Form 8.5 (EPT/RI) - BHP GROUP LIMITED

GoldmanSachs International

08 May 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	(GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	BHP GROUP LIMITED
(c) Name of the party to the offer with which exempt principal trader is connected:	ANGLO AMERICAN PLC
(d) Date dealing undertaken:	07 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	YES - disclosed previously for ANGLO AMERICAN PLC

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
Ordinary NPV	Purchases	423,845 1,417,391	23.0400 GBP 43.4200 AUD	22.7200 GBP 42.7500 AUD
Ordinary NPV	Sales	387,043 1,416,320	23.0400 GBP 45.3849 AUD	22.4606 GBP 42.7500 AUD
ADR / (1.00 : 2.00)	Purchases	42,882 (85,764)	57.6216 USD	57.4897 USD
ADR / (1.00 : 2.00)	Sales	42,882 (85,764)	57.6196 USD	57.4090 USD

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
Ordinary NPV	CFD	Reducing a long position	1,175	22.7697 GBP
Ordinary NPV	CFD	Reducing a long position	364	22.7697 GBP
Ordinary NPV	CFD	Reducing a long position	36	22.7697 GBP
Ordinary NPV	CFD	Reducing a long position	12	22.7697 GBP
Ordinary NPV	CFD	Reducing a long position	2,637	22.7792 GBP
Ordinary NPV	CFD	Reducing a long position	819	22.7792 GBP
Ordinary NPV	CFD	Reducing a long position	78	22.7792 GBP
Ordinary NPV	CFD	Reducing a long position	60	22.7792 GBP
Ordinary NPV	CFD	Increasing a long position	1,921	22.7798 GBP
Ordinary NPV	CFD	Increasing a short position	125	22.7857 GBP
Ordinary NPV	CFD	Increasing a short position	34	22.7857 GBP
Ordinary NPV	CFD	Reducing a long position	20	22.8074 GBP
Ordinary NPV	CFD	Reducing a long position	323	22.9061 GBP
Ordinary NPV	CFD	Reducing a long position	100	22.9061 GBP
Ordinary NPV	CFD	Reducing a long position	10	22.9061 GBP
Ordinary NPV	CFD	Reducing a long position	3	22.9061 GBP
Ordinary NPV	CFD	Increasing a long position	469	22.9366 GBP
Ordinary NPV	CFD	Increasing a long position	203	22.9366 GBP
Ordinary NPV	CFD	Increasing a long position	4,917	22.9366 GBP
Ordinary NPV	CFD	Increasing a long position	15,838	22.9366 GBP
Ordinary NPV	CFD	Reducing a short position	360	22.9372 GBP
Ordinary NPV	CFD	Reducing a long position	3,397	22.9402 GBP
Ordinary NPV	CFD	Reducing a long position	133	22.9409 GBP
Ordinary NPV	CFD	Reducing a long position	50	22.9409 GBP
Ordinary NPV	CFD	Reducing a long position	148	22.9409 GBP
Ordinary NPV	CFD	Reducing a long position	83	22.9409 GBP
Ordinary NPV	CFD	Increasing a short position	573	22.9413 GBP
Ordinary NPV	CFD	Reducing a long position	650	22.9420 GBP
Ordinary NPV	CFD	Reducing a long position	202	22.9420 GBP
Ordinary NPV	CFD	Reducing a long position	23	22.9420 GBP
Ordinary NPV	CFD	Reducing a long position	7	22.9420 GBP
Ordinary NPV	CFD	Opening a long position	3,397	22.9465 GBP
Ordinary NPV	CFD	Reducing a long position	29,782	22.9502 GBP
Ordinary NPV	CFD	Reducing a long position	60,453	22.9503 GBP
Ordinary NPV	CFD	Increasing a long position	101	22.9524 GBP
Ordinary NPV	CFD	Opening a long position	6,456	22.9538 GBP
Ordinary NPV	CFD	Reducing a long position	2,338	22.9600 GBP
Ordinary NPV	CFD	Reducing a long position	725	22.9600 GBP
Ordinary NPV	CFD	Reducing a long position	71	22.9600 GBP
Ordinary NPV	CFD	Reducing a long position	29	22.9600 GBP
Ordinary NPV	CFD	Reducing a short position	29,529	42.7500 AUD
Ordinary NPV	CFD	Reducing a short position	107	42.7500 AUD
Ordinary NPV	CFD	Reducing a short position	1,507	42.7500 AUD
Ordinary NPV	CFD	Reducing a long position	13,480	42.7500 AUD
Ordinary NPV	CFD	Increasing a short position	2,382	42.7500 AUD
Ordinary NPV	CFD	Reducing a short position	13,480	42.7500 AUD
Ordinary NPV	CFD	Reducing a long position	13,771	42.7500 AUD
Ordinary NPV	CFD	Reducing a long position	19,003	42.7500 AUD
Ordinary NPV	CFD	Reducing a short position	19,003	42.7500 AUD
Ordinary NPV	CFD	Increasing a long position	1,870	42.7500 AUD
Ordinary NPV	CFD	Reducing a long position	107	42.7500 AUD
Ordinary NPV	CFD	Increasing a long position	2,382	42.7500 AUD
Ordinary NPV	CFD	Reducing a long position	1,870	42.7500 AUD
Ordinary NPV	CFD	Reducing a long position	101,490	42.7500 AUD
Ordinary NPV	CFD	Reducing a long position	1,507	42.7500 AUD
Ordinary NPV	CFD	Reducing a short position	13,771	42.7500 AUD
Ordinary NPV	CFD	Reducing a long position	29,529	42.7500 AUD
Ordinary NPV	CFD	Reducing a short position	101,490	42.7500 AUD
Ordinary NPV	CFD	Opening a long position	13,480	42.9000 AUD
Ordinary NPV	CFD	Reducing a long position	13,480	42.9021 AUD
Ordinary NPV	CFD	Increasing a short position	142	42.9034 AUD
Ordinary NPV	CFD	Increasing a long position	142	42.9035 AUD
Ordinary NPV	CFD	Reducing a short position	430	42.9358 AUD
Ordinary NPV	CFD	Reducing a short position	392	42.9358 AUD
Ordinary NPV	CFD	Reducing a long position	822	42.9444 AUD
Ordinary NPV	CFD	Increasing a long position	78	42.9513 AUD
Ordinary NPV	CFD	Increasing a short position	78	42.9599 AUD
Ordinary NPV	CFD	Reducing a long position	26	43.0419 AUD
Ordinary NPV	CFD	Reducing a short position	26	43.0419 AUD
Ordinary NPV	CFD	Opening a long position	107	43.0900 AUD
Ordinary NPV	CFD	Reducing a long position	107	43.0943 AUD
Ordinary NPV	CFD	Reducing a short position	5,792	43.1410 AUD
Ordinary NPV	CFD	Reducing a long position	5,792	43.1410 AUD
Ordinary NPV	CFD	Increasing a long position	101,490	43.1812 AUD
Ordinary NPV	CFD	Opening a short position	101,490	43.1833 AUD
Ordinary NPV	CFD	Reducing a short position	34,679	43.1985 AUD
Ordinary NPV	CFD	Opening a long position	12,471	43.1985 AUD
Ordinary NPV	CFD	Reducing a long position	47,150	43.2007 AUD
Ordinary NPV	CFD	Reducing a short position	1,458	43.2562 AUD
Ordinary NPV	CFD	Opening a long position	29,529	43.2562 AUD
Ordinary NPV	CFD	Increasing a long position	181,256	43.2583 AUD
Ordinary NPV	CFD	Reducing a long position	30,987	43.2583 AUD
Ordinary NPV	CFD	Reducing a long position	113,961	43.2605 AUD
Ordinary NPV	CFD	Opening a short position	67,295	43.2605 AUD
Ordinary NPV	CFD	Increasing a long position	107	43.2662 AUD
Ordinary NPV	CFD	Increasing a long position	2,574	43.2662 AUD
Ordinary NPV	CFD	Increasing a long position	265	43.2662 AUD
Ordinary NPV	CFD	Increasing a long position	8,311	43.2662 AUD
Ordinary NPV	CFD	Increasing a long position	261	43.2725 AUD
Ordinary NPV	CFD	Increasing a long position	32,968	43.2748 AUD
Ordinary NPV	CFD	Increasing a short position	261	43.2768 AUD
Ordinary NPV	CFD	Reducing a short position	269	43.2769 AUD
Ordinary NPV	CFD	Opening a short position	32,968	43.2770 AUD
Ordinary NPV	CFD	Reducing a long position	269	43.2812 AUD
Ordinary NPV	CFD	Increasing a long position	520	43.2838 AUD
Ordinary NPV	CFD	Increasing a long position	1,681	43.2838 AUD
Ordinary NPV	CFD	Increasing a short position	14,406	43.2839 AUD
Ordinary NPV	CFD	Reducing a long position	2,382	43.2867 AUD
Ordinary NPV	CFD	Reducing a short position	954	43.3082 AUD
Ordinary NPV	CFD	Opening a long position	1,458	43.3082 AUD
Ordinary NPV	CFD	Reducing a long position	954	43.3104 AUD
Ordinary NPV	CFD	Opening a short position	1,458	43.3104 AUD
Ordinary NPV	CFD	Opening a long position	13,771	43.3186 AUD
Ordinary NPV	CFD	Reducing a long position	13,771	43.3186 AUD
Ordinary NPV	CFD	Increasing a long position	1,468	43.3190 AUD
Ordinary NPV	CFD	Increasing a short position	1,468	43.3190 AUD
Ordinary NPV	CFD	Increasing a long position	42	43.3212 AUD
Ordinary NPV	CFD	Increasing a long position	139	43.3212 AUD
Ordinary NPV	CFD	Reducing a short position	2,377	43.3291 AUD
Ordinary NPV	CFD	Reducing a long position	2,377	43.3323 AUD
Ordinary NPV	CFD	Reducing a short position	17,853	43.3359 AUD
Ordinary NPV	CFD	Reducing a long position	17,853	43.3406 AUD
Ordinary NPV	CFD	Increasing a long position	666	43.3437 AUD
Ordinary NPV	CFD	Increasing a long position	69	43.3437 AUD
Ordinary NPV	CFD	Increasing a long position	2,154	43.3437 AUD
Ordinary NPV	CFD	Opening a long position	19,003	43.3594 AUD
Ordinary NPV	CFD	Opening a long position	1,870	43.3674 AUD
Ordinary NPV	CFD	Increasing a short position	4	43.3728 AUD
Ordinary NPV	CFD	Increasing a short position	1,866	43.3728 AUD
Ordinary NPV	CFD	Increasing a long position	62	43.3877 AUD
Ordinary NPV	CFD	Increasing a long position	198	43.3877 AUD
Ordinary NPV	CFD	Increasing a long position	43	43.4135 AUD
Ordinary NPV	CFD	Increasing a long position	353	43.4135 AUD
Ordinary NPV	CFD	Increasing a long position	39	43.4135 AUD
Ordinary NPV	CFD	Increasing a long position	1,137	43.4135 AUD
Ordinary NPV	CFD	Increasing a long position	3,975	43.4178 AUD
Ordinary NPV	CFD	Increasing a long position	3,984	43.4200 AUD
Ordinary NPV	CFD	Increasing a short position	3,975	43.4200 AUD
Ordinary NPV	CFD	Increasing a short position	3,984	43.4237 AUD
Ordinary NPV	CFD	Reducing a short position	2,934	532.2389 ZAR
Ordinary NPV	SWAP	Increasing a short position	333	22.7481 GBP
Ordinary NPV	SWAP	Reducing a short position	258	22.8281 GBP
Ordinary NPV	SWAP	Reducing a long position	12,526	42.7500 AUD
Ordinary NPV	SWAP	Reducing a long position	2,880	42.7500 AUD
Ordinary NPV	SWAP	Reducing a short position	2,880	42.7500 AUD
Ordinary NPV	SWAP	Reducing a short position	12,526	42.7500 AUD
Ordinary NPV	SWAP	Reducing a long position	6,500	43.3819 AUD
Ordinary NPV	SWAP	Opening a short position	2,880	43.4200 AUD
Ordinary NPV	SWAP	Increasing a long position	276,653	43.4200 AUD
Ordinary NPV	SWAP	Reducing a long position	2,934	532.3187 ZAR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit
ADR / (1.00 : 2.00)	Call Option / (1.00 : 200.00)	Purchasing	100 (20,000)	62.5000 USD	AMERICAN	21/06/2024	0.4528 USD
ADR / (1.00 : 2.00)	Put Option / (1.00 : 200.00)	Purchasing	100 (20,000)	50.0000 USD	AMERICAN	21/06/2024	0.1769 USD
ADR / (1.00 : 2.00)	Put Option / (1.00 : 200.00)	Selling	100 (20,000)	55.0000 USD	AMERICAN	21/06/2024	0.8797 USD

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising / exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	08 May 2024
Contact name:	Papa Lette and Andrzej Szyszka
Telephone number:	[phone] / [phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END