FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: |
Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree |
BHP Group Limited |
(c) Name of the party to the offer with which exempt principal trader is connected: |
Anglo American plc |
(d) Date dealing undertaken: |
06 May 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" |
YES- Anglo American plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security |
Purchases/ sales
|
Total number of securities |
Highest price per unit paid/received |
Lowest price per unit paid/received |
ADR |
PURCHASES |
739 |
56.8466 USD |
56.8365 USD |
ADR |
SALES |
739 |
56.8466 USD |
56.8365 USD |
Ordinary NPV |
SALES |
674 |
28.3283 USD |
28.3283 USD |
Ordinary NPV |
SALES |
46,738 |
42.7500 AUD |
42.6301 AUD |
Ordinary NPV |
PURCHASES |
30,716 |
42.8049 AUD |
42.6292 AUD |
(b) Cash-settled derivative transactions
Class of relevant security |
Product description e.g. CFD |
Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position |
Number of reference securities |
Price per unit |
Ordinary NPV |
CFD |
increasing a long position |
1,517 |
42.6768 AUD |
Ordinary NPV |
CFD |
increasing a long position |
2,119 |
42.6989 AUD |
Ordinary NPV |
CFD |
increasing a long position |
154 |
42.7719 AUD |
Ordinary NPV |
CFD |
increasing a long position |
700 |
520.8333 ZAR |
Ordinary NPV |
CFD |
increasing a long position |
2 |
520.8900 ZAR |
Ordinary NPV |
CFD |
increasing a long position |
7,793 |
521.1021 ZAR |
Ordinary NPV |
CFD |
increasing a long position |
20,422 |
521.4496 ZAR |
Ordinary NPV |
CFD |
increasing a long position |
13,936 |
522.6200 ZAR |
Ordinary NPV |
CFD |
increasing a short position |
30,165 |
42.5967 AUD |
Ordinary NPV |
CFD |
increasing a short position |
292 |
42.6294 AUD |
Ordinary NPV |
CFD |
increasing a short position |
83 |
42.6300 AUD |
Ordinary NPV |
CFD |
increasing a short position |
48 |
42.6300 AUD |
Ordinary NPV |
CFD |
increasing a short position |
141 |
42.6350 AUD |
Ordinary NPV |
CFD |
increasing a short position |
83 |
42.6351 AUD |
Ordinary NPV |
CFD |
increasing a short position |
17,000 |
42.6961 AUD |
Ordinary NPV |
CFD |
increasing a short position |
3,500 |
42.6962 AUD |
Ordinary NPV |
CFD |
increasing a short position |
500 |
42.6962 AUD |
Ordinary NPV |
CFD |
increasing a short position |
194 |
42.7044 AUD |
Ordinary NPV |
CFD |
increasing a short position |
12,323 |
42.7119 AUD |
Ordinary NPV |
CFD |
increasing a short position |
55,095 |
42.7203 AUD |
Ordinary NPV |
CFD |
increasing a short position |
170 |
42.7500 AUD |
Ordinary NPV |
CFD |
increasing a short position |
1,607 |
42.7671 AUD |
Ordinary NPV |
CFD |
increasing a short position |
7,835 |
42.7671 AUD |
Ordinary NPV |
CFD |
increasing a short position |
7,433 |
42.7671 AUD |
Ordinary NPV |
CFD |
increasing a short position |
7,793 |
521.1021 ZAR |
Ordinary NPV |
CFD |
reducing a long position |
134,546 |
42.6895 AUD |
Ordinary NPV |
CFD |
reducing a long position |
609 |
42.6952 AUD |
Ordinary NPV |
CFD |
reducing a long position |
397 |
42.6956 AUD |
Ordinary NPV |
CFD |
reducing a long position |
557 |
42.6956 AUD |
Ordinary NPV |
CFD |
reducing a long position |
2,965 |
42.6956 AUD |
Ordinary NPV |
CFD |
reducing a long position |
2 |
42.7000 AUD |
Ordinary NPV |
CFD |
reducing a long position |
2,184 |
42.7349 AUD |
Ordinary NPV |
CFD |
reducing a long position |
728 |
42.7355 AUD |
Ordinary NPV |
CFD |
reducing a long position |
700 |
520.8333 ZAR |
Ordinary NPV |
CFD |
reducing a long position |
2 |
520.8900 ZAR |
Ordinary NPV |
CFD |
reducing a long position |
2,776 |
521.3469 ZAR |
Ordinary NPV |
CFD |
reducing a long position |
20,422 |
521.4496 ZAR |
Ordinary NPV |
CFD |
reducing a long position |
75 |
522.4141 ZAR |
Ordinary NPV |
CFD |
reducing a short position |
1,517 |
42.6989 AUD |
Ordinary NPV |
CFD |
reducing a short position |
9,966 |
42.7262 AUD |
Ordinary NPV |
CFD |
reducing a short position |
9,314 |
42.7305 AUD |
Ordinary NPV |
CFD |
reducing a short position |
1,856 |
42.7500 AUD |
Ordinary NPV |
CFD |
reducing a short position |
6,396 |
42.7513 AUD |
Ordinary NPV |
CFD |
reducing a short position |
190 |
42.7610 AUD |
Ordinary NPV |
CFD |
reducing a short position |
674 |
42.8049 AUD |
Ordinary NPV |
CFD |
reducing a short position |
2,776 |
521.3469 ZAR |
Ordinary NPV |
CFD |
reducing a short position |
75 |
522.4141 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security |
Product description e.g. call option |
Writing, purchasing, selling, varying etc. |
Number of securities to which option relates |
Exercise price per unit |
Type e.g. American, European etc. |
Expiry date |
Option money paid/ received per unit |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
(ii) Exercise
Class of relevant security |
Product description e.g. call option |
Exercising/ exercised against |
Number of securities |
Exercise price per unit |
Ordinary NPV |
Short Call |
Exercised against |
1,116 |
43.2876 AUD |
(d) Other dealings (including subscribing for new securities)
Class of relevant security |
Nature of dealing e.g. subscription, conversion |
Details |
Price per unit (if applicable) |
N/A |
N/A |
N/A |
N/A |
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
Date of disclosure: |
07 May 2024 |
Contact name: |
Craig Horsley |
Telephone number: |
+44 141 245-7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.