Form 8.5 (EPT/RI)- BHP Group Limited

Morgan Stanley & Co. Int'l plc

17 May 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	BHP Group Limited
(c) Name of the party to the offer with which exempt principal trader is connected:	Anglo American plc
(d) Date dealing undertaken:	16 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	YES-Anglo American plc

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
ADR	PURCHASES	1,315	60.1705 USD	59.5300 USD
ADR	SALES	1,315	60.1705 USD	59.5300 USD
Ordinary NPV	PURCHASES	315,476	23.6100 GBP	23.4050 GBP
Ordinary NPV	SALES	257,347	23.6100 GBP	23.3900 GBP
Ordinary NPV	PURCHASES	12,500	29.8490 USD	29.8490 USD
Ordinary NPV	SALES	223,227	44.6976 AUD	37.3786 AUD
Ordinary NPV	PURCHASES	173,151	44.7000 AUD	44.4779 AUD

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
Ordinary NPV	CFD	increasing a long position	2,844	23.5200 GBP
Ordinary NPV	CFD	increasing a long position	136	23.5200 GBP
Ordinary NPV	CFD	increasing a long position	13,380	23.5337 GBP
Ordinary NPV	CFD	increasing a long position	150,334	44.4382 AUD
Ordinary NPV	CFD	increasing a long position	596	44.5728 AUD
Ordinary NPV	CFD	increasing a long position	210	44.6568 AUD
Ordinary NPV	CFD	increasing a long position	16,744	543.1098 ZAR
Ordinary NPV	CFD	increasing a long position	14,143	544.2216 ZAR
Ordinary NPV	CFD	increasing a long position	33,100	544.5051 ZAR
Ordinary NPV	CFD	increasing a short position	5,904	23.5397 GBP
Ordinary NPV	CFD	increasing a short position	7,200	23.5497 GBP
Ordinary NPV	CFD	increasing a short position	30	23.5615 GBP
Ordinary NPV	CFD	increasing a short position	83,972	23.5852 GBP
Ordinary NPV	CFD	increasing a short position	676	44.5400 AUD
Ordinary NPV	CFD	increasing a short position	100	44.5400 AUD
Ordinary NPV	CFD	increasing a short position	1,774	44.6141 AUD
Ordinary NPV	CFD	increasing a short position	38,146	44.6301 AUD
Ordinary NPV	CFD	increasing a short position	2,642	542.4487 ZAR
Ordinary NPV	CFD	reducing a long position	243	23.5200 GBP
Ordinary NPV	CFD	reducing a long position	1	23.5600 GBP
Ordinary NPV	CFD	reducing a long position	1,169	23.5624 GBP
Ordinary NPV	CFD	reducing a long position	85	44.5123 AUD
Ordinary NPV	CFD	reducing a long position	58	44.5125 AUD
Ordinary NPV	CFD	reducing a long position	1,031	44.5184 AUD
Ordinary NPV	CFD	reducing a long position	7,704	44.5184 AUD
Ordinary NPV	CFD	reducing a long position	1,447	44.5184 AUD
Ordinary NPV	CFD	reducing a long position	69	44.5250 AUD
Ordinary NPV	CFD	reducing a long position	12,424	44.5400 AUD
Ordinary NPV	CFD	reducing a long position	1,008	44.5400 AUD
Ordinary NPV	CFD	reducing a long position	393	44.6082 AUD
Ordinary NPV	CFD	reducing a long position	12,500	44.6976 AUD
Ordinary NPV	CFD	reducing a long position	16,744	543.1098 ZAR
Ordinary NPV	CFD	reducing a long position	14,143	544.2216 ZAR
Ordinary NPV	CFD	reducing a long position	30,458	544.6835 ZAR
Ordinary NPV	CFD	reducing a long position	219	544.7085 ZAR
Ordinary NPV	CFD	reducing a short position	379	23.5190 GBP
Ordinary NPV	CFD	reducing a short position	2,271	23.5200 GBP
Ordinary NPV	CFD	reducing a short position	3,575	23.5200 GBP
Ordinary NPV	CFD	reducing a short position	7,200	23.5367 GBP
Ordinary NPV	CFD	reducing a short position	88	23.5368 GBP
Ordinary NPV	CFD	reducing a short position	6,113	23.5494 GBP
Ordinary NPV	CFD	reducing a short position	1,046	23.5607 GBP
Ordinary NPV	CFD	reducing a short position	10,000	44.4555 AUD
Ordinary NPV	CFD	reducing a short position	452	44.4973 AUD
Ordinary NPV	CFD	reducing a short position	1,857	44.5400 AUD
Ordinary NPV	CFD	reducing a short position	334	44.5400 AUD
Ordinary NPV	CFD	reducing a short position	1,187	44.5467 AUD
Ordinary NPV	CFD	reducing a short position	471	44.5467 AUD
Ordinary NPV	CFD	reducing a short position	1,670	44.5467 AUD
Ordinary NPV	CFD	reducing a short position	473	44.5467 AUD
Ordinary NPV	CFD	reducing a short position	1,247	44.5467 AUD
Ordinary NPV	CFD	reducing a short position	358	44.5467 AUD
Ordinary NPV	CFD	reducing a short position	1,585	44.5800 AUD
Ordinary NPV	CFD	reducing a short position	1,656	44.5868 AUD
Ordinary NPV	CFD	reducing a short position	1,082	44.5868 AUD
Ordinary NPV	CFD	reducing a short position	15	44.5887 AUD
Ordinary NPV	CFD	reducing a short position	200	44.5887 AUD
Ordinary NPV	CFD	reducing a short position	3,072	44.5943 AUD
Ordinary NPV	CFD	reducing a short position	3,960	44.5948 AUD
Ordinary NPV	CFD	reducing a short position	22,661	44.6188 AUD
Ordinary NPV	CFD	reducing a short position	6,299	44.6980 AUD
Ordinary NPV	CFD	reducing a short position	219	544.7085 ZAR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit
N/A	N/A	N/A	N/A	N/A	N/A	N/A	N/A

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit
Ordinary NPV	CALL LONG	Exercising	85,300	46.0000 AUD

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)
N/A	N/A	N/A	N/A

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	17 May 2024
Contact name:	Craig Horsley
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END