Form 8.5 (EPT/RI)-BHP Group Limited

Morgan Stanley & Co. Int'l plc

14 May 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	BHP Group Limited
(c) Name of the party to the offer with which exempt principal trader is connected:	Anglo American plc
(d) Date dealing undertaken:	13 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	YES- Anglo American plc

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
ADR	PURCHASES	522	57.5700 USD	57.3957 USD
ADR	SALES	2,416	57.5888 USD	57.3957 USD
Ordinary NPV	PURCHASES	262,102	22.9300 GBP	22.7850 GBP
Ordinary NPV	SALES	255,054	22.9706 GBP	22.8200 GBP
Ordinary NPV	SALES	3,506	28.5780 USD	28.4580 USD
Ordinary NPV	PURCHASES	25,200	28.6889 USD	28.6889 USD
Ordinary NPV	SALES	180,868	43.2808 AUD	43.0300 AUD
Ordinary NPV	PURCHASES	177,156	43.3400 AUD	43.0500 AUD

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
ADR	CFD	reducing a short position	1,894	57.5888 USD
Ordinary NPV	CFD	increasing a long position	1,106	22.8391 GBP
Ordinary NPV	CFD	increasing a long position	124	22.9408 GBP
Ordinary NPV	CFD	increasing a long position	600	43.1178 AUD
Ordinary NPV	CFD	increasing a long position	2,295	526.6440 ZAR
Ordinary NPV	CFD	increasing a long position	6,970	526.8628 ZAR
Ordinary NPV	CFD	increasing a long position	13,200	527.2409 ZAR
Ordinary NPV	CFD	increasing a long position	306	527.4070 ZAR
Ordinary NPV	CFD	increasing a long position	5,880	527.6501 ZAR
Ordinary NPV	CFD	increasing a short position	2,000	22.8025 GBP
Ordinary NPV	CFD	increasing a short position	35	22.8100 GBP
Ordinary NPV	CFD	increasing a short position	1,863	22.8581 GBP
Ordinary NPV	CFD	increasing a short position	25,200	22.8604 GBP
Ordinary NPV	CFD	increasing a short position	25,238	22.8626 GBP
Ordinary NPV	CFD	increasing a short position	3,788	22.9096 GBP
Ordinary NPV	CFD	increasing a short position	51,275	22.9444 GBP
Ordinary NPV	CFD	increasing a short position	8,464	43.0827 AUD
Ordinary NPV	CFD	increasing a short position	2,000	43.1499 AUD
Ordinary NPV	CFD	increasing a short position	52	43.2088 AUD
Ordinary NPV	CFD	increasing a short position	72	43.3400 AUD
Ordinary NPV	CFD	increasing a short position	306	527.4070 ZAR
Ordinary NPV	CFD	reducing a long position	4,465	22.8200 GBP
Ordinary NPV	CFD	reducing a long position	4,757	22.8453 GBP
Ordinary NPV	CFD	reducing a long position	226	22.8476 GBP
Ordinary NPV	CFD	reducing a long position	5,900	22.8628 GBP
Ordinary NPV	CFD	reducing a long position	1	22.8900 GBP
Ordinary NPV	CFD	reducing a long position	37	43.0900 AUD
Ordinary NPV	CFD	reducing a long position	104	43.1431 AUD
Ordinary NPV	CFD	reducing a long position	6	43.3400 AUD
Ordinary NPV	CFD	reducing a long position	2,295	526.6440 ZAR
Ordinary NPV	CFD	reducing a long position	13,200	527.2409 ZAR
Ordinary NPV	CFD	reducing a long position	8,987	527.6501 ZAR
Ordinary NPV	CFD	reducing a short position	18,826	22.8200 GBP
Ordinary NPV	CFD	reducing a short position	2,000	22.8400 GBP
Ordinary NPV	CFD	reducing a short position	18,035	22.8932 GBP
Ordinary NPV	CFD	reducing a short position	35	22.8954 GBP
Ordinary NPV	CFD	reducing a short position	15	22.9700 GBP
Ordinary NPV	CFD	reducing a short position	8,000	43.0332 AUD
Ordinary NPV	CFD	reducing a short position	39,000	43.0332 AUD
Ordinary NPV	CFD	reducing a short position	37,000	43.0332 AUD
Ordinary NPV	CFD	reducing a short position	1,114	43.0630 AUD
Ordinary NPV	CFD	reducing a short position	869	43.0630 AUD
Ordinary NPV	CFD	reducing a short position	11,019	43.0733 AUD
Ordinary NPV	CFD	reducing a short position	9,383	43.0755 AUD
Ordinary NPV	CFD	reducing a short position	528	43.0878 AUD
Ordinary NPV	CFD	reducing a short position	562	43.1005 AUD
Ordinary NPV	CFD	reducing a short position	69	43.1178 AUD
Ordinary NPV	CFD	reducing a short position	61,048	43.1390 AUD
Ordinary NPV	CFD	reducing a short position	370	43.1511 AUD
Ordinary NPV	CFD	reducing a short position	554	43.1511 AUD
Ordinary NPV	CFD	reducing a short position	20,981	43.1547 AUD
Ordinary NPV	CFD	reducing a short position	27	43.1557 AUD
Ordinary NPV	CFD	reducing a short position	18	43.1561 AUD
Ordinary NPV	CFD	reducing a short position	1,900	43.1772 AUD
Ordinary NPV	CFD	reducing a short position	2,628	43.2500 AUD
Ordinary NPV	CFD	reducing a short position	3,342	43.3132 AUD
Ordinary NPV	CFD	reducing a short position	3,107	527.6501 ZAR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit
N/A	N/A	N/A	N/A	N/A	N/A	N/A	N/A

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit
N/A	N/A	N/A	N/A	N/A

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)
N/A	N/A	N/A	N/A

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	14 May 2024
Contact name:	Craig Horsley
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END