24.2475  GBP
Ordinary NPV	CFD	Decreasing Short	300,000	23.4284  GBP
Ordinary NPV	SWAP	Decreasing Short	300,000	559.5600  ZAR
Ordinary NPV	SWAP	Increasing Long	113	557.4400  ZAR
Ordinary NPV	CFD	Increasing Long	115	558.2464  ZAR
Ordinary NPV	CFD	Increasing Long	462	562.3041  ZAR
Ordinary NPV	CFD	Increasing Long	1,747	558.4100  ZAR
Ordinary NPV	CFD	Increasing Long	2,000	45.9881  AUD
Ordinary NPV	SWAP	Increasing Long	2,022	559.7827  ZAR
Ordinary NPV	SWAP	Increasing Long	2,970	559.3205  ZAR
Ordinary NPV	CFD	Increasing Long	3,421	45.9816  AUD
Ordinary NPV	CFD	Increasing Long	3,426	559.7878  ZAR
Ordinary NPV	SWAP	Increasing Long	3,640	557.6884  ZAR
Ordinary NPV	CFD	Increasing Long	3,932	45.9650  AUD
Ordinary NPV	SWAP	Increasing Long	4,006	558.4325  ZAR
Ordinary NPV	CFD	Increasing Long	4,351	561.2357  ZAR
Ordinary NPV	SWAP	Increasing Long	5,594	558.6113  ZAR
Ordinary NPV	SWAP	Increasing Long	8,943	24.3454  GBP
Ordinary NPV	CFD	Increasing Long	260,275	46.0400  AUD
Ordinary NPV	SWAP	Increasing Short	52	24.4001  GBP
Ordinary NPV	SWAP	Increasing Short	79	24.3809  GBP
Ordinary NPV	SWAP	Increasing Short	82	558.9619  ZAR
Ordinary NPV	SWAP	Increasing Short	190	45.9495  AUD
Ordinary NPV	CFD	Increasing Short	401	24.3000  GBP
Ordinary NPV	SWAP	Increasing Short	500	24.3001  GBP
Ordinary NPV	SWAP	Increasing Short	632	24.2100  GBP
Ordinary NPV	SWAP	Increasing Short	751	24.2288  GBP
Ordinary NPV	CFD	Increasing Short	1,000	24.2700  GBP
Ordinary NPV	CFD	Increasing Short	1,118	24.3024  GBP
Ordinary NPV	SWAP	Increasing Short	1,150	24.2301  GBP
Ordinary NPV	SWAP	Increasing Short	1,426	45.8859  AUD
Ordinary NPV	SWAP	Increasing Short	1,464	558.7777  ZAR
Ordinary NPV	SWAP	Increasing Short	1,559	24.2254  GBP
Ordinary NPV	SWAP	Increasing Short	1,747	558.4100  ZAR
Ordinary NPV	SWAP	Increasing Short	1,811	24.2221  GBP
Ordinary NPV	CFD	Increasing Short	2,000	24.3793  GBP
Ordinary NPV	SWAP	Increasing Short	2,022	559.7827  ZAR
Ordinary NPV	SWAP	Increasing Short	2,870	24.3873  GBP
Ordinary NPV	SWAP	Increasing Short	2,914	45.8858  AUD
Ordinary NPV	SWAP	Increasing Short	2,970	559.3205  ZAR
Ordinary NPV	SWAP	Increasing Short	3,426	559.9558  ZAR
Ordinary NPV	CFD	Increasing Short	3,986	24.2149  GBP
Ordinary NPV	SWAP	Increasing Short	4,610	45.6974  AUD
Ordinary NPV	SWAP	Increasing Short	5,594	558.6113  ZAR
Ordinary NPV	SWAP	Increasing Short	5,599	24.2561  GBP
Ordinary NPV	SWAP	Increasing Short	5,683	24.3251  GBP
Ordinary NPV	CFD	Increasing Short	9,403	24.2884  GBP
Ordinary NPV	SWAP	Increasing Short	10,239	24.2863  GBP
Ordinary NPV	SWAP	Increasing Short	11,021	24.2709  GBP
Ordinary NPV	CFD	Increasing Short	14,346	24.3534  GBP
Ordinary NPV	SWAP	Increasing Short	14,679	24.2667  GBP
Ordinary NPV	SWAP	Increasing Short	22,623	24.3000  GBP
Ordinary NPV	CFD	Increasing Short	49,187	24.3016  GBP
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by  the exempt principal trader making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the exempt principal trader making the disclosure and any other person relating to:  (i)   the voting rights of any relevant securities under any option; or  (ii)   the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				22 May 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

END