Form 8.5 (EPT/RI) - BHP Group Limited

UBS AG (EPT)

02 May 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	BHP Group Limited
(c) Name of the party to the offer with which exempt principal trader is connected:	BHP Group Limited
(d) Date dealing undertaken:	29 April 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
Ordinary NPV	Buy	3122253	524.96240        ZAR	22.17000        GBP
Ordinary NPV	Sell	2892944	524.96240        ZAR	22.15000        GBP
ADR	Buy	98702	56.74500 USD	56.54834 USD
ADR	Sell	67736	56.74500 USD	56.54834 USD

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
Ordinary NPV	CFD	Long	1216	42.969186        AUD
Ordinary NPV	CFD	Long	2810	43.1313        AUD
Ordinary NPV	CFD	Long	26099	43.05824        AUD
Ordinary NPV	CFD	Long	15000	43.039013        AUD
Ordinary NPV	CFD	Long	503	42.971213        AUD
Ordinary NPV	CFD	Long	22604	42.940996        AUD
Ordinary NPV	CFD	Long	35	43.003375        AUD
Ordinary NPV	CFD	Long	200	42.93        AUD
Ordinary NPV	CFD	Long	178129	42.978885        AUD
Ordinary NPV	CFD	Long	32129	42.97        AUD
Ordinary NPV	CFD	Long	7292	42.997643        AUD
Ordinary NPV	CFD	Long	13490	42.995769        AUD
Ordinary NPV	CFD	Long	36	42.97708333        AUD
Ordinary NPV	CFD	Long	997	42.977442        AUD
Ordinary NPV	CFD	Long	205354	42.991756        AUD
Ordinary NPV	CFD	Long	38202	43.077068        AUD
Ordinary NPV	CFD	Long	7804	42.996593        AUD
Ordinary NPV	CFD	Long	49376	42.976313        AUD
Ordinary NPV	CFD	Long	570	43.018684        AUD
Ordinary NPV	CFD	Long	5443	42.978409        AUD
Ordinary NPV	CFD	Long	16603	42.994803        AUD
Ordinary NPV	CFD	Long	6191	42.977184        AUD
Ordinary NPV	CFD	Long	135231	42.993605        AUD
Ordinary NPV	CFD	Long	426647	43.008587        AUD
Ordinary NPV	CFD	Long	110182	42.997589        AUD
Ordinary NPV	CFD	Long	12980	43.106424        AUD
Ordinary NPV	CFD	Long	8367	42.980202        AUD
Ordinary NPV	CFD	Long	10027	523.74751471        ZAR
Ordinary NPV	CFD	Long	11995	22.4173147144644        GBP
Ordinary NPV	CFD	Long	2071	22.3168759053597        GBP
Ordinary NPV	CFD	Long	6	22.19        GBP
Ordinary NPV	CFD	Long	2	22.42        GBP
Ordinary NPV	CFD	Long	30	22.4493333333333        GBP
Ordinary NPV	CFD	Long	23401	22.5        GBP
Ordinary NPV	CFD	Long	500	22.43        GBP
Ordinary NPV	CFD	Long	8643	22.444925        GBP
Ordinary NPV	CFD	Long	2051	22.417313505607        GBP
Ordinary NPV	CFD	Long	353	22.3168838526912        GBP
Ordinary NPV	CFD	Long	33680	524.9624        ZAR
Ordinary NPV	CFD	Long	63211	524.5328302        ZAR
Ordinary NPV	CFD	Long	31523	522.82414428        ZAR
Ordinary NPV	CFD	Long	29	523.9099        ZAR
Ordinary NPV	CFD	Long	655	523.5607        ZAR
Ordinary NPV	CFD	Long	44	524.2049        ZAR
Ordinary NPV	CFD	Long	2404	22.3        GBP
Ordinary NPV	CFD	Long	6727	42.99173        AUD
Ordinary NPV	CFD	Long	107727	42.97300398        AUD
Ordinary NPV	CFD	Long	37623	42.94501183        AUD
Ordinary NPV	CFD	Long	6461	42.89274261        AUD
Ordinary NPV	CFD	Long	5413	42.9575097        AUD
Ordinary NPV	CFD	Long	1600	22.25374375        GBP
Ordinary NPV	CFD	Long	19547	42.973004        AUD
Ordinary NPV	CFD	Long	6841	42.945012        AUD
Ordinary NPV	CFD	Long	1175	42.89274        AUD
Ordinary NPV	CFD	Long	975	42.957508        AUD
Ordinary NPV	CFD	Long	3042	43.010667        AUD
Ordinary NPV	CFD	Long	2056	42.95750973        AUD
Ordinary NPV	CFD	Long	2209	42.966564        AUD
Ordinary NPV	CFD	Long	368175	43.012664        AUD
Ordinary NPV	CFD	Long	216413	42.921095        AUD
Ordinary NPV	CFD	Long	513	42.9609746588694        AUD
Ordinary NPV	CFD	Long	196	42.9757142857143        AUD
Ordinary NPV	CFD	Long	76	42.990658        AUD
Ordinary NPV	CFD	Long	1647	22.4979235        GBP
Ordinary NPV	CFD	Long	21842	22.4997        GBP
Ordinary NPV	CFD	Long	2107	22.3921215        GBP
Ordinary NPV	CFD	Long	13	523.4191        ZAR
Ordinary NPV	CFD	Long	15000	43.14        AUD
Ordinary NPV	CFD	Long	10787	22.1678020002002        GBP
Ordinary NPV	CFD	Long	40583	43.014165        AUD
Ordinary NPV	CFD	Long	96449	42.995693        AUD
Ordinary NPV	CFD	Long	40184	43.038518        AUD
Ordinary NPV	CFD	Long	207	42.95        AUD
Ordinary NPV	CFD	Long	9000	22.344587        GBP
Ordinary NPV	CFD	Long	27181	42.9654202917516        AUD
Ordinary NPV	CFD	Long	5907	42.97007689355        AUD
Ordinary NPV	CFD	Long	1867	42.9407667307445        AUD
Ordinary NPV	CFD	Long	203	42.9757491758621        AUD
Ordinary NPV	CFD	Long	504	42.9712349396825        AUD
Ordinary NPV	CFD	Long	2900	42.968655        AUD
Ordinary NPV	CFD	Long	6007	43.143451        AUD
Ordinary NPV	CFD	Long	1443	42.983541        AUD
Ordinary NPV	CFD	Long	12869	42.98179        AUD
Ordinary NPV	CFD	Long	53145	42.991178        AUD
Ordinary NPV	CFD	Long	10326	42.982675        AUD
Ordinary NPV	CFD	Long	5492	42.977223        AUD
Ordinary NPV	CFD	Short	178129	42.978885        AUD
Ordinary NPV	CFD	Short	5443	42.978409        AUD
Ordinary NPV	CFD	Short	13490	42.995769        AUD
Ordinary NPV	CFD	Short	31523	522.82414428        ZAR
Ordinary NPV	CFD	Short	1500	22.310793        GBP
Ordinary NPV	CFD	Short	6	22.22        GBP
Ordinary NPV	CFD	Short	21240	22.434586        GBP
Ordinary NPV	CFD	Short	413	22.44        GBP
Ordinary NPV	CFD	Short	1164	22.425        GBP
Ordinary NPV	CFD	Short	10027	523.74751471        ZAR
Ordinary NPV	CFD	Short	13	523.4191        ZAR
Ordinary NPV	CFD	Short	24469	22.1755425231926        GBP
Ordinary NPV	CFD	Short	17	42.9836725        AUD
Ordinary NPV	CFD	Short	53145	42.991178        AUD
Ordinary NPV	CFD	Short	988	42.9835403        AUD
Ordinary NPV	CFD	Short	22604	42.940996        AUD
Ordinary NPV	CFD	Short	2400	22.26645833        GBP
Ordinary NPV	CFD	Short	12281	22.1755427082485        GBP
Ordinary NPV	CFD	Short	264	42.9835299        AUD
Ordinary NPV	CFD	Short	174	42.9835508        AUD
Ordinary NPV	CFD	Short	5492	42.977223        AUD
Ordinary NPV	CFD	Short	7804	42.996593        AUD
Ordinary NPV	CFD	Short	997	42.977442        AUD
Ordinary NPV	CFD	Short	35	43.003375        AUD
Ordinary NPV	CFD	Short	6007	43.143451        AUD
Ordinary NPV	CFD	Short	2810	43.1313        AUD
Ordinary NPV	CFD	Short	570	43.018684        AUD
Ordinary NPV	CFD	Short	426647	43.008587        AUD
Ordinary NPV	CFD	Short	32129	42.97        AUD
Ordinary NPV	CFD	Short	2900	42.968655        AUD
Ordinary NPV	CFD	Short	8220	42.9838734793187        AUD
Ordinary NPV	CFD	Short	2106	42.9779962013295        AUD
Ordinary NPV	CFD	Short	16603	42.994803        AUD
Ordinary NPV	CFD	Short	49376	42.976313        AUD
Ordinary NPV	CFD	Short	12869	42.98179        AUD
Ordinary NPV	CFD	Short	36	42.97708333        AUD
Ordinary NPV	CFD	Short	40090	22.5        GBP
Ordinary NPV	CFD	Short	5682	22.3721257353502        GBP
Ordinary NPV	CFD	Short	9356	22.35262773        GBP
Ordinary NPV	CFD	Short	492	22.3586788615041        GBP
Ordinary NPV	CFD	Short	55025	22.30537828        GBP
Ordinary NPV	CFD	Short	5572	22.500337        GBP
Ordinary NPV	CFD	Short	132537	22.306148        GBP
Ordinary NPV	CFD	Short	18089	22.437429        GBP
Ordinary NPV	CFD	Short	200	42.93        AUD
Ordinary NPV	CFD	Short	29	523.9099        ZAR
Ordinary NPV	CFD	Short	33680	524.9624        ZAR
Ordinary NPV	CFD	Short	63211	524.5328302        ZAR
Ordinary NPV	CFD	Short	15000	43.039013        AUD
Ordinary NPV	CFD	Short	6191	42.977184        AUD
Ordinary NPV	CFD	Short	243	523.570653        ZAR
Ordinary NPV	CFD	Short	16	524.209604        ZAR
Ordinary NPV	CFD	Short	258	523.536863        ZAR
Ordinary NPV	CFD	Short	17	524.201533        ZAR
Ordinary NPV	CFD	Short	154	523.585096        ZAR
Ordinary NPV	CFD	Short	11	524.203324        ZAR
Ordinary NPV	CFD	Short	135231	42.993605        AUD
Ordinary NPV	CFD	Short	7292	42.997643        AUD
Ordinary NPV	CFD	Short	1216	42.969186        AUD
Ordinary NPV	CFD	Short	205354	42.991756        AUD
Ordinary NPV	CFD	Short	68	22.37829043        GBP
Ordinary NPV	CFD	Short	6	22.37836361        GBP
Ordinary NPV	CFD	Short	38202	43.077068        AUD
Ordinary NPV	CFD	Short	26099	43.058240143948        AUD
Ordinary NPV	CFD	Short	503	42.9712110361829        AUD
Ordinary NPV	CFD	Short	4314	22.1755424200278        GBP
Ordinary NPV	CFD	Short	110182	42.997589        AUD
Ordinary NPV	CFD	Short	12980	43.106424        AUD
Ordinary NPV	CFD	Short	8367	42.980202        AUD
Ordinary NPV	CFD	Short	216413	42.921095        AUD
Ordinary NPV	CFD	Short	15000	43.14        AUD
Ordinary NPV	CFD	Short	709	42.96504        AUD
Ordinary NPV	CFD	Short	2209	42.966564        AUD
Ordinary NPV	CFD	Short	5907	42.970076        AUD
Ordinary NPV	CFD	Short	6727	42.99173        AUD
Ordinary NPV	CFD	Short	1867	42.940766        AUD
Ordinary NPV	CFD	Short	3042	43.010667        AUD
Ordinary NPV	CFD	Short	504	42.97124        AUD
Ordinary NPV	CFD	Short	203	42.975739        AUD
Ordinary NPV	CFD	Short	27181	42.96542        AUD
Ordinary NPV	CFD	Short	19547	42.973004        AUD
Ordinary NPV	CFD	Short	6461	42.89274261        AUD
Ordinary NPV	CFD	Short	1175	42.89274        AUD
Ordinary NPV	CFD	Short	5413	42.9575097        AUD
Ordinary NPV	CFD	Short	975	42.957508        AUD
Ordinary NPV	CFD	Short	76	42.990658        AUD
Ordinary NPV	CFD	Short	2056	42.95750973        AUD
Ordinary NPV	CFD	Short	37623	42.94501183        AUD
Ordinary NPV	CFD	Short	6841	42.945012        AUD
Ordinary NPV	CFD	Short	107727	42.97300398        AUD
Ordinary NPV	CFD	Short	40583	43.014165        AUD
Ordinary NPV	CFD	Short	96449	42.995693        AUD
Ordinary NPV	CFD	Short	368175	43.012664        AUD
Ordinary NPV	CFD	Short	207	42.95        AUD
Ordinary NPV	CFD	Short	40184	43.038518        AUD
Ordinary NPV	CFD	Short	50606	43.051725        AUD
ADR	CFD	Short	14160	56.5483 USD
ADR	CFD	Short	14342	56.5551 USD
ADR	CFD	Short	15483	56.5620 USD
ADR	CFD	Short	1141	56.6493 USD
ADR	CFD	Short	1323	56.7084 USD
ADR	CFD	Short	2902	56.7450 USD
ADR	CFD	Long	-14160	56.5883 USD
ADR	CFD	Long	-14342	56.5551 USD
ADR	CFD	Long	-1141	56.6493 USD
ADR	CFD	Long	-1323	56.7084 USD
ADR	CFD	Long	-2902	56.7450 USD

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	02 May 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END