Form 8.5 (EPT/RI) - BHP Group Limited - Amendment

UBS AG (EPT)

29 May 2024

 

This announcement replaces the previous RNS announcement 2627Q released at 09:35 on the 29^th May 2024. Amendments to section 2a. All other information remains unchanged

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	BHP Group Limited
(c) Name of the party to the offer with which exempt principal trader is connected:	BHP Group Limited
(d) Date dealing undertaken:	27 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
Ordinary NPV	Buy	1433933	23.64023 GBP	20.047834 GBP
Ordinary NPV	Sell	1399344	23.57750 GBP	20.047834 GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
Ordinary NPV	CFD	Long	20029	45.13645514        AUD
Ordinary NPV	CFD	Long	26443	45.106193        AUD
Ordinary NPV	CFD	Long	79	45.142255596962        AUD
Ordinary NPV	CFD	Long	1	44.85621085        AUD
Ordinary NPV	CFD	Long	953	45.095076        AUD
Ordinary NPV	CFD	Long	380	45.201745        AUD
Ordinary NPV	CFD	Long	2	45.00904        AUD
Ordinary NPV	CFD	Long	14	45.185984        AUD
Ordinary NPV	CFD	Long	17	45.192215        AUD
Ordinary NPV	CFD	Long	3126	552.0767        ZAR
Ordinary NPV	CFD	Long	31463	552.04849569        ZAR
Ordinary NPV	CFD	Long	4123	45.004879        AUD
Ordinary NPV	CFD	Long	38245	45.1259750242934        AUD
Ordinary NPV	CFD	Long	394	44.8593580581218        AUD
Ordinary NPV	CFD	Long	400	44.984375        AUD
Ordinary NPV	CFD	Long	7441	45.173748        AUD
Ordinary NPV	CFD	Long	8611	45.1387        AUD
Ordinary NPV	CFD	Long	334	45.141856        AUD
Ordinary NPV	CFD	Long	132629	45.076597        AUD
Ordinary NPV	CFD	Long	106577	45.207882        AUD
Ordinary NPV	CFD	Long	1322	45.03        AUD
Ordinary NPV	CFD	Long	26735	45.15        AUD
Ordinary NPV	CFD	Long	68417	45.128669        AUD
Ordinary NPV	CFD	Long	592	44.991605        AUD
Ordinary NPV	CFD	Long	43689	45.0955210693767        AUD
Ordinary NPV	CFD	Long	6793	45.1492374503165        AUD
Ordinary NPV	CFD	Long	17594	45.138026        AUD
Ordinary NPV	CFD	Long	6102	45.126093        AUD
Ordinary NPV	CFD	Long	31786	45.086676        AUD
Ordinary NPV	CFD	Long	4	45.165        AUD
Ordinary NPV	CFD	Long	25000	45.183852        AUD
Ordinary NPV	CFD	Long	63219	45.1090559928107        AUD
Ordinary NPV	CFD	Long	1075	45.187684        AUD
Ordinary NPV	CFD	Long	948	45.2        AUD
Ordinary NPV	CFD	Long	6	45.091038        AUD
Ordinary NPV	CFD	Short	100	44.92        AUD
Ordinary NPV	CFD	Short	90	45.177556        AUD
Ordinary NPV	CFD	Short	142267	45.086103        AUD
Ordinary NPV	CFD	Short	54430	45.15        AUD
Ordinary NPV	CFD	Short	2108	45.154478        AUD
Ordinary NPV	CFD	Short	1594	45.129228        AUD
Ordinary NPV	CFD	Short	3596	45.1239182424917        AUD
Ordinary NPV	CFD	Short	3482	45.1684922458357        AUD
Ordinary NPV	CFD	Short	1461	45.166311        AUD
Ordinary NPV	CFD	Short	239435	45.161172        AUD
Ordinary NPV	CFD	Short	1104	45.17462        AUD
Ordinary NPV	CFD	Short	38377	45.147933        AUD
Ordinary NPV	CFD	Short	3126	552.0767        ZAR
Ordinary NPV	CFD	Short	31463	552.04849569        ZAR
Ordinary NPV	CFD	Short	11444	45.20375        AUD
Ordinary NPV	CFD	Short	662	45.163459        AUD
Ordinary NPV	CFD	Short	22374	45.10505        AUD
Ordinary NPV	CFD	Short	36023	45.147567        AUD
Ordinary NPV	CFD	Short	54399	45.1398619203809        AUD
Ordinary NPV	CFD	Short	21261	45.149999845139        AUD
Ordinary NPV	CFD	Short	3592	44.977809        AUD
Ordinary NPV	CFD	Short	523	45.1795512332696        AUD
Ordinary NPV	CFD	Short	1174	45.1558952156729        AUD
Ordinary NPV	CFD	Short	6503	45.154959        AUD
Ordinary NPV	CFD	Short	714	45.00259      GBP
Ordinary NPV	CFD	Long	714	45.00259      GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	29 May 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END