Form 8.5 (EPT/RI) BHP Group Limited

UBS AG (EPT)

02 May 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	BHP Group Limited
(c) Name of the party to the offer with which exempt principal trader is connected:	BHP Group Limited
(d) Date dealing undertaken:	30 April 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
Ordinary NPV	Buy	2239095	527.87890        ZAR	22.23030        GBP
Ordinary NPV	Sell	2186690	527.87890        ZAR	22.23000        GBP
ARD	Buy	1037580	56.01000 USD	55.2997 USD
ARD	Sell	54828	56.01000 USD	55.2997 USD

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
Ordinary NPV	CFD	Long	41963	22.23        GBP
Ordinary NPV	CFD	Long	21	527.2829        ZAR
Ordinary NPV	CFD	Long	51526	43.0500266055312        AUD
Ordinary NPV	CFD	Long	164	43.21817073        AUD
Ordinary NPV	CFD	Long	7112	43.10395        AUD
Ordinary NPV	CFD	Long	1700	43.0349836764706        AUD
Ordinary NPV	CFD	Long	782	43.0523038976982        AUD
Ordinary NPV	CFD	Long	28	43.131429        AUD
Ordinary NPV	CFD	Long	2896	43.099441        AUD
Ordinary NPV	CFD	Long	46	22.31        GBP
Ordinary NPV	CFD	Long	14	43.077857        AUD
Ordinary NPV	CFD	Long	449973	43.18655        AUD
Ordinary NPV	CFD	Long	60168	43.1662        AUD
Ordinary NPV	CFD	Long	4571	43.2653336250274        AUD
Ordinary NPV	CFD	Long	4171	43.2947206904819        AUD
Ordinary NPV	CFD	Long	3124	43.270141        AUD
Ordinary NPV	CFD	Long	2848	22.41573736        GBP
Ordinary NPV	CFD	Long	14	22.457754        GBP
Ordinary NPV	CFD	Long	207	43.21545894        AUD
Ordinary NPV	CFD	Long	22	527.8789        ZAR
Ordinary NPV	CFD	Long	232657	43.03        AUD
Ordinary NPV	CFD	Long	56355	43.280698        AUD
Ordinary NPV	CFD	Long	64621	43.236494        AUD
Ordinary NPV	CFD	Long	313	43.35        AUD
Ordinary NPV	CFD	Long	4877	43.25        AUD
Ordinary NPV	CFD	Long	10334	43.157246        AUD
Ordinary NPV	CFD	Long	3794	43.251569        AUD
Ordinary NPV	CFD	Long	36539	43.179444        AUD
Ordinary NPV	CFD	Long	48216	43.161884        AUD
Ordinary NPV	CFD	Long	5049	43.146128        AUD
Ordinary NPV	CFD	Long	27151	43.026685        AUD
Ordinary NPV	CFD	Long	201384	43.23732        AUD
Ordinary NPV	CFD	Long	1354	43.285007        AUD
Ordinary NPV	CFD	Long	13788	43.205702        AUD
Ordinary NPV	CFD	Long	1052	43.185561        AUD
Ordinary NPV	CFD	Long	381	43.046273        AUD
Ordinary NPV	CFD	Long	3678	43.1062398        AUD
Ordinary NPV	CFD	Long	11	43.165        AUD
Ordinary NPV	CFD	Long	122361	43.257156        AUD
Ordinary NPV	CFD	Long	136169	43.138172        AUD
Ordinary NPV	CFD	Long	388336	43.220409        AUD
Ordinary NPV	CFD	Long	2213	43.145689        AUD
Ordinary NPV	CFD	Long	24450	527.40813374        ZAR
Ordinary NPV	CFD	Long	1500	22.46608        GBP
Ordinary NPV	CFD	Long	24	22.4704166666667        GBP
Ordinary NPV	CFD	Long	52003	527.22595196        ZAR
Ordinary NPV	CFD	Long	15710	527.87905665        ZAR
Ordinary NPV	CFD	Long	504	526.156        ZAR
Ordinary NPV	CFD	Long	8600	22.444985        GBP
Ordinary NPV	CFD	Short	21697	22.37025482        GBP
Ordinary NPV	CFD	Short	13574	22.31994536        GBP
Ordinary NPV	CFD	Short	8440	22.37860211        GBP
Ordinary NPV	CFD	Short	13788	43.2057017255875        AUD
Ordinary NPV	CFD	Short	1154	43.0300021920277        AUD
Ordinary NPV	CFD	Short	136169	43.138172        AUD
Ordinary NPV	CFD	Short	67	43.07820896        AUD
Ordinary NPV	CFD	Short	14	43.077857        AUD
Ordinary NPV	CFD	Short	231503	43.03        AUD
Ordinary NPV	CFD	Short	2636	43.0994439        AUD
Ordinary NPV	CFD	Short	173	43.0994176        AUD
Ordinary NPV	CFD	Short	28	43.1314286        AUD
Ordinary NPV	CFD	Short	87	43.0994456        AUD
Ordinary NPV	CFD	Short	3794	43.251569        AUD
Ordinary NPV	CFD	Short	1354	43.285007        AUD
Ordinary NPV	CFD	Short	388336	43.220409        AUD
Ordinary NPV	CFD	Short	381	43.046273        AUD
Ordinary NPV	CFD	Short	10334	43.157246        AUD
Ordinary NPV	CFD	Short	2213	28.1089832806145        USD
Ordinary NPV	CFD	Short	27151	43.026685        AUD
Ordinary NPV	CFD	Short	29546	43.159322074054        AUD
Ordinary NPV	CFD	Short	18670	43.1659389394751        AUD
Ordinary NPV	CFD	Short	36539	43.179444        AUD
Ordinary NPV	CFD	Short	9040	22.42717035        GBP
Ordinary NPV	CFD	Short	4065	22.230335        GBP
Ordinary NPV	CFD	Short	1549	22.43695287        GBP
Ordinary NPV	CFD	Short	812	22.59283867        GBP
Ordinary NPV	CFD	Short	538	22.493587        GBP
Ordinary NPV	CFD	Short	225	22.2303        GBP
Ordinary NPV	CFD	Short	155	22.232223        GBP
Ordinary NPV	CFD	Short	2809	22.34867213        GBP
Ordinary NPV	CFD	Short	1516	22.3747988130211        GBP
Ordinary NPV	CFD	Short	551	22.3395092092559        GBP
Ordinary NPV	CFD	Short	12812	22.329986        GBP
Ordinary NPV	CFD	Short	3678	43.1062398060196        AUD
Ordinary NPV	CFD	Short	52003	527.22595196        ZAR
Ordinary NPV	CFD	Short	21	527.2829        ZAR
Ordinary NPV	CFD	Short	11	43.165        AUD
Ordinary NPV	CFD	Short	5049	43.146128        AUD
Ordinary NPV	CFD	Short	504	526.155967        ZAR
Ordinary NPV	CFD	Short	122361	43.257156        AUD
Ordinary NPV	CFD	Short	6637	22.2308892        GBP
Ordinary NPV	CFD	Short	7112	43.10395        AUD
Ordinary NPV	CFD	Short	3124	43.270141        AUD
Ordinary NPV	CFD	Short	8742	43.279355        AUD
Ordinary NPV	CFD	Short	60168	43.1662        AUD
Ordinary NPV	CFD	Short	4877	43.25        AUD
Ordinary NPV	CFD	Short	1700	43.034985        AUD
Ordinary NPV	CFD	Short	51526	43.050027        AUD
Ordinary NPV	CFD	Short	782	43.052308        AUD
Ordinary NPV	CFD	Short	207	43.21545894        AUD
Ordinary NPV	CFD	Short	164	43.21817073        AUD
Ordinary NPV	CFD	Short	56355	43.280698        AUD
Ordinary NPV	CFD	Short	64621	43.236494        AUD
Ordinary NPV	CFD	Short	449973	43.18655        AUD
Ordinary NPV	CFD	Short	313	43.35        AUD
Ordinary NPV	CFD	Short	201384	43.23732        AUD
Ordinary NPV	CFD	Short	1052	43.185561        AUD
Ordinary NPV	CFD	Short	15710	527.87905665        ZAR
Ordinary NPV	CFD	Short	22	527.8789        ZAR
Ordinary NPV	CFD	Short	24450	527.40813374        ZAR
ARD	CFD	Short	1961	55.29975 USD
ARD	CFD	Short	6364	55.32545 USD
ARD	CFD	Short	12571	55.32673 USD
ARD	CFD	Short	913	55.32704 USD
ARD	CFD	Short	24461	55.38848 USD
ARD	CFD	Short	301	55.39502 USD
ARD	CFD	Short	532	55.55752 USD
ARD	CFD	Short	218	55.68376 USD
ARD	CFD	Short	2434	55.94032 USD
ARD	CFD	Short	2120	56.01000 USD
ARD	CFD	Long	-1961	55.29975 USD
ARD	CFD	Long	-6364	55.32545 USD
ARD	CFD	Long	-12571	55.32673 USD
ARD	CFD	Long	-913	55.32704 USD
ARD	CFD	Long	-301	55.39502 USD
ARD	CFD	Long	-532	55.55752 USD
ARD	CFD	Long	-218	55.68376 USD
ARD	CFD	Long	-2434	55.94032 USD
ARD	CFD	Long	-2120	56.01000 USD

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	02 May 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END