Form 8.5 (EPT/RI) - BHP Group Limited

GoldmanSachs International

07 May 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	(GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	BHP GROUP LIMITED
(c) Name of the party to the offer with which exempt principal trader is connected:	ANGLO AMERICAN PLC
(d) Date dealing undertaken:	03 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	YES - disclosed previously for ANGLO AMERICAN PLC

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
Ordinary NPV	Purchases	458,205 109,736	22.5900 GBP 42.5400 AUD	22.1100 GBP 42.2948 AUD
Ordinary NPV	Sales	410,292 109,358	22.5600 GBP 42.5000 AUD	22.1300 GBP 42.2948 AUD
ADR / (1.00 : 2.00)	Purchases	71,638 (143,276)	56.4538 USD	56.3000 USD
ADR / (1.00 : 2.00)	Sales	71,638 (143,276)	56.4935 USD	56.2700 USD

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
Ordinary NPV	CFD	Reducing a long position	2,678	22.1724 GBP
Ordinary NPV	CFD	Reducing a long position	464	22.2286 GBP
Ordinary NPV	CFD	Reducing a long position	143	22.2286 GBP
Ordinary NPV	CFD	Reducing a long position	18	22.2286 GBP
Ordinary NPV	CFD	Reducing a long position	13	22.2286 GBP
Ordinary NPV	CFD	Reducing a long position	4,943	22.2477 GBP
Ordinary NPV	CFD	Reducing a long position	1,644	22.2550 GBP
Ordinary NPV	CFD	Reducing a long position	994	22.2552 GBP
Ordinary NPV	CFD	Reducing a long position	6,641	22.2554 GBP
Ordinary NPV	CFD	Reducing a long position	2,042	22.2555 GBP
Ordinary NPV	CFD	Reducing a long position	536	22.2555 GBP
Ordinary NPV	CFD	Reducing a long position	312	22.2565 GBP
Ordinary NPV	CFD	Reducing a long position	201	22.2570 GBP
Ordinary NPV	CFD	Reducing a long position	487	22.2648 GBP
Ordinary NPV	CFD	Reducing a long position	305	22.2649 GBP
Ordinary NPV	CFD	Reducing a long position	624	22.2649 GBP
Ordinary NPV	CFD	Reducing a long position	2,022	22.2650 GBP
Ordinary NPV	CFD	Reducing a long position	166	22.2651 GBP
Ordinary NPV	CFD	Reducing a long position	63	22.2652 GBP
Ordinary NPV	CFD	Reducing a long position	96	22.2653 GBP
Ordinary NPV	CFD	Reducing a long position	6,073	22.2733 GBP
Ordinary NPV	CFD	Reducing a long position	3,274	22.2740 GBP
Ordinary NPV	CFD	Reducing a long position	1,910	22.2747 GBP
Ordinary NPV	CFD	Reducing a long position	1,227	22.2749 GBP
Ordinary NPV	CFD	Reducing a long position	43	22.2797 GBP
Ordinary NPV	CFD	Reducing a long position	65	22.2808 GBP
Ordinary NPV	CFD	Reducing a long position	113	22.2810 GBP
Ordinary NPV	CFD	Reducing a long position	425	22.2814 GBP
Ordinary NPV	CFD	Reducing a long position	1,374	22.2815 GBP
Ordinary NPV	CFD	Reducing a long position	207	22.2815 GBP
Ordinary NPV	CFD	Reducing a long position	332	22.2823 GBP
Ordinary NPV	CFD	Reducing a long position	520	22.2865 GBP
Ordinary NPV	CFD	Reducing a long position	161	22.2865 GBP
Ordinary NPV	CFD	Reducing a long position	18	22.2865 GBP
Ordinary NPV	CFD	Reducing a long position	9	22.2865 GBP
Ordinary NPV	CFD	Reducing a long position	2,596	22.2895 GBP
Ordinary NPV	CFD	Reducing a long position	805	22.2895 GBP
Ordinary NPV	CFD	Reducing a long position	78	22.2895 GBP
Ordinary NPV	CFD	Reducing a long position	1,058	22.2900 GBP
Ordinary NPV	CFD	Increasing a short position	106	22.2933 GBP
Ordinary NPV	CFD	Reducing a long position	4,388	22.2936 GBP
Ordinary NPV	CFD	Reducing a long position	1,353	22.2938 GBP
Ordinary NPV	CFD	Reducing a long position	663	22.2948 GBP
Ordinary NPV	CFD	Reducing a long position	360	22.2951 GBP
Ordinary NPV	CFD	Reducing a long position	211	22.2962 GBP
Ordinary NPV	CFD	Reducing a long position	135	22.2969 GBP
Ordinary NPV	CFD	Reducing a long position	1,044	22.3106 GBP
Ordinary NPV	CFD	Reducing a long position	325	22.3106 GBP
Ordinary NPV	CFD	Reducing a long position	23	22.3248 GBP
Ordinary NPV	CFD	Reducing a long position	34	22.3276 GBP
Ordinary NPV	CFD	Reducing a long position	56	22.3326 GBP
Ordinary NPV	CFD	Reducing a long position	103	22.3333 GBP
Ordinary NPV	CFD	Reducing a long position	206	22.3340 GBP
Ordinary NPV	CFD	Reducing a long position	660	22.3348 GBP
Ordinary NPV	CFD	Reducing a long position	157	22.3395 GBP
Ordinary NPV	CFD	Reducing a long position	1,077	22.3462 GBP
Ordinary NPV	CFD	Reducing a long position	331	22.3462 GBP
Ordinary NPV	CFD	Reducing a long position	91	22.3462 GBP
Ordinary NPV	CFD	Reducing a long position	69	22.3462 GBP
Ordinary NPV	CFD	Opening a short position	508	22.3518 GBP
Ordinary NPV	CFD	Reducing a long position	2,142	22.3724 GBP
Ordinary NPV	CFD	Reducing a long position	1,278	22.3724 GBP
Ordinary NPV	CFD	Reducing a long position	3,051	22.3725 GBP
Ordinary NPV	CFD	Reducing a long position	2,636	22.3725 GBP
Ordinary NPV	CFD	Reducing a long position	399	22.3729 GBP
Ordinary NPV	CFD	Reducing a long position	690	22.3729 GBP
Ordinary NPV	CFD	Reducing a long position	252	22.3731 GBP
Ordinary NPV	CFD	Reducing a long position	19	22.3804 GBP
Ordinary NPV	CFD	Reducing a long position	12	22.3851 GBP
Ordinary NPV	CFD	Reducing a long position	60	22.3852 GBP
Ordinary NPV	CFD	Reducing a long position	33	22.3857 GBP
Ordinary NPV	CFD	Reducing a long position	395	22.3860 GBP
Ordinary NPV	CFD	Reducing a long position	122	22.3861 GBP
Ordinary NPV	CFD	Reducing a long position	94	22.3876 GBP
Ordinary NPV	CFD	Opening a long position	2,678	22.3897 GBP
Ordinary NPV	CFD	Reducing a short position	16,133	22.3897 GBP
Ordinary NPV	CFD	Reducing a long position	261	22.4109 GBP
Ordinary NPV	CFD	Reducing a long position	1,726	22.4109 GBP
Ordinary NPV	CFD	Reducing a long position	471	22.4109 GBP
Ordinary NPV	CFD	Reducing a long position	904	22.4109 GBP
Ordinary NPV	CFD	Reducing a long position	6,202	22.4109 GBP
Ordinary NPV	CFD	Reducing a long position	1,890	22.4109 GBP
Ordinary NPV	CFD	Reducing a long position	156	22.4109 GBP
Ordinary NPV	CFD	Opening a short position	360	22.4127 GBP
Ordinary NPV	CFD	Reducing a long position	594	22.4134 GBP
Ordinary NPV	CFD	Reducing a long position	186	22.4134 GBP
Ordinary NPV	CFD	Reducing a long position	67	22.4307 GBP
Ordinary NPV	CFD	Reducing a long position	217	22.4307 GBP
Ordinary NPV	CFD	Reducing a long position	18	22.4307 GBP
Ordinary NPV	CFD	Reducing a long position	11	22.4307 GBP
Ordinary NPV	CFD	Reducing a long position	52	22.4307 GBP
Ordinary NPV	CFD	Reducing a long position	7	22.4307 GBP
Ordinary NPV	CFD	Reducing a long position	32	22.4307 GBP
Ordinary NPV	CFD	Opening a long position	4,943	22.4577 GBP
Ordinary NPV	CFD	Increasing a long position	716,322	27.8656 USD
Ordinary NPV	CFD	Increasing a long position	337,093	27.8656 USD
Ordinary NPV	CFD	Opening a long position	37,420	42.3614 AUD
Ordinary NPV	CFD	Reducing a long position	37,420	42.3635 AUD
Ordinary NPV	CFD	Reducing a short position	557	42.3717 AUD
Ordinary NPV	CFD	Reducing a short position	1,502	42.3739 AUD
Ordinary NPV	CFD	Reducing a short position	48	42.3739 AUD
Ordinary NPV	CFD	Reducing a short position	465	42.3739 AUD
Ordinary NPV	CFD	Increasing a long position	37,817	42.3755 AUD
Ordinary NPV	CFD	Reducing a long position	557	42.3759 AUD
Ordinary NPV	CFD	Increasing a short position	37,817	42.3777 AUD
Ordinary NPV	CFD	Reducing a short position	1,344	42.3783 AUD
Ordinary NPV	CFD	Reducing a short position	39	42.3783 AUD
Ordinary NPV	CFD	Reducing a short position	417	42.3783 AUD
Ordinary NPV	CFD	Reducing a short position	1,053,415	42.3800 AUD
Ordinary NPV	CFD	Increasing a short position	1,053,415	42.3800 AUD
Ordinary NPV	CFD	Reducing a long position	37,420	42.3800 AUD
Ordinary NPV	CFD	Reducing a long position	53,716	42.3800 AUD
Ordinary NPV	CFD	Opening a long position	53,716	42.3800 AUD
Ordinary NPV	CFD	Reducing a long position	3,790	42.3800 AUD
Ordinary NPV	CFD	Reducing a short position	9,359	42.3800 AUD
Ordinary NPV	CFD	Reducing a short position	37,420	42.3800 AUD
Ordinary NPV	CFD	Increasing a long position	3,790	42.3800 AUD
Ordinary NPV	CFD	Reducing a short position	14,723	42.3800 AUD
Ordinary NPV	CFD	Reducing a long position	9,359	42.3800 AUD
Ordinary NPV	CFD	Reducing a long position	14,723	42.3800 AUD
Ordinary NPV	CFD	Opening a long position	9,359	42.3802 AUD
Ordinary NPV	CFD	Reducing a long position	3,815	42.3824 AUD
Ordinary NPV	CFD	Reducing a short position	870	42.3854 AUD
Ordinary NPV	CFD	Reducing a short position	37	42.3854 AUD
Ordinary NPV	CFD	Reducing a short position	48	42.3854 AUD
Ordinary NPV	CFD	Reducing a short position	268	42.3854 AUD
Ordinary NPV	CFD	Increasing a short position	3,488	42.3908 AUD
Ordinary NPV	CFD	Increasing a short position	689	42.3911 AUD
Ordinary NPV	CFD	Increasing a long position	3,660	42.3921 AUD
Ordinary NPV	CFD	Increasing a short position	194	42.3965 AUD
Ordinary NPV	CFD	Increasing a short position	409	42.3965 AUD
Ordinary NPV	CFD	Opening a long position	3,790	42.3984 AUD
Ordinary NPV	CFD	Increasing a short position	8	42.3987 AUD
Ordinary NPV	CFD	Increasing a short position	3,179	42.3987 AUD
Ordinary NPV	CFD	Reducing a long position	7,345	42.4025 AUD
Ordinary NPV	CFD	Reducing a short position	7,006	42.4036 AUD
Ordinary NPV	CFD	Reducing a short position	2,646	42.4036 AUD
Ordinary NPV	CFD	Reducing a short position	59	42.4036 AUD
Ordinary NPV	CFD	Reducing a short position	52	42.4036 AUD
Ordinary NPV	CFD	Reducing a short position	819	42.4036 AUD
Ordinary NPV	CFD	Reducing a short position	728	42.4036 AUD
Ordinary NPV	CFD	Reducing a short position	74	42.4038 AUD
Ordinary NPV	CFD	Reducing a short position	22	42.4038 AUD
Ordinary NPV	CFD	Opening a long position	11,025	42.4079 AUD
Ordinary NPV	CFD	Reducing a short position	3,698	42.4079 AUD
Ordinary NPV	CFD	Reducing a short position	1,801	42.4094 AUD
Ordinary NPV	CFD	Reducing a short position	40	42.4094 AUD
Ordinary NPV	CFD	Reducing a short position	52	42.4094 AUD
Ordinary NPV	CFD	Reducing a short position	557	42.4094 AUD
Ordinary NPV	CFD	Increasing a long position	2,350	42.4100 AUD
Ordinary NPV	CFD	Opening a short position	14,723	42.4100 AUD
Ordinary NPV	CFD	Increasing a long position	6,773	42.4111 AUD
Ordinary NPV	CFD	Increasing a short position	6,084	42.4134 AUD
Ordinary NPV	CFD	Increasing a short position	2,350	42.4136 AUD
Ordinary NPV	CFD	Opening a short position	1,053,415	42.4176 AUD
Ordinary NPV	CFD	Increasing a short position	172	42.4185 AUD
Ordinary NPV	CFD	Opening a short position	1,851	42.4185 AUD
Ordinary NPV	CFD	Reducing a short position	172,541	42.4293 AUD
Ordinary NPV	CFD	Opening a short position	40,959	42.4314 AUD
Ordinary NPV	CFD	Reducing a long position	131,582	42.4314 AUD
Ordinary NPV	CFD	Reducing a short position	40,959	42.4429 AUD
Ordinary NPV	CFD	Opening a long position	61,137	42.4429 AUD
Ordinary NPV	CFD	Increasing a short position	102,096	42.4451 AUD
Ordinary NPV	CFD	Reducing a long position	8,155	42.4983 AUD
Ordinary NPV	CFD	Reducing a short position	8,155	42.4983 AUD
Ordinary NPV	CFD	Increasing a long position	11,658	42.5000 AUD
Ordinary NPV	CFD	Increasing a long position	223	42.5000 AUD
Ordinary NPV	CFD	Reducing a long position	11,025	42.5021 AUD
Ordinary NPV	CFD	Opening a short position	633	42.5021 AUD
Ordinary NPV	CFD	Increasing a short position	135	42.5085 AUD
Ordinary NPV	CFD	Increasing a short position	42	42.5085 AUD
Ordinary NPV	CFD	Increasing a short position	46	42.5085 AUD
Ordinary NPV	CFD	Opening a short position	2,934	515.8348 ZAR
Ordinary NPV	CFD	Increasing a long position	212	521.0915 ZAR
Ordinary NPV	SWAP	Increasing a short position	6,894	22.2619 GBP
Ordinary NPV	SWAP	Reducing a short position	326	22.3839 GBP
Ordinary NPV	SWAP	Reducing a long position	378	42.3800 AUD
Ordinary NPV	SWAP	Reducing a short position	378	42.3800 AUD
Ordinary NPV	SWAP	Reducing a long position	728	42.4036 AUD
Ordinary NPV	SWAP	Reducing a long position	7,006	42.4036 AUD
Ordinary NPV	SWAP	Opening a short position	378	42.4100 AUD
Ordinary NPV	SWAP	Increasing a long position	1,851	42.4185 AUD
Ordinary NPV	SWAP	Increasing a long position	2,934	515.7574 ZAR
Ordinary NPV	SWAP	Reducing a long position	212	521.2479 ZAR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising / exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	07 May 2024
Contact name:	Papa Lette and Andrzej Szyszka
Telephone number:	[phone] / [phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END