Form 8.5 (EPT/RI) - BHP Group Limited Amendment

UBS AG (EPT)

13 May 2024

 

This announcement replaces the previous RNS announcement 0027O released at 11:27 on the 10^th May 2024. Amendments to sections 2a and 2b. All other information remains unchanged.

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	BHP Group Limited
(c) Name of the party to the offer with which exempt principal trader is connected:	BHP Group Limited
(d) Date dealing undertaken:	09 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
Ordinary NPV	Buy	3288240	22.80000        GBP	22.58955        GBP
Ordinary NPV	Sell	3414751	22.80000        GBP	22.58955        GBP
ADR	Buy	13390	57.12000                USD	56.73000                USD
ADR	Sell	8059	57.12000                USD	56.73000                USD

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
Ordinary NPV	CFD	Long	28067	22.71342929        GBP
Ordinary NPV	CFD	Long	38559	22.70548598        GBP
Ordinary NPV	CFD	Long	276757	43.202576        AUD
Ordinary NPV	CFD	Long	127934	43.125282        AUD
Ordinary NPV	CFD	Long	2484	43.164775        AUD
Ordinary NPV	CFD	Long	76	43.22690789        AUD
Ordinary NPV	CFD	Long	5049	43.150125        AUD
Ordinary NPV	CFD	Long	77	43.22824675        AUD
Ordinary NPV	CFD	Long	41522	43.208387        AUD
Ordinary NPV	CFD	Long	36516	43.062625        AUD
Ordinary NPV	CFD	Long	486	43.180206        AUD
Ordinary NPV	CFD	Long	511	43.225665        AUD
Ordinary NPV	CFD	Long	1748	43.197425        AUD
Ordinary NPV	CFD	Long	446	43.17573        AUD
Ordinary NPV	CFD	Long	13499	43.158868        AUD
Ordinary NPV	CFD	Long	18267	22.671712        GBP
Ordinary NPV	CFD	Long	7975	525.3441        ZAR
Ordinary NPV	CFD	Long	46204	43.217771        AUD
Ordinary NPV	CFD	Long	31638	43.2002740375498        AUD
Ordinary NPV	CFD	Long	2570	43.2932840466926        AUD
Ordinary NPV	CFD	Long	59579	43.238044        AUD
Ordinary NPV	CFD	Long	57059	43.2852540510384        AUD
Ordinary NPV	CFD	Long	4400	22.6839        GBP
Ordinary NPV	CFD	Long	6027	43.247336        AUD
Ordinary NPV	CFD	Long	7365	43.0640814663951        AUD
Ordinary NPV	CFD	Long	5350	22.6795        GBP
Ordinary NPV	CFD	Long	1521938	43.06        AUD
Ordinary NPV	CFD	Long	116	43.152978        AUD
Ordinary NPV	CFD	Long	15401	43.136383        AUD
Ordinary NPV	CFD	Long	953	43.183074        AUD
Ordinary NPV	CFD	Long	10116	43.14885        AUD
Ordinary NPV	CFD	Long	2611	43.071915        AUD
Ordinary NPV	CFD	Long	41515	43.060353        AUD
Ordinary NPV	CFD	Long	3790	43.243902        AUD
Ordinary NPV	CFD	Long	16609	526.42355289        ZAR
Ordinary NPV	CFD	Long	500	22.76        GBP
Ordinary NPV	CFD	Long	5499	22.758218        GBP
Ordinary NPV	CFD	Long	53901	43.23172501        AUD
Ordinary NPV	CFD	Long	38831	525.53418248        ZAR
Ordinary NPV	CFD	Long	5522	524.24869069        ZAR
Ordinary NPV	CFD	Long	8	525.1863        ZAR
Ordinary NPV	CFD	Long	1659	524.8603        ZAR
Ordinary NPV	CFD	Long	34152	43.00072617        AUD
Ordinary NPV	CFD	Long	642	43.0535358255452        AUD
Ordinary NPV	CFD	Long	6110	43.000727        AUD
Ordinary NPV	CFD	Long	987	43.250122        AUD
Ordinary NPV	CFD	Long	10505	43.00072537        AUD
Ordinary NPV	CFD	Long	302653	43.217247        AUD
Ordinary NPV	CFD	Long	13831	43.1642        AUD
Ordinary NPV	CFD	Long	21164	43.1652801927802        AUD
Ordinary NPV	CFD	Long	12434	43.1914967025897        AUD
Ordinary NPV	CFD	Long	16	43.089441        AUD
Ordinary NPV	CFD	Long	30653	43.207386        AUD
Ordinary NPV	CFD	Long	7336	22.7043197922874        GBP
Ordinary NPV	CFD	Long	35070	22.699641        GBP
Ordinary NPV	CFD	Long	10642	22.7        GBP
Ordinary NPV	CFD	Long	187	22.66        GBP
Ordinary NPV	CFD	Short	57059	43.285254        AUD
Ordinary NPV	CFD	Short	3790	43.243902        AUD
Ordinary NPV	CFD	Short	41573	43.181895        AUD
Ordinary NPV	CFD	Short	302653	43.217247        AUD
Ordinary NPV	CFD	Short	6027	43.247336        AUD
Ordinary NPV	CFD	Short	46204	43.217771        AUD
Ordinary NPV	CFD	Short	13499	43.158868        AUD
Ordinary NPV	CFD	Short	10505	43.00072537        AUD
Ordinary NPV	CFD	Short	13831	43.1642        AUD
Ordinary NPV	CFD	Short	642	43.0535        AUD
Ordinary NPV	CFD	Short	34152	43.00072617        AUD
Ordinary NPV	CFD	Short	6110	43.000727        AUD
Ordinary NPV	CFD	Short	33598	43.174982        AUD
Ordinary NPV	CFD	Short	16	43.089441        AUD
Ordinary NPV	CFD	Short	1521938	43.06        AUD
Ordinary NPV	CFD	Short	53901	43.23172501        AUD
Ordinary NPV	CFD	Short	30653	43.207386        AUD
Ordinary NPV	CFD	Short	36516	43.062625        AUD
Ordinary NPV	CFD	Short	38831	525.53418248        ZAR
Ordinary NPV	CFD	Short	1659	524.8603        ZAR
Ordinary NPV	CFD	Short	8	525.1863        ZAR
Ordinary NPV	CFD	Short	2484	43.164775        AUD
Ordinary NPV	CFD	Short	2611	43.071915        AUD
Ordinary NPV	CFD	Short	41522	43.208387        AUD
Ordinary NPV	CFD	Short	41515	43.0603533210045        AUD
Ordinary NPV	CFD	Short	15401	43.136382497208        AUD
Ordinary NPV	CFD	Short	511	43.225665        AUD
Ordinary NPV	CFD	Short	40000	43.0626        AUD
Ordinary NPV	CFD	Short	77	43.22824675        AUD
Ordinary NPV	CFD	Short	10116	43.1488502427046        AUD
Ordinary NPV	CFD	Short	59579	43.238044        AUD
Ordinary NPV	CFD	Short	987	43.250122        AUD
Ordinary NPV	CFD	Short	5049	43.150125        AUD
Ordinary NPV	CFD	Short	5522	524.24869069        ZAR
Ordinary NPV	CFD	Short	420	22.65        GBP
Ordinary NPV	CFD	Short	29527	22.671742        GBP
Ordinary NPV	CFD	Short	441	22.67        GBP
Ordinary NPV	CFD	Short	200	22.68        GBP
Ordinary NPV	CFD	Short	16609	526.42355289        ZAR
Ordinary NPV	CFD	Short	7975	525.3441        ZAR
Ordinary NPV	CFD	Short	116	43.152978        AUD
Ordinary NPV	CFD	Short	276757	43.202576        AUD
Ordinary NPV	CFD	Short	953	43.183074        AUD
Ordinary NPV	CFD	Short	1748	43.197425        AUD
Ordinary NPV	CFD	Short	356	43.1786235955056        AUD
Ordinary NPV	CFD	Short	90	43.1643333333333        AUD
Ordinary NPV	CFD	Short	486	43.180206        AUD
Ordinary NPV	CFD	Short	127934	43.125282        AUD
Ordinary NPV	CFD	Short	76	43.22690789        AUD
Ordinary NPV	CFD	Short	170	22.7587387531765        GBP
Ordinary NPV	CFD	Short	3	22.74        GBP
Ordinary NPV	CFD	Short	193	22.7234456        GBP
Ordinary NPV	CFD	Short	55	22.72254545        GBP
Ordinary NPV	CFD	Short	15187	22.70280009        GBP
Ordinary NPV	CFD	Short	13077	22.698128        GBP
Ordinary NPV	CFD	Short	8632	22.70495714        GBP
Ordinary NPV	CFD	Short	2423	22.71740518        GBP
Ordinary NPV	CFD	Long	10000	42.9765 AUD
Ordinary NPV	CFD	Short	10000	42.9765 AUD
ADR	CFD	Short	5	56.938        USD
ADR	CFD	Short	413	56.965        USD

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	13 May 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END