Form 8.5 (EPT/RI)-BHP Group Limited

Morgan Stanley & Co. Int'l plc

09 May 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	BHP Group Limited
(c) Name of the party to the offer with which exempt principal trader is connected:	Anglo American plc
(d) Date dealing undertaken:	08 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	YES-Anglo American plc

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
ADR	PURCHASES	113	56.6885 USD	56.5386 USD
ADR	SALES	113	56.6885 USD	56.5386 USD
Ordinary NPV	PURCHASES	101,888	22.9000 GBP	22.6000 GBP
Ordinary NPV	SALES	72,579	22.9100 GBP	22.6000 GBP
Ordinary NPV	SALES	20,888	28.4752 USD	28.4752 USD
Ordinary NPV	PURCHASES	32,474	43.3845 AUD	43.2615 AUD
Ordinary NPV	SALES	70,891	43.3902 AUD	43.2725 AUD

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
Ordinary NPV	CFD	increasing a long position	6,341	22.6958 GBP
Ordinary NPV	CFD	increasing a long position	20,888	22.7788 GBP
Ordinary NPV	CFD	increasing a long position	26,537	43.3149 AUD
Ordinary NPV	CFD	increasing a long position	3,322	43.3457 AUD
Ordinary NPV	CFD	increasing a long position	16	526.7800 ZAR
Ordinary NPV	CFD	increasing a long position	43	527.4537 ZAR
Ordinary NPV	CFD	increasing a long position	2	527.8250 ZAR
Ordinary NPV	CFD	increasing a long position	5,614	528.3204 ZAR
Ordinary NPV	CFD	increasing a long position	3,200	529.1908 ZAR
Ordinary NPV	CFD	increasing a short position	8,281	22.6643 GBP
Ordinary NPV	CFD	increasing a short position	1,927	22.7001 GBP
Ordinary NPV	CFD	increasing a short position	11,301	22.7200 GBP
Ordinary NPV	CFD	increasing a short position	91	22.8200 GBP
Ordinary NPV	CFD	increasing a short position	2,000	22.8371 GBP
Ordinary NPV	CFD	increasing a short position	398	43.3106 AUD
Ordinary NPV	CFD	increasing a short position	85,270	43.3188 AUD
Ordinary NPV	CFD	increasing a short position	116	43.3417 AUD
Ordinary NPV	CFD	increasing a short position	200	43.3700 AUD
Ordinary NPV	CFD	increasing a short position	2,700	43.3700 AUD
Ordinary NPV	CFD	increasing a short position	600	43.3700 AUD
Ordinary NPV	CFD	increasing a short position	100	43.3700 AUD
Ordinary NPV	CFD	increasing a short position	1,299	43.3730 AUD
Ordinary NPV	CFD	increasing a short position	507	43.3800 AUD
Ordinary NPV	CFD	increasing a short position	43	527.4537 ZAR
Ordinary NPV	CFD	increasing a short position	5,614	528.3204 ZAR
Ordinary NPV	CFD	reducing a long position	205	22.6746 GBP
Ordinary NPV	CFD	reducing a long position	811	22.7057 GBP
Ordinary NPV	CFD	reducing a long position	1,869	22.7057 GBP
Ordinary NPV	CFD	reducing a long position	5,953	22.7057 GBP
Ordinary NPV	CFD	reducing a long position	1,282	22.7057 GBP
Ordinary NPV	CFD	reducing a long position	275	22.7057 GBP
Ordinary NPV	CFD	reducing a long position	4,456	22.7085 GBP
Ordinary NPV	CFD	reducing a long position	12,860	22.7158 GBP
Ordinary NPV	CFD	reducing a long position	211	22.7200 GBP
Ordinary NPV	CFD	reducing a long position	4,438	43.2829 AUD
Ordinary NPV	CFD	reducing a long position	191	43.2886 AUD
Ordinary NPV	CFD	reducing a long position	356	43.3081 AUD
Ordinary NPV	CFD	reducing a long position	44	43.3188 AUD
Ordinary NPV	CFD	reducing a long position	1,492	43.3447 AUD
Ordinary NPV	CFD	reducing a long position	7,941	43.3447 AUD
Ordinary NPV	CFD	reducing a long position	1,063	43.3447 AUD
Ordinary NPV	CFD	reducing a long position	1,357	43.3800 AUD
Ordinary NPV	CFD	reducing a long position	16	526.7800 ZAR
Ordinary NPV	CFD	reducing a long position	2	527.8250 ZAR
Ordinary NPV	CFD	reducing a long position	6,604	528.1122 ZAR
Ordinary NPV	CFD	reducing a long position	3,200	529.1908 ZAR
Ordinary NPV	CFD	reducing a short position	91	22.6891 GBP
Ordinary NPV	CFD	reducing a short position	472	22.7500 GBP
Ordinary NPV	CFD	reducing a short position	56	22.7732 GBP
Ordinary NPV	CFD	reducing a short position	61	22.7732 GBP
Ordinary NPV	CFD	reducing a short position	8,394	22.7847 GBP
Ordinary NPV	CFD	reducing a short position	9	22.9100 GBP
Ordinary NPV	CFD	reducing a short position	81	43.3200 AUD
Ordinary NPV	CFD	reducing a short position	219	43.3200 AUD
Ordinary NPV	CFD	reducing a short position	1,653	43.3255 AUD
Ordinary NPV	CFD	reducing a short position	81	43.3300 AUD
Ordinary NPV	CFD	reducing a short position	30	43.3300 AUD
Ordinary NPV	CFD	reducing a short position	18,333	43.3361 AUD
Ordinary NPV	CFD	reducing a short position	8,106	43.3432 AUD
Ordinary NPV	CFD	reducing a short position	4,618	43.3537 AUD
Ordinary NPV	CFD	reducing a short position	525	43.3537 AUD
Ordinary NPV	CFD	reducing a short position	1,874	43.3550 AUD
Ordinary NPV	CFD	reducing a short position	2,812	43.3550 AUD
Ordinary NPV	CFD	reducing a short position	62	43.3605 AUD
Ordinary NPV	CFD	reducing a short position	6,604	528.1122 ZAR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit
N/A	N/A	N/A	N/A	N/A	N/A	N/A	N/A

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit
Ordinary NPV	Short Put	Exercised against	108	47.1812 AUD

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)
N/A	N/A	N/A	N/A

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	09 May 2024
Contact name:	Craig Horsley
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END