Form 8.5 (EPT/RI) - BHP Group Limited Amendment

UBS AG (EPT)
17 May 2024
 

This announcement replaces the previous RNS announcement 7389O released at 11:28 on the 16th May 2024. Amendments to sections 2a and 2b. All other information remains unchanged.

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

            UBS Investment Bank, London

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

            BHP Group Limited

(c) Name of the party to the offer with which exempt principal trader is connected:

            BHP Group Limited

(d) Date dealing undertaken:

            15 May 2024

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

     If it is a cash offer or possible cash offer, state "N/A"

NO

 

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

Ordinary NPV

Buy

 

3227803

23.80964

GBP

22.71530        GBP

Ordinary NPV

Sell

 

3145296

23.82652

GBP

22.71530        GBP

ADR

 

Buy

6854

59.47000

USD

57.60462

USD

ADR

 

Sell

10026

59.47000

USD

58.92203

USD

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Ordinary NPV

CFD

 

Short

75000

43.15        AUD

Ordinary NPV

CFD

 

Long

75000

43.15        AUD

Ordinary NPV

CFD

 

Long

4245

44.2251216463604        AUD

Ordinary NPV

CFD

 

Long

171

44.2271655152047        AUD

Ordinary NPV

CFD

 

Long

3515

44.233383        AUD

Ordinary NPV

CFD

 

Long

300

44.260574        AUD

Ordinary NPV

CFD

 

Long

8125

44.231284        AUD

Ordinary NPV

CFD

 

Long

5360

44.232772        AUD

Ordinary NPV

CFD

 

Long

178

44.223346        AUD

Ordinary NPV

CFD

 

Long

75000

43.15        AUD

Ordinary NPV

CFD

 

Long

65888

44.1159979992326        AUD

Ordinary NPV

CFD

 

Long

19405

44.2247628639191        AUD

Ordinary NPV

CFD

 

Long

128

44.22704111        AUD

Ordinary NPV

CFD

 

Long

6687

44.232223        AUD

Ordinary NPV

CFD

 

Long

134

44.223643        AUD

Ordinary NPV

CFD

 

Long

14514

44.231776        AUD

Ordinary NPV

CFD

 

Long

7829

44.234777        AUD

Ordinary NPV

CFD

 

Long

64292

545.76622908        ZAR

Ordinary NPV

CFD

 

Long

1000

23.6        GBP

Ordinary NPV

CFD

 

Long

282

23.305        GBP

Ordinary NPV

CFD

 

Long

129

23.3        GBP

Ordinary NPV

CFD

 

Long

31729

23.530106        GBP

Ordinary NPV

CFD

 

Long

264

44.2312788706061        AUD

Ordinary NPV

CFD

 

Long

19

44.2494154447368        AUD

Ordinary NPV

CFD

 

Long

467

44.227615        AUD

Ordinary NPV

CFD

 

Long

1114

44.232183        AUD

Ordinary NPV

CFD

 

Long

40

44.238192        AUD

Ordinary NPV

CFD

 

Long

1823

44.235238        AUD

Ordinary NPV

CFD

 

Long

90946

44.09        AUD

Ordinary NPV

CFD

 

Long

39097

44.218155        AUD

Ordinary NPV

CFD

 

Long

16306

23.26        GBP

Ordinary NPV

CFD

 

Long

22008

23.44480075        GBP

Ordinary NPV

CFD

 

Long

1895

23.3564168832137        GBP

Ordinary NPV

CFD

 

Long

852

23.69964789        GBP

Ordinary NPV

CFD

 

Long

10000

44.107532        AUD

Ordinary NPV

CFD

 

Long

26

543.9794        ZAR

Ordinary NPV

CFD

 

Long

28681

543.83254106        ZAR

Ordinary NPV

CFD

 

Long

43587

44.223928        AUD

Ordinary NPV

CFD

 

Long

60924

44.259702        AUD

Ordinary NPV

CFD

 

Long

33

44.131818        AUD

Ordinary NPV

CFD

 

Long

27407

44.29503        AUD

Ordinary NPV

CFD

 

Long

117

44.13735        AUD

Ordinary NPV

CFD

 

Long

11400

23.507557        GBP

Ordinary NPV

CFD

 

Long

54669

44.185642        AUD

Ordinary NPV

CFD

 

Long

38586

44.2035615280257        AUD

Ordinary NPV

CFD

 

Long

5116

44.0900009469898        AUD

Ordinary NPV

CFD

 

Long

2557

44.164505        AUD

Ordinary NPV

CFD

 

Long

1918

44.115584458488        AUD

Ordinary NPV

CFD

 

Long

555

44.2248183590991        AUD

Ordinary NPV

CFD

 

Long

6

44.2308551933333        AUD

Ordinary NPV

CFD

 

Long

222

44.234773        AUD

Ordinary NPV

CFD

 

Long

8

44.235456        AUD

Ordinary NPV

CFD

 

Long

200

44.232391        AUD

Ordinary NPV

CFD

 

Long

413

44.231702        AUD

Ordinary NPV

CFD

 

Long

285

44.2312605292982        AUD

Ordinary NPV

CFD

 

Long

21

44.2495908833333        AUD

Ordinary NPV

CFD

 

Long

501

44.227608        AUD

Ordinary NPV

CFD

 

Long

1199

44.232177        AUD

Ordinary NPV

CFD

 

Long

47744

545.35815726        ZAR

Ordinary NPV

CFD

 

Long

976

44.2249625122951        AUD

Ordinary NPV

CFD

 

Long

778

44.2047693563753        AUD

Ordinary NPV

CFD

 

Long

29

44.2339840682759        AUD

Ordinary NPV

CFD

 

Long

538

44.233371        AUD

Ordinary NPV

CFD

 

Long

1192

44.23163        AUD

Ordinary NPV

CFD

 

Long

812

44.233538        AUD

Ordinary NPV

CFD

 

Long

32

44.23141        AUD

Ordinary NPV

CFD

 

Long

3956

44.1163248387664        AUD

Ordinary NPV

CFD

 

Long

1229

44.2247682146705        AUD

Ordinary NPV

CFD

 

Long

9

44.2310611733333        AUD

Ordinary NPV

CFD

 

Long

888

44.231791        AUD

Ordinary NPV

CFD

 

Long

7

44.211693        AUD

Ordinary NPV

CFD

 

Long

481

44.234879        AUD

Ordinary NPV

CFD

 

Long

1165

44.232238        AUD

Ordinary NPV

CFD

 

Long

2870

44.241638        AUD

Ordinary NPV

CFD

 

Long

5263

44.2217056728558        AUD

Ordinary NPV

CFD

 

Long

3989

44.083387        AUD

Ordinary NPV

CFD

 

Long

13250

44.1646457907547        AUD

Ordinary NPV

CFD

 

Long

128

44.25650405        AUD

Ordinary NPV

CFD

 

Long

6260

44.24006        AUD

Ordinary NPV

CFD

 

Long

4

44.251814        AUD

Ordinary NPV

CFD

 

Long

12146

44.239328        AUD

Ordinary NPV

CFD

 

Long

7796

44.238188        AUD

Ordinary NPV

CFD

 

Long

138

44.250085        AUD

Ordinary NPV

CFD

 

Long

7421

44.1159874125428        AUD

Ordinary NPV

CFD

 

Long

2185

44.2247400915103        AUD

Ordinary NPV

CFD

 

Long

14

44.2294390628571        AUD

Ordinary NPV

CFD

 

Long

1629

44.23173        AUD

Ordinary NPV

CFD

 

Long

885

44.234815        AUD

Ordinary NPV

CFD

 

Long

13

44.221297        AUD

Ordinary NPV

CFD

 

Long

3780

44.1647560625926        AUD

Ordinary NPV

CFD

 

Long

36

44.2563466055556        AUD

Ordinary NPV

CFD

 

Long

1782

44.240067        AUD

Ordinary NPV

CFD

 

Long

3470

44.239327        AUD

Ordinary NPV

CFD

 

Long

39

44.250216        AUD

Ordinary NPV

CFD

 

Long

2225

44.238182        AUD

Ordinary NPV

CFD

 

Long

724

44.2216684026519        AUD

Ordinary NPV

CFD

 

Long

586

44.2251699772014        AUD

Ordinary NPV

CFD

 

Long

25

44.22742009        AUD

Ordinary NPV

CFD

 

Long

486

44.233336        AUD

Ordinary NPV

CFD

 

Long

1122

44.231331        AUD

Ordinary NPV

CFD

 

Long

25

44.220622        AUD

Ordinary NPV

CFD

 

Long

736

44.232799        AUD

Ordinary NPV

CFD

 

Long

1848

44.204129        AUD

Ordinary NPV

CFD

 

Long

3042

44.209241        AUD

Ordinary NPV

CFD

 

Long

261818

44.239517        AUD

Ordinary NPV

CFD

 

Long

3477

44.1931        AUD

Ordinary NPV

CFD

 

Long

20000

44.6528        AUD

Ordinary NPV

CFD

 

Long

51853

44.151653        AUD

Ordinary NPV

CFD

 

Long

2861

44.229563        AUD

Ordinary NPV

CFD

 

Long

840

44.127833        AUD

Ordinary NPV

CFD

 

Long

14357

44.172545        AUD

Ordinary NPV

CFD

 

Long

2906

44.250746        AUD

Ordinary NPV

CFD

 

Long

100

44.24        AUD

Ordinary NPV

CFD

 

Long

121

44.193246        AUD

Ordinary NPV

CFD

 

Long

35000

44.186285        AUD

Ordinary NPV

CFD

 

Long

26139

44.090938        AUD

Ordinary NPV

CFD

 

Long

11803

44.151197        AUD

Ordinary NPV

CFD

 

Long

16044

44.238143        AUD

Ordinary NPV

CFD

 

Long

33728

44.108485        AUD

Ordinary NPV

CFD

 

Long

319539

44.217824        AUD

Ordinary NPV

CFD

 

Long

21143

44.113792        AUD

Ordinary NPV

CFD

 

Long

201714

44.215241        AUD

Ordinary NPV

CFD

 

Long

16929

44.15        AUD

Ordinary NPV

CFD

 

Long

397

44.183577        AUD

Ordinary NPV

CFD

 

Long

571

44.22510508        AUD

Ordinary NPV

CFD

 

Long

1360

44.245103        AUD

Ordinary NPV

CFD

 

Long

2108

44.22695683        AUD

Ordinary NPV

CFD

 

Long

100688

44.185184        AUD

Ordinary NPV

CFD

 

Long

500

44.23004        AUD

Ordinary NPV

CFD

 

Long

110208

44.237442        AUD

Ordinary NPV

CFD

 

Long

492

23.1789034459146        GBP

Ordinary NPV

CFD

 

Long

7

23.585        GBP

Ordinary NPV

CFD

 

Short

121

44.193246        AUD

Ordinary NPV

CFD

 

Short

319539

44.217824        AUD

Ordinary NPV

CFD

 

Short

35000

44.186285        AUD

Ordinary NPV

CFD

 

Short

120462

23.26        GBP

Ordinary NPV

CFD

 

Short

2108

44.22695683        AUD

Ordinary NPV

CFD

 

Short

33728

44.108485        AUD

Ordinary NPV

CFD

 

Short

28169

44.235554        AUD

Ordinary NPV

CFD

 

Short

10000

44.107532        AUD

Ordinary NPV

CFD

 

Short

1848

44.204129        AUD

Ordinary NPV

CFD

 

Short

22219

44.235106        AUD

Ordinary NPV

CFD

 

Short

45812

44.234266        AUD

Ordinary NPV

CFD

 

Short

96062

44.09        AUD

Ordinary NPV

CFD

 

Short

33

44.131818        AUD

Ordinary NPV

CFD

 

Short

3989

44.083387        AUD

Ordinary NPV

CFD

 

Short

2870

44.241638        AUD

Ordinary NPV

CFD

 

Short

300

44.260567        AUD

Ordinary NPV

CFD

 

Short

133294

44.152317        AUD

Ordinary NPV

CFD

 

Short

54669

44.185642        AUD

Ordinary NPV

CFD

 

Short

261818

44.239517        AUD

Ordinary NPV

CFD

 

Short

43587

44.223928        AUD

Ordinary NPV

CFD

 

Short

51853

44.151653        AUD

Ordinary NPV

CFD

 

Short

117

44.13735        AUD

Ordinary NPV

CFD

 

Short

39097

44.218155        AUD

Ordinary NPV

CFD

 

Short

38586

44.203562        AUD

Ordinary NPV

CFD

 

Short

2557

44.164505        AUD

Ordinary NPV

CFD

 

Short

3477

44.1931        AUD

Ordinary NPV

CFD

 

Short

3042

44.209241        AUD

Ordinary NPV

CFD

 

Short

60924

44.259702        AUD

Ordinary NPV

CFD

 

Short

27407

44.29503        AUD

Ordinary NPV

CFD

 

Short

5250

23.57928381        GBP

Ordinary NPV

CFD

 

Short

89

23.56        GBP

Ordinary NPV

CFD

 

Short

436

23.555        GBP

Ordinary NPV

CFD

 

Short

134

23.54        GBP

Ordinary NPV

CFD

 

Short

40868

23.458535        GBP

Ordinary NPV

CFD

 

Short

397

44.183577        AUD

Ordinary NPV

CFD

 

Short

2208

44.2592663043478        AUD

Ordinary NPV

CFD

 

Short

698

44.2237965616046        AUD

Ordinary NPV

CFD

 

Short

2861

44.229563        AUD

Ordinary NPV

CFD

 

Short

14357

44.172545        AUD

Ordinary NPV

CFD

 

Short

840

44.127833        AUD

Ordinary NPV

CFD

 

Short

201714

44.215241        AUD

Ordinary NPV

CFD

 

Short

11803

44.151197        AUD

Ordinary NPV

CFD

 

Short

75000

22.715308        GBP

Ordinary NPV

CFD

 

Short

571

44.22510508        AUD

Ordinary NPV

CFD

 

Short

100

44.24        AUD

Ordinary NPV

CFD

 

Short

217

23.472304        GBP

Ordinary NPV

CFD

 

Short

110208

44.237442        AUD

Ordinary NPV

CFD

 

Short

1360

44.245103        AUD

Ordinary NPV

CFD

 

Short

500

44.23004        AUD

Ordinary NPV

CFD

 

Short

16044

44.2381432311144        AUD

Ordinary NPV

CFD

 

Short

26139

44.090938        AUD

Ordinary NPV

CFD

 

Short

21143

44.1137925419288        AUD

Ordinary NPV

CFD

 

Short

16929

44.1500001906787        AUD

Ordinary NPV

CFD

 

Short

10661

23.5922859018854        GBP

Ordinary NPV

CFD

 

Short

2422

23.5922873658134        GBP

Ordinary NPV

CFD

 

Short

26

543.9794        ZAR

Ordinary NPV

CFD

 

Short

64292

545.76622908        ZAR

Ordinary NPV

CFD

 

Short

28681

543.83254106        ZAR

Ordinary NPV

CFD

 

Short

75000

43.15        AUD

Ordinary NPV

CFD

 

Short

100688

44.185184        AUD

Ordinary NPV

CFD

 

Short

47744

545.35815726        ZAR

Ordinary NPV

CFD

 

Short

10

23.65        GBP

Ordinary NPV

CFD

 

Short

10

23.69        GBP

Ordinary NPV

CFD

 

Short

1000

23.13        GBP

Ordinary NPV

CFD

 

Short

10

23.25        GBP

ADR

 

CFD

Short

13

57.6046 USD

ADR

 

CFD

Short

632

58.9220 USD

ADR

 

CFD

Short

8

59.0263 USD

ADR

 

CFD

Short

11

59.0473 USD

ADR

 

CFD

Short

1599

59.0744 USD

ADR

 

CFD

Short

3

59.1033 USD

ADR

 

CFD

Short

967

59.1740 USD

ADR

 

CFD

Short

98

59.2700 USD

ADR

 

CFD

Short

96

59.4700 USD

ADR

 

CFD

Long

632

58.9220 USD

ADR

 

CFD

Long

8

59.0263 USD

ADR

 

CFD

Long

11

59.0473 USD

ADR

 

CFD

Long

3198

59.0744 USD

ADR

 

CFD

Long

3

59.1033 USD

ADR

 

CFD

Long

967

59.1740 USD

ADR

 

CFD

Long

98

59.2700 USD

ADR

 

CFD

Long

96

59.4700 USD

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit









 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

 

None

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

Date of disclosure:

17 May 2024

Contact name:

Richard Howard

Telephone number:

+44 (0)207 568 9128

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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