Form 8.5 (EPT/RI) - BHP Group Limited

GoldmanSachs International

13 May 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	(GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	BHP GROUP LIMITED
(c) Name of the party to the offer with which exempt principal trader is connected:	ANGLO AMERICAN PLC
(d) Date dealing undertaken:	10 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	YES - disclosed previously for ANGLO AMERICAN PLC

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
Ordinary NPV	Purchases	299,010 116,394	23.0200 GBP 43.3100 AUD	22.6448 GBP 42.9100 AUD
Ordinary NPV	Sales	293,796 116,394	23.0200 GBP 43.2331 AUD	22.6448 GBP 42.9033 AUD
ADR / (1.00 : 2.00)	Purchases	115,837 (231,674)	57.6400 USD	57.1450 USD
ADR / (1.00 : 2.00)	Sales	75,837 (151,674)	57.5000 USD	57.2300 USD

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
Ordinary NPV	CFD	Increasing a short position	1,400	22.9025 GBP
Ordinary NPV	CFD	Reducing a long position	183	22.9134 GBP
Ordinary NPV	CFD	Increasing a short position	40	22.9134 GBP
Ordinary NPV	CFD	Reducing a long position	57	22.9134 GBP
Ordinary NPV	CFD	Reducing a long position	5	22.9134 GBP
Ordinary NPV	CFD	Reducing a long position	2	22.9134 GBP
Ordinary NPV	CFD	Reducing a long position	2,755	22.9267 GBP
Ordinary NPV	CFD	Reducing a long position	1,266	22.9326 GBP
Ordinary NPV	CFD	Reducing a long position	392	22.9326 GBP
Ordinary NPV	CFD	Reducing a long position	22	22.9326 GBP
Ordinary NPV	CFD	Reducing a long position	13	22.9326 GBP
Ordinary NPV	CFD	Reducing a long position	1,969	22.9450 GBP
Ordinary NPV	CFD	Increasing a long position	28,476	22.9566 GBP
Ordinary NPV	CFD	Increasing a short position	5,165	22.9599 GBP
Ordinary NPV	CFD	Reducing a long position	1,074	22.9613 GBP
Ordinary NPV	CFD	Reducing a long position	331	22.9613 GBP
Ordinary NPV	CFD	Reducing a long position	5,827	22.9648 GBP
Ordinary NPV	CFD	Reducing a long position	1,809	22.9648 GBP
Ordinary NPV	CFD	Reducing a long position	150	22.9648 GBP
Ordinary NPV	CFD	Reducing a long position	75	22.9648 GBP
Ordinary NPV	CFD	Reducing a long position	338	22.9650 GBP
Ordinary NPV	CFD	Reducing a long position	105	22.9650 GBP
Ordinary NPV	CFD	Reducing a long position	10	22.9650 GBP
Ordinary NPV	CFD	Reducing a long position	1,731	22.9651 GBP
Ordinary NPV	CFD	Reducing a long position	18,263	22.9676 GBP
Ordinary NPV	CFD	Reducing a long position	5,656	22.9676 GBP
Ordinary NPV	CFD	Reducing a long position	546	22.9676 GBP
Ordinary NPV	CFD	Reducing a long position	241	22.9676 GBP
Ordinary NPV	CFD	Reducing a long position	676	22.9714 GBP
Ordinary NPV	CFD	Reducing a long position	210	22.9714 GBP
Ordinary NPV	CFD	Reducing a long position	20	22.9714 GBP
Ordinary NPV	CFD	Reducing a long position	11	22.9714 GBP
Ordinary NPV	CFD	Opening a short position	745	22.9728 GBP
Ordinary NPV	CFD	Reducing a long position	2,496	22.9734 GBP
Ordinary NPV	CFD	Reducing a long position	832	22.9734 GBP
Ordinary NPV	CFD	Reducing a long position	774	22.9734 GBP
Ordinary NPV	CFD	Reducing a long position	333	22.9734 GBP
Ordinary NPV	CFD	Reducing a long position	75	22.9734 GBP
Ordinary NPV	CFD	Reducing a long position	8	22.9734 GBP
Ordinary NPV	CFD	Reducing a long position	18	22.9734 GBP
Ordinary NPV	CFD	Opening a long position	2,755	22.9737 GBP
Ordinary NPV	CFD	Reducing a long position	1,328	22.9748 GBP
Ordinary NPV	CFD	Reducing a long position	352	22.9748 GBP
Ordinary NPV	CFD	Reducing a long position	53	22.9748 GBP
Ordinary NPV	CFD	Reducing a long position	12	22.9748 GBP
Ordinary NPV	CFD	Reducing a long position	90	22.9762 GBP
Ordinary NPV	CFD	Opening a long position	47,843	22.9869 GBP
Ordinary NPV	CFD	Reducing a long position	2,696	22.9878 GBP
Ordinary NPV	CFD	Reducing a long position	838	22.9878 GBP
Ordinary NPV	CFD	Reducing a long position	80	22.9878 GBP
Ordinary NPV	CFD	Reducing a long position	1,755	22.9885 GBP
Ordinary NPV	CFD	Increasing a long position	544,000	28.3782 USD
Ordinary NPV	CFD	Increasing a long position	256,000	28.3782 USD
Ordinary NPV	CFD	Reducing a short position	2,834	28.6342 USD
Ordinary NPV	CFD	Increasing a long position	109	42.8902 AUD
Ordinary NPV	CFD	Increasing a long position	346	42.8902 AUD
Ordinary NPV	CFD	Increasing a long position	4	42.8936 AUD
Ordinary NPV	CFD	Reducing a short position	27,727	42.8971 AUD
Ordinary NPV	CFD	Opening a short position	27,727	42.8992 AUD
Ordinary NPV	CFD	Increasing a long position	271	42.9036 AUD
Ordinary NPV	CFD	Increasing a long position	38	42.9036 AUD
Ordinary NPV	CFD	Increasing a long position	875	42.9036 AUD
Ordinary NPV	CFD	Increasing a short position	9	42.9085 AUD
Ordinary NPV	CFD	Increasing a short position	2,443	42.9085 AUD
Ordinary NPV	CFD	Opening a long position	2,461	42.9086 AUD
Ordinary NPV	CFD	Increasing a long position	823	42.9100 AUD
Ordinary NPV	CFD	Reducing a short position	43,112	42.9108 AUD
Ordinary NPV	CFD	Increasing a short position	6,992	42.9136 AUD
Ordinary NPV	CFD	Reducing a long position	43,112	42.9158 AUD
Ordinary NPV	CFD	Increasing a short position	1,814	42.9261 AUD
Ordinary NPV	CFD	Increasing a long position	9,230	42.9290 AUD
Ordinary NPV	CFD	Increasing a short position	9	42.9344 AUD
Ordinary NPV	CFD	Increasing a long position	5	42.9404 AUD
Ordinary NPV	CFD	Increasing a long position	1	42.9404 AUD
Ordinary NPV	CFD	Increasing a long position	16	42.9404 AUD
Ordinary NPV	CFD	Increasing a long position	3,411	42.9438 AUD
Ordinary NPV	CFD	Increasing a short position	3,411	42.9470 AUD
Ordinary NPV	CFD	Reducing a short position	1,045	42.9555 AUD
Ordinary NPV	CFD	Opening a long position	32,502	42.9555 AUD
Ordinary NPV	CFD	Opening a short position	600	42.9577 AUD
Ordinary NPV	CFD	Reducing a long position	32,947	42.9577 AUD
Ordinary NPV	CFD	Increasing a long position	31,902	42.9633 AUD
Ordinary NPV	CFD	Opening a short position	31,902	42.9655 AUD
Ordinary NPV	CFD	Opening a short position	800,000	42.9679 AUD
Ordinary NPV	CFD	Opening a long position	3,089	42.9692 AUD
Ordinary NPV	CFD	Opening a short position	3,089	42.9692 AUD
Ordinary NPV	CFD	Reducing a short position	11,061	42.9780 AUD
Ordinary NPV	CFD	Reducing a long position	11,061	42.9833 AUD
Ordinary NPV	CFD	Increasing a short position	2,238	42.9928 AUD
Ordinary NPV	CFD	Opening a long position	5,967	42.9971 AUD
Ordinary NPV	CFD	Reducing a long position	5,967	43.0014 AUD
Ordinary NPV	CFD	Opening a long position	2,782	43.0077 AUD
Ordinary NPV	CFD	Increasing a long position	79	43.0080 AUD
Ordinary NPV	CFD	Increasing a long position	256	43.0080 AUD
Ordinary NPV	CFD	Reducing a long position	335	43.0080 AUD
Ordinary NPV	CFD	Reducing a long position	2,782	43.0141 AUD
Ordinary NPV	CFD	Increasing a long position	94,537	43.0500 AUD
Ordinary NPV	CFD	Reducing a long position	13,652	43.0521 AUD
Ordinary NPV	CFD	Opening a short position	80,885	43.0521 AUD
Ordinary NPV	CFD	Reducing a short position	31,902	43.0600 AUD
Ordinary NPV	CFD	Reducing a short position	800,000	43.0600 AUD
Ordinary NPV	CFD	Increasing a short position	800,000	43.0600 AUD
Ordinary NPV	CFD	Opening a long position	5,967	43.0600 AUD
Ordinary NPV	CFD	Reducing a long position	5,967	43.0600 AUD
Ordinary NPV	CFD	Reducing a long position	27,727	43.0600 AUD
Ordinary NPV	CFD	Reducing a long position	2,461	43.0600 AUD
Ordinary NPV	CFD	Increasing a long position	6	43.0600 AUD
Ordinary NPV	CFD	Increasing a short position	1	43.0600 AUD
Ordinary NPV	CFD	Increasing a short position	20	43.0600 AUD
Ordinary NPV	CFD	Increasing a short position	6	43.0600 AUD
Ordinary NPV	CFD	Increasing a short position	335	43.0600 AUD
Ordinary NPV	CFD	Reducing a long position	2,782	43.0600 AUD
Ordinary NPV	CFD	Reducing a long position	5,967	43.0600 AUD
Ordinary NPV	CFD	Reducing a long position	31,902	43.0600 AUD
Ordinary NPV	CFD	Reducing a short position	27,727	43.0600 AUD
Ordinary NPV	CFD	Reducing a short position	2,782	43.0600 AUD
Ordinary NPV	CFD	Increasing a long position	1	43.0600 AUD
Ordinary NPV	CFD	Increasing a long position	2,461	43.0600 AUD
Ordinary NPV	CFD	Reducing a short position	27	43.0600 AUD
Ordinary NPV	CFD	Increasing a long position	335	43.0600 AUD
Ordinary NPV	CFD	Reducing a long position	27	43.0600 AUD
Ordinary NPV	CFD	Increasing a long position	20	43.0600 AUD
Ordinary NPV	CFD	Reducing a short position	5,967	43.0600 AUD
Ordinary NPV	CFD	Opening a long position	13,652	43.0878 AUD
Ordinary NPV	CFD	Reducing a short position	40,804	43.0878 AUD
Ordinary NPV	CFD	Reducing a long position	54,456	43.0900 AUD
Ordinary NPV	CFD	Opening a long position	1,045	43.2103 AUD
Ordinary NPV	CFD	Opening a short position	1,045	43.2124 AUD
Ordinary NPV	CFD	Increasing a long position	34	43.2132 AUD
Ordinary NPV	CFD	Increasing a long position	3	43.2132 AUD
Ordinary NPV	CFD	Increasing a long position	112	43.2132 AUD
Ordinary NPV	CFD	Reducing a short position	609	43.2790 AUD
Ordinary NPV	CFD	Reducing a short position	592	43.2790 AUD
Ordinary NPV	CFD	Reducing a long position	1,201	43.2877 AUD
Ordinary NPV	CFD	Reducing a long position	2,834	43.2963 AUD
Ordinary NPV	CFD	Increasing a long position	95	43.3005 AUD
Ordinary NPV	CFD	Increasing a long position	2,204	43.3078 AUD
Ordinary NPV	CFD	Increasing a short position	95	43.3092 AUD
Ordinary NPV	CFD	Increasing a short position	2,204	43.3100 AUD
Ordinary NPV	CFD	Reducing a short position	375	531.4873 ZAR
Ordinary NPV	SWAP	Increasing a short position	3,740	22.9323 GBP
Ordinary NPV	SWAP	Reducing a short position	181	23.0056 GBP
Ordinary NPV	SWAP	Increasing a long position	477	528.8244 ZAR
Ordinary NPV	SWAP	Reducing a long position	28,626	529.9777 ZAR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit
ADR / (1.00 : 2.00)	Call Option / (1.00 : 200.00)	Purchasing	100 (20,000)	60.0000 USD	AMERICAN	21/06/2024	0.9065 USD
ADR / (1.00 : 2.00)	Put Option / (1.00 : 200.00)	Purchasing	100 (20,000)	50.0000 USD	AMERICAN	21/06/2024	0.1435 USD
ADR / (1.00 : 2.00)	Put Option / (1.00 : 200.00)	Purchasing	1 (200)	55.0000 USD	AMERICAN	19/07/2024	1.2500 USD
ADR / (1.00 : 2.00)	Put Option / (1.00 : 200.00)	Purchasing	1 (200)	57.5000 USD	AMERICAN	19/07/2024	2.2500 USD
ADR / (1.00 : 2.00)	Put Option / (1.00 : 200.00)	Purchasing	5 (1,000)	57.5000 USD	AMERICAN	19/07/2024	2.2500 USD
ADR / (1.00 : 2.00)	Put Option / (1.00 : 200.00)	Selling	100 (20,000)	55.0000 USD	AMERICAN	21/06/2024	0.8500 USD

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising / exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	13 May 2024
Contact name:	Papa Lette and Andrzej Szyszka
Telephone number:	[phone] / [phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END