Form 8.5 (EPT/RI)

GoldmanSachs International

03 May 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	(GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	BHP GROUP LIMITED
(c) Name of the party to the offer with which exempt principal trader is connected:	ANGLO AMERICAN PLC
(d) Date dealing undertaken:	02 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	YES - disclosed previously for ANGLO AMERICAN PLC

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
Ordinary NPV	Purchases	1,203,847 55,022 15,568	23.1700 GBP 42.4332 AUD 518.1251 ZAR	22.0300 GBP 42.3700 AUD 518.1251 ZAR
Ordinary NPV	Sales	314,213 55,388 15,568	22.3800 GBP 42.4387 AUD 518.1251 ZAR	22.0300 GBP 41.8817 AUD 518.1251 ZAR
ADR / (1.00 : 2.00)	Purchases	111,442 (222,884)	55.8400 USD	55.6840 USD
ADR / (1.00 : 2.00)	Sales	111,442 (222,884)	55.8893 USD	55.6550 USD

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
Ordinary NPV	CFD	Reducing a long position	490	22.0700 GBP
Ordinary NPV	CFD	Reducing a long position	2,610	22.0700 GBP
Ordinary NPV	CFD	Increasing a long position	53	22.0700 GBP
Ordinary NPV	CFD	Increasing a long position	110	22.0700 GBP
Ordinary NPV	CFD	Reducing a long position	18	22.0700 GBP
Ordinary NPV	CFD	Reducing a long position	96	22.0700 GBP
Ordinary NPV	CFD	Increasing a long position	455	22.0700 GBP
Ordinary NPV	CFD	Increasing a long position	2,596	22.0700 GBP
Ordinary NPV	CFD	Reducing a long position	158	22.0950 GBP
Ordinary NPV	CFD	Reducing a long position	16	22.0950 GBP
Ordinary NPV	CFD	Increasing a long position	174	22.0950 GBP
Ordinary NPV	CFD	Reducing a long position	158	22.1227 GBP
Ordinary NPV	CFD	Reducing a long position	33	22.1233 GBP
Ordinary NPV	CFD	Reducing a long position	21	22.1233 GBP
Ordinary NPV	CFD	Reducing a long position	171	22.1300 GBP
Ordinary NPV	CFD	Reducing a long position	9	22.1300 GBP
Ordinary NPV	CFD	Increasing a long position	180	22.1300 GBP
Ordinary NPV	CFD	Reducing a long position	76	22.1478 GBP
Ordinary NPV	CFD	Reducing a long position	4	22.1478 GBP
Ordinary NPV	CFD	Increasing a short position	188	22.1533 GBP
Ordinary NPV	CFD	Increasing a short position	27	22.1533 GBP
Ordinary NPV	CFD	Reducing a short position	18,014	22.2073 GBP
Ordinary NPV	CFD	Increasing a long position	4,511	22.2299 GBP
Ordinary NPV	CFD	Reducing a long position	1,812	22.2404 GBP
Ordinary NPV	CFD	Reducing a long position	562	22.2404 GBP
Ordinary NPV	CFD	Reducing a long position	53	22.2404 GBP
Ordinary NPV	CFD	Reducing a long position	23,077	22.2572 GBP
Ordinary NPV	CFD	Reducing a long position	734	22.2572 GBP
Ordinary NPV	CFD	Reducing a long position	323	22.2633 GBP
Ordinary NPV	CFD	Reducing a long position	12	22.2633 GBP
Ordinary NPV	CFD	Reducing a long position	449	22.2644 GBP
Ordinary NPV	CFD	Reducing a long position	45	22.2644 GBP
Ordinary NPV	CFD	Reducing a long position	2,430	22.2697 GBP
Ordinary NPV	CFD	Opening a long position	2,430	22.2856 GBP
Ordinary NPV	CFD	Opening a long position	158	22.3173 GBP
Ordinary NPV	CFD	Reducing a short position	56	22.3197 GBP
Ordinary NPV	CFD	Reducing a long position	27,026	22.3233 GBP
Ordinary NPV	CFD	Reducing a long position	39,653	22.3233 GBP
Ordinary NPV	CFD	Reducing a long position	1,969	22.3244 GBP
Ordinary NPV	CFD	Reducing a long position	611	22.3244 GBP
Ordinary NPV	CFD	Increasing a long position	310	22.3249 GBP
Ordinary NPV	CFD	Increasing a long position	999,484	27.6584 USD
Ordinary NPV	CFD	Increasing a long position	470,345	27.6584 USD
Ordinary NPV	CFD	Increasing a long position	10,960	42.3100 AUD
Ordinary NPV	CFD	Increasing a long position	1,197	42.3100 AUD
Ordinary NPV	CFD	Reducing a long position	7,262	42.3121 AUD
Ordinary NPV	CFD	Opening a short position	3,698	42.3121 AUD
Ordinary NPV	CFD	Increasing a short position	119	42.3185 AUD
Ordinary NPV	CFD	Increasing a short position	398	42.3185 AUD
Ordinary NPV	CFD	Increasing a short position	680	42.3185 AUD
Ordinary NPV	CFD	Reducing a short position	2,001	42.3200 AUD
Ordinary NPV	CFD	Reducing a long position	2,001	42.3200 AUD
Ordinary NPV	CFD	Increasing a short position	1,469,829	42.3200 AUD
Ordinary NPV	CFD	Reducing a long position	14,972	42.3200 AUD
Ordinary NPV	CFD	Reducing a short position	27,478	42.3200 AUD
Ordinary NPV	CFD	Increasing a long position	14,972	42.3200 AUD
Ordinary NPV	CFD	Reducing a short position	1,469,829	42.3200 AUD
Ordinary NPV	CFD	Reducing a long position	27,478	42.3200 AUD
Ordinary NPV	CFD	Reducing a long position	28,130	42.3200 AUD
Ordinary NPV	CFD	Reducing a short position	28,130	42.3200 AUD
Ordinary NPV	CFD	Reducing a short position	97	42.3226 AUD
Ordinary NPV	CFD	Reducing a short position	8	42.3226 AUD
Ordinary NPV	CFD	Reducing a short position	30	42.3226 AUD
Ordinary NPV	CFD	Reducing a short position	215,350	42.3729 AUD
Ordinary NPV	CFD	Reducing a short position	1,483	42.3740 AUD
Ordinary NPV	CFD	Reducing a short position	79	42.3740 AUD
Ordinary NPV	CFD	Reducing a short position	461	42.3740 AUD
Ordinary NPV	CFD	Reducing a long position	215,350	42.3750 AUD
Ordinary NPV	CFD	Reducing a short position	2,984	42.3764 AUD
Ordinary NPV	CFD	Reducing a short position	8,220	42.3779 AUD
Ordinary NPV	CFD	Reducing a short position	20,868	42.3779 AUD
Ordinary NPV	CFD	Opening a long position	7,262	42.3779 AUD
Ordinary NPV	CFD	Opening a short position	28,130	42.3800 AUD
Ordinary NPV	CFD	Reducing a long position	2,984	42.3800 AUD
Ordinary NPV	CFD	Reducing a long position	8,220	42.3800 AUD
Ordinary NPV	CFD	Increasing a long position	534	42.3817 AUD
Ordinary NPV	CFD	Increasing a short position	4,925	42.3834 AUD
Ordinary NPV	CFD	Increasing a short position	534	42.3870 AUD
Ordinary NPV	CFD	Reducing a long position	5,935	42.3872 AUD
Ordinary NPV	CFD	Increasing a long position	6,060	42.3873 AUD
Ordinary NPV	CFD	Reducing a short position	1,206	42.3898 AUD
Ordinary NPV	CFD	Reducing a short position	32	42.3898 AUD
Ordinary NPV	CFD	Reducing a short position	41	42.3898 AUD
Ordinary NPV	CFD	Reducing a short position	376	42.3898 AUD
Ordinary NPV	CFD	Reducing a short position	32,943	42.3904 AUD
Ordinary NPV	CFD	Reducing a short position	1,393	42.3949 AUD
Ordinary NPV	CFD	Reducing a short position	430	42.3949 AUD
Ordinary NPV	CFD	Reducing a long position	32,943	42.3957 AUD
Ordinary NPV	CFD	Opening a short position	1,469,829	42.3985 AUD
Ordinary NPV	CFD	Increasing a short position	28	42.3997 AUD
Ordinary NPV	CFD	Increasing a short position	13,731	42.3997 AUD
Ordinary NPV	CFD	Opening a long position	14,972	42.3997 AUD
Ordinary NPV	CFD	Opening a short position	659	42.4005 AUD
Ordinary NPV	CFD	Increasing a short position	191	42.4005 AUD
Ordinary NPV	CFD	Opening a short position	234	42.4005 AUD
Ordinary NPV	CFD	Increasing a short position	129	42.4005 AUD
Ordinary NPV	CFD	Increasing a long position	108,075	42.4020 AUD
Ordinary NPV	CFD	Reducing a short position	482	42.4037 AUD
Ordinary NPV	CFD	Increasing a short position	108,075	42.4041 AUD
Ordinary NPV	CFD	Increasing a short position	1,135	42.4042 AUD
Ordinary NPV	CFD	Increasing a long position	8,238	42.4054 AUD
Ordinary NPV	CFD	Increasing a short position	8,238	42.4054 AUD
Ordinary NPV	CFD	Reducing a long position	482	42.4069 AUD
Ordinary NPV	CFD	Opening a long position	373	42.4093 AUD
Ordinary NPV	CFD	Reducing a short position	26,790	42.4093 AUD
Ordinary NPV	CFD	Opening a long position	27,478	42.4101 AUD
Ordinary NPV	CFD	Reducing a short position	463	42.4109 AUD
Ordinary NPV	CFD	Increasing a short position	27,163	42.4114 AUD
Ordinary NPV	CFD	Opening a short position	26,790	42.4122 AUD
Ordinary NPV	CFD	Reducing a long position	688	42.4122 AUD
Ordinary NPV	CFD	Reducing a long position	463	42.4152 AUD
Ordinary NPV	CFD	Reducing a short position	32,501	42.4195 AUD
Ordinary NPV	CFD	Reducing a long position	32,501	42.4238 AUD
Ordinary NPV	CFD	Reducing a short position	6,221	42.4278 AUD
Ordinary NPV	CFD	Reducing a long position	6,241	42.4279 AUD
Ordinary NPV	CFD	Increasing a long position	10,340	42.4413 AUD
Ordinary NPV	CFD	Reducing a short position	220	42.4448 AUD
Ordinary NPV	CFD	Reducing a short position	5	42.4448 AUD
Ordinary NPV	CFD	Reducing a short position	6	42.4448 AUD
Ordinary NPV	CFD	Reducing a short position	68	42.4448 AUD
Ordinary NPV	CFD	Increasing a short position	204	42.4477 AUD
Ordinary NPV	CFD	Increasing a short position	99	42.4477 AUD
Ordinary NPV	CFD	Increasing a short position	7,663	42.4477 AUD
Ordinary NPV	CFD	Increasing a short position	2,374	42.4477 AUD
Ordinary NPV	CFD	Opening a long position	2,001	42.4496 AUD
Ordinary NPV	CFD	Reducing a long position	2,001	42.4538 AUD
Ordinary NPV	CFD	Reducing a short position	20	42.4558 AUD
Ordinary NPV	CFD	Reducing a long position	1,721	520.0579 ZAR
Ordinary NPV	SWAP	Reducing a short position	750	22.1900 GBP
Ordinary NPV	SWAP	Increasing a short position	7,726	22.2069 GBP
Ordinary NPV	SWAP	Reducing a long position	2	27.4678 USD
Ordinary NPV	SWAP	Opening a long position	2	27.4678 USD
Ordinary NPV	SWAP	Reducing a short position	191	42.3200 AUD
Ordinary NPV	SWAP	Reducing a long position	191	42.3200 AUD
Ordinary NPV	SWAP	Increasing a long position	5,039	42.3800 AUD
Ordinary NPV	SWAP	Increasing a long position	313	42.3800 AUD
Ordinary NPV	SWAP	Opening a short position	191	42.3800 AUD
Ordinary NPV	SWAP	Increasing a long position	22,176	518.3220 ZAR
Ordinary NPV	SWAP	Reducing a long position	833,175	544.1200 ZAR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising / exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	03 May 2024
Contact name:	Papa Lette and Andrzej Szyszka
Telephone number:	[phone] / [phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END