Form 8.5 (EPT/RI) - BHP Group Limited

UBS AG (EPT)

09 May 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	BHP Group Limited
(c) Name of the party to the offer with which exempt principal trader is connected:	BHP Group Limited
(d) Date dealing undertaken:	08 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
Ordinary NPV	Buy	1775548	22.93029 GBP	22.65500        GBP
Ordinary NPV	Sell	1651129	22.92275 GBP	22.66000        GBP
ADR	Buy	2706	56.59000 GBP	56.48137 GBP
ADR	Sell	1656	56.59000 GBP	56.50000 GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
Ordinary NPV	CFD	Long	186132	43.353562        AUD
Ordinary NPV	CFD	Long	57882	43.376652        AUD
Ordinary NPV	CFD	Long	542605	43.38        AUD
Ordinary NPV	CFD	Long	1805	43.320964        AUD
Ordinary NPV	CFD	Long	37182	43.370895        AUD
Ordinary NPV	CFD	Long	9860	43.333218        AUD
Ordinary NPV	CFD	Long	28	43.281292        AUD
Ordinary NPV	CFD	Long	7227	43.371816        AUD
Ordinary NPV	CFD	Long	200	43.26        AUD
Ordinary NPV	CFD	Long	153	43.35529412        AUD
Ordinary NPV	CFD	Long	157	43.3555414        AUD
Ordinary NPV	CFD	Long	43799	43.342027        AUD
Ordinary NPV	CFD	Long	75909	43.338907        AUD
Ordinary NPV	CFD	Long	14914	43.457944        AUD
Ordinary NPV	CFD	Long	27335	43.347311        AUD
Ordinary NPV	CFD	Long	8048	43.414698        AUD
Ordinary NPV	CFD	Long	50479	43.393295        AUD
Ordinary NPV	CFD	Long	2706	22.71966        GBP
Ordinary NPV	CFD	Long	10236	22.749285        GBP
Ordinary NPV	CFD	Long	22122	22.70879396        GBP
Ordinary NPV	CFD	Long	2000	22.7377        GBP
Ordinary NPV	CFD	Long	2320	22.7393362048448        GBP
Ordinary NPV	CFD	Long	897	22.7449052386288        GBP
Ordinary NPV	CFD	Long	4924	22.698255        GBP
Ordinary NPV	CFD	Long	2703	43.406999629963        AUD
Ordinary NPV	CFD	Long	200	43.35        AUD
Ordinary NPV	CFD	Long	20000	43.394833        AUD
Ordinary NPV	CFD	Long	80	22.705125        GBP
Ordinary NPV	CFD	Long	16751	43.423406        AUD
Ordinary NPV	CFD	Long	35489	43.371629        AUD
Ordinary NPV	CFD	Long	16397	43.409273        AUD
Ordinary NPV	CFD	Long	5216	43.337399        AUD
Ordinary NPV	CFD	Long	9000	22.750612        GBP
Ordinary NPV	CFD	Long	13628	43.355606294071        AUD
Ordinary NPV	CFD	Long	10379	43.3461374754215        AUD
Ordinary NPV	CFD	Long	8	43.34625        AUD
Ordinary NPV	CFD	Long	8171	43.3786990576429        AUD
Ordinary NPV	CFD	Long	6317	43.3800015830299        AUD
Ordinary NPV	CFD	Long	2244	43.349225        AUD
Ordinary NPV	CFD	Long	101	22.91        GBP
Ordinary NPV	CFD	Long	16027	528.89723279        ZAR
Ordinary NPV	CFD	Long	200	22.69        GBP
Ordinary NPV	CFD	Long	11708	22.711584        GBP
Ordinary NPV	CFD	Long	14	22.7028571428571        GBP
Ordinary NPV	CFD	Long	200	22.73825        GBP
Ordinary NPV	CFD	Long	20	43.274081        AUD
Ordinary NPV	CFD	Long	600	43.29408        AUD
Ordinary NPV	CFD	Long	766	43.309929        AUD
Ordinary NPV	CFD	Long	182	43.281883        AUD
Ordinary NPV	CFD	Long	739	527.9964        ZAR
Ordinary NPV	CFD	Long	2376	528.0118        ZAR
Ordinary NPV	CFD	Long	6066	528.828        ZAR
Ordinary NPV	CFD	Long	5686	528.57021632        ZAR
Ordinary NPV	CFD	Long	20469	528.84151497        ZAR
Ordinary NPV	CFD	Long	9	43.393333        AUD
Ordinary NPV	CFD	Long	865	43.3735821080925        AUD
Ordinary NPV	CFD	Long	278	43.3440345027338        AUD
Ordinary NPV	CFD	Long	1409	43.3166203580979        AUD
Ordinary NPV	CFD	Long	44	43.301609        AUD
Ordinary NPV	CFD	Long	937	43.301396        AUD
Ordinary NPV	CFD	Long	1383	43.310851        AUD
Ordinary NPV	CFD	Long	44	43.3439884654546        AUD
Ordinary NPV	CFD	Long	386	43.3166549180829        AUD
Ordinary NPV	CFD	Long	14	43.300702        AUD
Ordinary NPV	CFD	Long	259	43.301431        AUD
Ordinary NPV	CFD	Long	380	43.31086        AUD
Ordinary NPV	CFD	Long	419	43.334881        AUD
Ordinary NPV	CFD	Long	239782	43.360867        AUD
Ordinary NPV	CFD	Long	6185	43.2564688763137        AUD
Ordinary NPV	CFD	Long	1261	43.2916970658208        AUD
Ordinary NPV	CFD	Long	1254	43.327305        AUD
Ordinary NPV	CFD	Long	117	43.319429        AUD
Ordinary NPV	CFD	Short	2244	43.349225        AUD
Ordinary NPV	CFD	Short	28	43.281292        AUD
Ordinary NPV	CFD	Short	35489	43.371629        AUD
Ordinary NPV	CFD	Short	16397	43.409273        AUD
Ordinary NPV	CFD	Short	14488	43.379266        AUD
Ordinary NPV	CFD	Short	419	43.334881        AUD
Ordinary NPV	CFD	Short	117	43.319429        AUD
Ordinary NPV	CFD	Short	7446	43.262434        AUD
Ordinary NPV	CFD	Short	2117	43.320776        AUD
Ordinary NPV	CFD	Short	542605	43.38        AUD
Ordinary NPV	CFD	Short	200	43.35        AUD
Ordinary NPV	CFD	Short	1254	43.327305        AUD
Ordinary NPV	CFD	Short	20000	43.394833        AUD
Ordinary NPV	CFD	Short	78	43.294359        AUD
Ordinary NPV	CFD	Short	182	43.281868        AUD
Ordinary NPV	CFD	Short	8	43.34625        AUD
Ordinary NPV	CFD	Short	1796	43.298959        AUD
Ordinary NPV	CFD	Short	2529	43.310577        AUD
Ordinary NPV	CFD	Short	865	43.373584        AUD
Ordinary NPV	CFD	Short	5216	43.337399        AUD
Ordinary NPV	CFD	Short	10379	43.346138        AUD
Ordinary NPV	CFD	Short	50479	43.393295        AUD
Ordinary NPV	CFD	Short	13628	43.355606        AUD
Ordinary NPV	CFD	Short	75909	43.338907        AUD
Ordinary NPV	CFD	Short	11951	22.759834        GBP
Ordinary NPV	CFD	Short	8664	22.75606821        GBP
Ordinary NPV	CFD	Short	5191	22.72955115        GBP
Ordinary NPV	CFD	Short	804	22.79267705        GBP
Ordinary NPV	CFD	Short	153	43.35529412        AUD
Ordinary NPV	CFD	Short	200	43.26        AUD
Ordinary NPV	CFD	Short	6066	528.828        ZAR
Ordinary NPV	CFD	Short	20469	528.84151497        ZAR
Ordinary NPV	CFD	Short	1223	528.011756669354        ZAR
Ordinary NPV	CFD	Short	1805	43.320964        AUD
Ordinary NPV	CFD	Short	1153	528.011777470789        ZAR
Ordinary NPV	CFD	Short	739	527.99640039364        ZAR
Ordinary NPV	CFD	Short	8048	43.414698        AUD
Ordinary NPV	CFD	Short	57882	43.376652        AUD
Ordinary NPV	CFD	Short	14914	43.457943274078        AUD
Ordinary NPV	CFD	Short	9	43.3934714666667        AUD
Ordinary NPV	CFD	Short	157	43.3555414        AUD
Ordinary NPV	CFD	Short	27335	43.3473109846168        AUD
Ordinary NPV	CFD	Short	37182	43.370895        AUD
Ordinary NPV	CFD	Short	5686	528.57021632        ZAR
Ordinary NPV	CFD	Short	25608	22.75735        GBP
Ordinary NPV	CFD	Short	10	22.78        GBP
Ordinary NPV	CFD	Short	16027	528.89723279        ZAR
Ordinary NPV	CFD	Short	43799	43.342027        AUD
Ordinary NPV	CFD	Short	16751	43.423406        AUD
Ordinary NPV	CFD	Short	2703	43.40699963        AUD
Ordinary NPV	CFD	Short	186132	43.353562        AUD
Ordinary NPV	CFD	Short	3671	43.3583138109507        AUD
Ordinary NPV	CFD	Short	3556	43.385753655793        AUD
Ordinary NPV	CFD	Short	9860	43.333218        AUD
Ordinary NPV	CFD	Short	239782	43.360867        AUD
ADR	CFD	Long	-569	56.5000 USD
ADR	CFD	Long	-67	56.5055 USD
ADR	CFD	Long	-70	56.5069 USD
ADR	CFD	Long	-8	56.5150 USD
ADR	CFD	Long	-114	56.5900 USD
ADR	CFD	Short	525	56.4814 USD
ADR	CFD	Short	569	56.5000 USD
ADR	CFD	Short	67	56.5055 USD
ADR	CFD	Short	70	56.5069 USD
ADR	CFD	Short	8	56.5150 USD
ADR	CFD	Short	114	56.5900 USD

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	09 May 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END