Form 8.5 (EPT/RI) - BHP Group Limited

UBS AG (EPT)

28 May 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	BHP Group Limited
(c) Name of the party to the offer with which exempt principal trader is connected:	BHP Group Limited
(d) Date dealing undertaken:	24 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
Ordinary NPV	Buy	2219069	23.36584 GBP	22.92062        GBP
Ordinary NPV	Sell	2075992	23.38400 GBP	23.00000        GBP
ADR	Buy	2344	59.64000 USD	59.43500 USD
ADR	Sell	4134	59.64000 USD	59.43500 USD

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
Ordinary NPV	CFD	Long	303	23.2171        GBP
Ordinary NPV	CFD	Long	14484	44.597846        AUD
Ordinary NPV	CFD	Long	1601	44.7770643347908        AUD
Ordinary NPV	CFD	Long	39022	44.663106        AUD
Ordinary NPV	CFD	Long	655	44.673466        AUD
Ordinary NPV	CFD	Long	12402	44.6481393044025        AUD
Ordinary NPV	CFD	Long	4863	44.7038439819042        AUD
Ordinary NPV	CFD	Long	2445	44.691558        AUD
Ordinary NPV	CFD	Long	676	44.721213        AUD
Ordinary NPV	CFD	Long	67979	44.668715        AUD
Ordinary NPV	CFD	Long	1776	44.7303209459459        AUD
Ordinary NPV	CFD	Long	17720	23.13296968        GBP
Ordinary NPV	CFD	Long	7207	544.41285972        ZAR
Ordinary NPV	CFD	Long	21400	23.228341        GBP
Ordinary NPV	CFD	Long	1775	547.15        ZAR
Ordinary NPV	CFD	Long	3193	543.2062        ZAR
Ordinary NPV	CFD	Long	3464	539.8106149        ZAR
Ordinary NPV	CFD	Long	28337	542.07557575        ZAR
Ordinary NPV	CFD	Long	21	44.6904762        AUD
Ordinary NPV	CFD	Long	13521	44.726998        AUD
Ordinary NPV	CFD	Long	5398	44.728466        AUD
Ordinary NPV	CFD	Long	16647	44.5618780020424        AUD
Ordinary NPV	CFD	Long	12362	44.7128110014561        AUD
Ordinary NPV	CFD	Long	757	44.736218005284        AUD
Ordinary NPV	CFD	Long	18484	44.6786700597901        AUD
Ordinary NPV	CFD	Long	6027	44.5451294772988        AUD
Ordinary NPV	CFD	Long	447	44.7527403010515        AUD
Ordinary NPV	CFD	Long	689	44.667417        AUD
Ordinary NPV	CFD	Long	187320	44.693729        AUD
Ordinary NPV	CFD	Long	6809	44.612636        AUD
Ordinary NPV	CFD	Long	792	44.67322        AUD
Ordinary NPV	CFD	Long	43441	44.639238        AUD
Ordinary NPV	CFD	Long	43084	44.630332        AUD
Ordinary NPV	CFD	Long	722	44.69819945        AUD
Ordinary NPV	CFD	Long	17	23.33        GBP
Ordinary NPV	CFD	Long	388	23.31020619        GBP
Ordinary NPV	CFD	Long	250	23.20964        GBP
Ordinary NPV	CFD	Long	10000	44.64        AUD
Ordinary NPV	CFD	Long	29644	44.756804        AUD
Ordinary NPV	CFD	Long	31812	44.6086819439205        AUD
Ordinary NPV	CFD	Short	3043	44.655527        AUD
Ordinary NPV	CFD	Short	4720	44.737814        AUD
Ordinary NPV	CFD	Short	3200	44.696875        AUD
Ordinary NPV	CFD	Short	213	44.6400031248826        AUD
Ordinary NPV	CFD	Short	13970	44.6384108744452        AUD
Ordinary NPV	CFD	Short	496	44.70523185        AUD
Ordinary NPV	CFD	Short	103902	23.29        GBP
Ordinary NPV	CFD	Short	6777	44.683367        AUD
Ordinary NPV	CFD	Short	84500	44.685735        AUD
Ordinary NPV	CFD	Short	50831	44.691437        AUD
Ordinary NPV	CFD	Short	16581	44.661419        AUD
Ordinary NPV	CFD	Short	1775	547.15        ZAR
Ordinary NPV	CFD	Short	3464	539.8106149        ZAR
Ordinary NPV	CFD	Short	21175	23.1837        GBP
Ordinary NPV	CFD	Short	578	23.0        GBP
Ordinary NPV	CFD	Short	19670	44.65339197        AUD
Ordinary NPV	CFD	Short	7207	544.41285972        ZAR
Ordinary NPV	CFD	Short	341616	44.681906        AUD
Ordinary NPV	CFD	Short	363	44.69168        AUD
Ordinary NPV	CFD	Short	69849	44.668058        AUD
Ordinary NPV	CFD	Short	3110	44.652678        AUD
Ordinary NPV	CFD	Short	29278	44.707304        AUD
Ordinary NPV	CFD	Short	246	44.658577        AUD
Ordinary NPV	CFD	Short	2726	44.746291269259        AUD
Ordinary NPV	CFD	Short	2388	44.7329773869347        AUD
Ordinary NPV	CFD	Short	16749	23.2817302526276        GBP
Ordinary NPV	CFD	Short	6591	23.12138446        GBP
Ordinary NPV	CFD	Short	250	23.040288        GBP
Ordinary NPV	CFD	Short	28337	542.07557575        ZAR
Ordinary NPV	CFD	Short	3193	543.2062        ZAR
Ordinary NPV	CFD	Short	53429	44.661216        AUD
ADR	CFD	Short	8	59.4350
ADR	CFD	Short	4	59.4575
ADR	CFD	Short	5	59.4940
ADR	CFD	Short	38	59.5074
ADR	CFD	Short	30	59.5267
ADR	CFD	Short	1007	59.5719
ADR	CFD	Short	79	59.6300
ADR	CFD	Short	1	59.6400
ADR	CFD	Long	-8	59.4350
ADR	CFD	Long	-4	59.4575
ADR	CFD	Long	-10	59.4940
ADR	CFD	Long	-38	59.5074
ADR	CFD	Long	-30	59.5267
ADR	CFD	Long	-890	59.5696
ADR	CFD	Long	-1007	59.5719
ADR	CFD	Long	-79	59.6300
ADR	CFD	Long	-1	59.6400

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	27 May 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END