Form 8.5 (EPT/RI) - BHP Group Limited

UBS AG (EPT)

13 May 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	BHP Group Limited
(c) Name of the party to the offer with which exempt principal trader is connected:	BHP Group Limited
(d) Date dealing undertaken:	10 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
Ordinary NPV	Buy	3517613	23.06552        GBP	20.06596        GBP
Ordinary NPV	Sell	2221582	23.06552        GBP	20.06596        GBP
ADR	Buy	33512	57.83982                USD	57.19000                USD
ADR	Sell	31432	57.50000                USD	57.19000                USD

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
Ordinary NPV	CFD	Long	41630	42.919974        AUD
Ordinary NPV	CFD	Long	53110	43.081864        AUD
Ordinary NPV	CFD	Long	7882	43.195447        AUD
Ordinary NPV	CFD	Long	14781	42.981509        AUD
Ordinary NPV	CFD	Long	4809	43.22101788        AUD
Ordinary NPV	CFD	Long	182323	43.005856        AUD
Ordinary NPV	CFD	Long	8384	42.904557490458        AUD
Ordinary NPV	CFD	Long	184	22.97        GBP
Ordinary NPV	CFD	Long	10426	529.73180606        ZAR
Ordinary NPV	CFD	Long	20	22.965        GBP
Ordinary NPV	CFD	Long	1500	22.897473        GBP
Ordinary NPV	CFD	Long	21794	22.94459        GBP
Ordinary NPV	CFD	Long	778	529.9347        ZAR
Ordinary NPV	CFD	Long	14959	530.48284845        ZAR
Ordinary NPV	CFD	Long	10914	530.04082555        ZAR
Ordinary NPV	CFD	Long	1	531.7        ZAR
Ordinary NPV	CFD	Long	13836	22.9591        GBP
Ordinary NPV	CFD	Long	539944	42.91        AUD
Ordinary NPV	CFD	Long	1501	43.051339        AUD
Ordinary NPV	CFD	Long	8928	42.913996        AUD
Ordinary NPV	CFD	Long	216	42.907021        AUD
Ordinary NPV	CFD	Long	77670	42.927937        AUD
Ordinary NPV	CFD	Long	10000	42.900457        AUD
Ordinary NPV	CFD	Long	3307	42.919218        AUD
Ordinary NPV	CFD	Long	6245	43.024351        AUD
Ordinary NPV	CFD	Long	1310	42.905664        AUD
Ordinary NPV	CFD	Long	11544	42.931687        AUD
Ordinary NPV	CFD	Long	1	43.27        AUD
Ordinary NPV	CFD	Long	58806	42.908892        AUD
Ordinary NPV	CFD	Long	4081	42.908215        AUD
Ordinary NPV	CFD	Long	5570	42.910228        AUD
Ordinary NPV	CFD	Long	159551	42.935245        AUD
Ordinary NPV	CFD	Long	1072	43.04404851        AUD
Ordinary NPV	CFD	Long	9725	43.151101        AUD
Ordinary NPV	CFD	Long	25289	42.943916        AUD
Ordinary NPV	CFD	Long	7032	43.068949        AUD
Ordinary NPV	CFD	Long	2338	42.9035628742515        AUD
Ordinary NPV	CFD	Long	669	43.04125        AUD
Ordinary NPV	CFD	Long	435	43.014621        AUD
Ordinary NPV	CFD	Long	65798	42.895614        AUD
Ordinary NPV	CFD	Long	253209	43.029896        AUD
Ordinary NPV	CFD	Long	6428	42.924107        AUD
Ordinary NPV	CFD	Long	23040	42.89088        AUD
Ordinary NPV	CFD	Long	2730	42.98271        AUD
Ordinary NPV	CFD	Long	126591	22.970951        GBP
Ordinary NPV	CFD	Long	109133	22.95366452        GBP
Ordinary NPV	CFD	Long	33887	22.98709771        GBP
Ordinary NPV	CFD	Long	636	23.007123        GBP
Ordinary NPV	CFD	Long	540	23.01212963        GBP
Ordinary NPV	CFD	Long	31	22.97608926        GBP
Ordinary NPV	CFD	Long	12596	530.0137        ZAR
Ordinary NPV	CFD	Long	2	42.915        AUD
Ordinary NPV	CFD	Long	94	43.20617        AUD
Ordinary NPV	CFD	Long	14512	43.200715        AUD
Ordinary NPV	CFD	Long	39181	43.080634        AUD
Ordinary NPV	CFD	Long	17106	42.9075622588565        AUD
Ordinary NPV	CFD	Long	7653	43.212227        AUD
Ordinary NPV	CFD	Long	4300	22.954431        GBP
Ordinary NPV	CFD	Long	13340	42.9099997337331        AUD
Ordinary NPV	CFD	Long	3423	43.2150843463336        AUD
Ordinary NPV	CFD	Short	946	43.2        AUD
Ordinary NPV	CFD	Short	77670	42.927937        AUD
Ordinary NPV	CFD	Short	3307	42.919218        AUD
Ordinary NPV	CFD	Short	1	43.27        AUD
Ordinary NPV	CFD	Short	6245	43.0243522470777        AUD
Ordinary NPV	CFD	Short	14512	43.200715        AUD
Ordinary NPV	CFD	Short	39181	43.080634        AUD
Ordinary NPV	CFD	Short	1501	43.051339        AUD
Ordinary NPV	CFD	Short	253209	43.029896        AUD
Ordinary NPV	CFD	Short	94	43.20617        AUD
Ordinary NPV	CFD	Short	25000	43.5623753        AUD
Ordinary NPV	CFD	Short	58806	42.9088923706323        AUD
Ordinary NPV	CFD	Short	15610	23.00079924        GBP
Ordinary NPV	CFD	Short	1072	43.04404851        AUD
Ordinary NPV	CFD	Short	10914	530.04082555        ZAR
Ordinary NPV	CFD	Short	28848	22.980584        GBP
Ordinary NPV	CFD	Short	1840	23.0        GBP
Ordinary NPV	CFD	Short	12596	530.0137        ZAR
Ordinary NPV	CFD	Short	10426	529.73180606        ZAR
Ordinary NPV	CFD	Short	553284	42.91        AUD
Ordinary NPV	CFD	Short	5570	42.9102281249551        AUD
Ordinary NPV	CFD	Short	4081	42.9082146178878        AUD
Ordinary NPV	CFD	Short	14781	42.981509        AUD
Ordinary NPV	CFD	Short	3423	43.215083        AUD
Ordinary NPV	CFD	Short	2730	42.98271        AUD
Ordinary NPV	CFD	Short	25289	42.943916        AUD
Ordinary NPV	CFD	Short	9725	43.151101        AUD
Ordinary NPV	CFD	Short	669	43.04125        AUD
Ordinary NPV	CFD	Short	7032	43.068949        AUD
Ordinary NPV	CFD	Short	6428	42.924107        AUD
Ordinary NPV	CFD	Short	435	43.014621        AUD
Ordinary NPV	CFD	Short	25490	42.906574        AUD
Ordinary NPV	CFD	Short	65798	42.895614        AUD
Ordinary NPV	CFD	Short	7653	43.212227        AUD
Ordinary NPV	CFD	Short	23040	42.89088        AUD
Ordinary NPV	CFD	Short	2	42.915        AUD
Ordinary NPV	CFD	Short	2338	42.9036        AUD
Ordinary NPV	CFD	Short	11544	42.931687        AUD
Ordinary NPV	CFD	Short	182323	43.005856        AUD
Ordinary NPV	CFD	Short	159551	42.935245        AUD
Ordinary NPV	CFD	Short	6595	42.9156391205459        AUD
Ordinary NPV	CFD	Short	2333	42.9093527646807        AUD
Ordinary NPV	CFD	Short	41630	42.919974        AUD
Ordinary NPV	CFD	Short	216	42.907021        AUD
Ordinary NPV	CFD	Short	1430785	22.97        GBP
Ordinary NPV	CFD	Short	4331	22.9570092936135        GBP
Ordinary NPV	CFD	Short	819	22.98318071        GBP
Ordinary NPV	CFD	Short	25890	22.971376        GBP
Ordinary NPV	CFD	Short	9904	22.959635        GBP
Ordinary NPV	CFD	Short	7871	22.96588871        GBP
Ordinary NPV	CFD	Short	5772	22.966048        GBP
Ordinary NPV	CFD	Short	1681	22.955651        GBP
Ordinary NPV	CFD	Short	477	22.97057775        GBP
Ordinary NPV	CFD	Short	90	22.95233333        GBP
Ordinary NPV	CFD	Short	491	22.78034623        GBP
Ordinary NPV	CFD	Short	14959	530.48284845        ZAR
Ordinary NPV	CFD	Short	1	531.7        ZAR
Ordinary NPV	CFD	Short	4809	43.2210178782117        AUD
Ordinary NPV	CFD	Short	778	529.934708960206        ZAR
Ordinary NPV	CFD	Short	162	22.979815        GBP
Ordinary NPV	CFD	Short	1310	42.905664        AUD
Ordinary NPV	CFD	Short	10000	42.900457        AUD
Ordinary NPV	CFD	Short	53110	43.081864        AUD
Ordinary NPV	CFD	Short	6936	43.1948255478662        AUD
ADR	CFD	Short	10544	57.3375        USD
ADR	CFD	Short	286	57.312273        USD

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	13 May 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END