Form 8.5 (EPT/RI) - BHP Group Limited

GoldmanSachs International

09 May 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	(GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	BHP GROUP LIMITED
(c) Name of the party to the offer with which exempt principal trader is connected:	ANGLO AMERICAN PLC
(d) Date dealing undertaken:	08 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	YES - disclosed previously for ANGLO AMERICAN PLC

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
Ordinary NPV	Purchases	241,939 572,639	22.9200 GBP 43.4200 AUD	22.5900 GBP 43.2850 AUD
Ordinary NPV	Sales	173,067 570,026	22.9200 GBP 43.3881 AUD	22.5900 GBP 43.3074 AUD
ADR / (1.00 : 2.00)	Purchases	96,692 (193,384)	56.6111 USD	56.4817 USD
ADR / (1.00 : 2.00)	Sales	96,692 (193,384)	56.6111 USD	56.3800 USD

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
Ordinary NPV	CFD	Reducing a long position	240	22.6045 GBP
Ordinary NPV	CFD	Reducing a long position	3,073	22.6794 GBP
Ordinary NPV	CFD	Reducing a long position	648	22.6981 GBP
Ordinary NPV	CFD	Reducing a long position	202	22.6981 GBP
Ordinary NPV	CFD	Increasing a long position	2,378	22.7097 GBP
Ordinary NPV	CFD	Increasing a short position	2,323	22.7183 GBP
Ordinary NPV	CFD	Opening a long position	3,073	22.7198 GBP
Ordinary NPV	CFD	Reducing a long position	3	22.7209 GBP
Ordinary NPV	CFD	Reducing a long position	39	22.7209 GBP
Ordinary NPV	CFD	Reducing a long position	299	22.7234 GBP
Ordinary NPV	CFD	Reducing a long position	92	22.7234 GBP
Ordinary NPV	CFD	Reducing a long position	41	22.7234 GBP
Ordinary NPV	CFD	Reducing a long position	39,415	22.7234 GBP
Ordinary NPV	CFD	Reducing a long position	2,067	22.7234 GBP
Ordinary NPV	CFD	Increasing a long position	19	22.7847 GBP
Ordinary NPV	CFD	Increasing a long position	61	22.7847 GBP
Ordinary NPV	CFD	Increasing a long position	18	22.7979 GBP
Ordinary NPV	CFD	Increasing a long position	57	22.7979 GBP
Ordinary NPV	CFD	Reducing a long position	376	22.8202 GBP
Ordinary NPV	CFD	Reducing a long position	583	22.8784 GBP
Ordinary NPV	CFD	Reducing a long position	179	22.8784 GBP
Ordinary NPV	CFD	Reducing a long position	2,670	22.9034 GBP
Ordinary NPV	CFD	Increasing a short position	95	22.9034 GBP
Ordinary NPV	CFD	Reducing a long position	829	22.9034 GBP
Ordinary NPV	CFD	Reducing a long position	79	22.9034 GBP
Ordinary NPV	CFD	Increasing a short position	9,083	28.4491 USD
Ordinary NPV	CFD	Increasing a short position	34,017	28.4491 USD
Ordinary NPV	CFD	Increasing a long position	510,000	28.4818 USD
Ordinary NPV	CFD	Increasing a long position	240,000	28.4818 USD
Ordinary NPV	CFD	Reducing a short position	3	43.3267 AUD
Ordinary NPV	CFD	Reducing a long position	3	43.3300 AUD
Ordinary NPV	CFD	Increasing a long position	340	43.3357 AUD
Ordinary NPV	CFD	Increasing a long position	1,100	43.3357 AUD
Ordinary NPV	CFD	Opening a short position	50,000	43.3375 AUD
Ordinary NPV	CFD	Opening a long position	50,000	43.3375 AUD
Ordinary NPV	CFD	Increasing a long position	42	43.3443 AUD
Ordinary NPV	CFD	Increasing a long position	899	43.3443 AUD
Ordinary NPV	CFD	Increasing a long position	99	43.3443 AUD
Ordinary NPV	CFD	Increasing a long position	2,902	43.3443 AUD
Ordinary NPV	CFD	Increasing a short position	1,422	43.3485 AUD
Ordinary NPV	CFD	Increasing a long position	1,422	43.3485 AUD
Ordinary NPV	CFD	Increasing a long position	19	43.3495 AUD
Ordinary NPV	CFD	Increasing a long position	29	43.3495 AUD
Ordinary NPV	CFD	Increasing a long position	30,480	43.3504 AUD
Ordinary NPV	CFD	Opening a long position	33,832	43.3513 AUD
Ordinary NPV	CFD	Reducing a short position	829	43.3513 AUD
Ordinary NPV	CFD	Increasing a short position	30,480	43.3526 AUD
Ordinary NPV	CFD	Increasing a long position	18	43.3529 AUD
Ordinary NPV	CFD	Increasing a long position	153	43.3529 AUD
Ordinary NPV	CFD	Increasing a long position	26	43.3529 AUD
Ordinary NPV	CFD	Increasing a long position	498	43.3529 AUD
Ordinary NPV	CFD	Reducing a short position	5,337	43.3532 AUD
Ordinary NPV	CFD	Reducing a long position	34,661	43.3535 AUD
Ordinary NPV	CFD	Opening a short position	750,000	43.3556 AUD
Ordinary NPV	CFD	Reducing a long position	5,337	43.3576 AUD
Ordinary NPV	CFD	Reducing a short position	5,455	43.3580 AUD
Ordinary NPV	CFD	Reducing a long position	5,455	43.3580 AUD
Ordinary NPV	CFD	Opening a long position	2,354	43.3631 AUD
Ordinary NPV	CFD	Opening a long position	1,007	43.3685 AUD
Ordinary NPV	CFD	Increasing a short position	3	43.3685 AUD
Ordinary NPV	CFD	Increasing a short position	1,004	43.3685 AUD
Ordinary NPV	CFD	Increasing a long position	36	43.3724 AUD
Ordinary NPV	CFD	Increasing a long position	910	43.3724 AUD
Ordinary NPV	CFD	Increasing a long position	87	43.3724 AUD
Ordinary NPV	CFD	Increasing a long position	2,933	43.3724 AUD
Ordinary NPV	CFD	Increasing a long position	491	43.3735 AUD
Ordinary NPV	CFD	Increasing a long position	49	43.3735 AUD
Ordinary NPV	CFD	Increasing a long position	1,589	43.3735 AUD
Ordinary NPV	CFD	Reducing a long position	2,354	43.3761 AUD
Ordinary NPV	CFD	Reducing a short position	462	43.3763 AUD
Ordinary NPV	CFD	Opening a long position	4,223	43.3778 AUD
Ordinary NPV	CFD	Increasing a long position	79,834	43.3779 AUD
Ordinary NPV	CFD	Increasing a long position	738	43.3800 AUD
Ordinary NPV	CFD	Opening a short position	4,223	43.3800 AUD
Ordinary NPV	CFD	Increasing a long position	529	43.3800 AUD
Ordinary NPV	CFD	Reducing a long position	462	43.3800 AUD
Ordinary NPV	CFD	Reducing a long position	20,583	43.3801 AUD
Ordinary NPV	CFD	Opening a short position	59,251	43.3801 AUD
Ordinary NPV	CFD	Increasing a short position	738	43.3843 AUD
Ordinary NPV	CFD	Reducing a short position	67,295	43.3900 AUD
Ordinary NPV	CFD	Opening a long position	20,583	43.3900 AUD
Ordinary NPV	CFD	Reducing a long position	87,878	43.3922 AUD
Ordinary NPV	CFD	Increasing a short position	3,064	43.3932 AUD
Ordinary NPV	CFD	Reducing a short position	79	43.4113 AUD
Ordinary NPV	CFD	Reducing a short position	71	43.4113 AUD
Ordinary NPV	CFD	Reducing a long position	85	43.4115 AUD
Ordinary NPV	CFD	Reducing a short position	85	43.4115 AUD
Ordinary NPV	CFD	Opening a long position	4,400	43.4150 AUD
Ordinary NPV	CFD	Opening a short position	4,400	43.4183 AUD
Ordinary NPV	CFD	Reducing a short position	33,832	43.4200 AUD
Ordinary NPV	CFD	Reducing a long position	4,223	43.4200 AUD
Ordinary NPV	CFD	Increasing a short position	750,000	43.4200 AUD
Ordinary NPV	CFD	Reducing a long position	33,832	43.4200 AUD
Ordinary NPV	CFD	Reducing a long position	150	43.4200 AUD
Ordinary NPV	CFD	Opening a long position	50,000	43.4200 AUD
Ordinary NPV	CFD	Reducing a long position	1,007	43.4200 AUD
Ordinary NPV	CFD	Reducing a short position	2,354	43.4200 AUD
Ordinary NPV	CFD	Reducing a short position	750,000	43.4200 AUD
Ordinary NPV	CFD	Increasing a long position	1,007	43.4200 AUD
Ordinary NPV	CFD	Opening a long position	4,223	43.4200 AUD
Ordinary NPV	CFD	Reducing a long position	2,354	43.4200 AUD
Ordinary NPV	CFD	Reducing a long position	50,000	43.4200 AUD
Ordinary NPV	CFD	Reducing a short position	4,223	43.4200 AUD
Ordinary NPV	CFD	Increasing a long position	126	43.4200 AUD
Ordinary NPV	CFD	Increasing a long position	11	43.4204 AUD
Ordinary NPV	CFD	Increasing a long position	201	43.4204 AUD
Ordinary NPV	CFD	Increasing a long position	26	43.4204 AUD
Ordinary NPV	CFD	Increasing a long position	649	43.4204 AUD
Ordinary NPV	CFD	Reducing a long position	4,223	43.4222 AUD
Ordinary NPV	CFD	Increasing a short position	126	43.4287 AUD
Ordinary NPV	CFD	Increasing a long position	829	43.4426 AUD
Ordinary NPV	CFD	Opening a short position	829	43.4447 AUD
Ordinary NPV	CFD	Increasing a long position	2,122	527.8788 ZAR
Ordinary NPV	SWAP	Increasing a short position	9,656	22.6953 GBP
Ordinary NPV	SWAP	Increasing a long position	4,387	43.3649 AUD
Ordinary NPV	SWAP	Opening a short position	1,800	43.3800 AUD
Ordinary NPV	SWAP	Increasing a long position	2,307	43.3800 AUD
Ordinary NPV	SWAP	Increasing a long position	1,056	43.4030 AUD
Ordinary NPV	SWAP	Reducing a short position	1,800	43.4200 AUD
Ordinary NPV	SWAP	Reducing a long position	1,800	43.4200 AUD
Ordinary NPV	SWAP	Reducing a long position	2,122	528.0372 ZAR
Ordinary NPV	SWAP	Increasing a long position	43,100	528.8243 ZAR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit
ADR / (1.00 : 2.00)	Put Option / (1.00 : 200.00)	Purchasing	4 (800)	50.0000 USD	AMERICAN	19/07/2024	0.4500 USD
ADR / (1.00 : 2.00)	Put Option / (1.00 : 200.00)	Purchasing	1 (200)	50.0000 USD	AMERICAN	17/01/2025	2.0000 USD
ADR / (1.00 : 2.00)	Put Option / (1.00 : 200.00)	Purchasing	1 (200)	55.0000 USD	AMERICAN	19/07/2024	1.5500 USD
ADR / (1.00 : 2.00)	Put Option / (1.00 : 200.00)	Purchasing	1 (200)	55.0000 USD	AMERICAN	16/08/2024	1.8500 USD
ADR / (1.00 : 2.00)	Put Option / (1.00 : 200.00)	Purchasing	1 (200)	55.0000 USD	AMERICAN	16/08/2024	1.8500 USD
ADR / (1.00 : 2.00)	Put Option / (1.00 : 200.00)	Purchasing	1 (200)	57.5000 USD	AMERICAN	16/08/2024	2.9000 USD
ADR / (1.00 : 2.00)	Put Option / (1.00 : 200.00)	Purchasing	2 (400)	57.5000 USD	AMERICAN	21/06/2024	2.1500 USD
ADR / (1.00 : 2.00)	Put Option / (1.00 : 200.00)	Purchasing	6 (1,200)	57.5000 USD	AMERICAN	19/07/2024	2.6000 USD

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising / exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	09 May 2024
Contact name:	Papa Lette and Andrzej Szyszka
Telephone number:	[phone] / [phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END