Form 8.5 (EPT/RI) - BHP Group Limited

UBS AG (EPT)

17 May 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	BHP Group Limited
(c) Name of the party to the offer with which exempt principal trader is connected:	BHP Group Limited
(d) Date dealing undertaken:	16 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
Ordinary NPV	Buy	2547373	23.66216 GBP	23.22593       GBP
Ordinary NPV	Sell	2715755	23.65046 GBP	22.36567        GBP
ADR	Buy	21782	60.09000 USD	51.79390 USD
ADR	Sell	15890	60.09000 USD	51.79390 USD

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
ADR	CFD	Long	6	60.025        USD
ADR	CFD	Long	1008	60.037619        USD
Ordinary NPV	CFD	Long	176	44.46248        AUD
Ordinary NPV	CFD	Long	571	44.520486        AUD
Ordinary NPV	CFD	Long	1405	44.519143        AUD
Ordinary NPV	CFD	Long	1797	44.656784        AUD
Ordinary NPV	CFD	Long	80	44.449443        AUD
Ordinary NPV	CFD	Long	1257	44.505743        AUD
Ordinary NPV	CFD	Long	32931	544.66355319        ZAR
Ordinary NPV	CFD	Long	1000	23.4        GBP
Ordinary NPV	CFD	Long	20031	23.557477        GBP
Ordinary NPV	CFD	Long	23088	44.5177217602218        AUD
Ordinary NPV	CFD	Long	461	44.5770162542516        AUD
Ordinary NPV	CFD	Long	6	44.4634409033333        AUD
Ordinary NPV	CFD	Long	3	544.6467        ZAR
Ordinary NPV	CFD	Long	928	543.4034        ZAR
Ordinary NPV	CFD	Long	22635	543.61556086        ZAR
Ordinary NPV	CFD	Long	32061	544.25210349        ZAR
Ordinary NPV	CFD	Long	4258	29.8470839225955        USD
Ordinary NPV	CFD	Long	22000	23.52        GBP
Ordinary NPV	CFD	Long	11000	23.523973        GBP
Ordinary NPV	CFD	Long	940	44.5770096312766        AUD
Ordinary NPV	CFD	Long	12	44.46260757        AUD
Ordinary NPV	CFD	Long	55	44.5871818        AUD
Ordinary NPV	CFD	Long	2646	44.5631094938322        AUD
Ordinary NPV	CFD	Long	290	44.512673        AUD
Ordinary NPV	CFD	Long	325	44.485094        AUD
Ordinary NPV	CFD	Long	170	44.495955        AUD
Ordinary NPV	CFD	Long	1779	44.5770123401855        AUD
Ordinary NPV	CFD	Long	7	44.4629647128571        AUD
Ordinary NPV	CFD	Long	49012	44.51856688158        AUD
Ordinary NPV	CFD	Long	752	44.56310158        AUD
Ordinary NPV	CFD	Long	38889	23.517648        GBP
Ordinary NPV	CFD	Long	121062	23.47377726        GBP
Ordinary NPV	CFD	Long	3148	44.638174        AUD
Ordinary NPV	CFD	Long	8400	44.582319        AUD
Ordinary NPV	CFD	Long	4139	44.591752        AUD
Ordinary NPV	CFD	Long	14	44.488734        AUD
Ordinary NPV	CFD	Long	40308	44.573605        AUD
Ordinary NPV	CFD	Long	281358	44.577067        AUD
Ordinary NPV	CFD	Long	2217	44.5526        AUD
Ordinary NPV	CFD	Long	871	44.61195752        AUD
Ordinary NPV	CFD	Long	60288	44.558045        AUD
Ordinary NPV	CFD	Long	53887	44.542337        AUD
Ordinary NPV	CFD	Long	92363	44.590944        AUD
Ordinary NPV	CFD	Long	756	44.61234127        AUD
Ordinary NPV	CFD	Long	140770	44.545292        AUD
Ordinary NPV	CFD	Long	35683	44.556516        AUD
Ordinary NPV	CFD	Long	68354	44.54        AUD
Ordinary NPV	CFD	Long	130701	44.585501        AUD
Ordinary NPV	CFD	Long	13584	44.67816733        AUD
Ordinary NPV	CFD	Long	4502	44.568951        AUD
Ordinary NPV	CFD	Long	100	44.67        AUD
Ordinary NPV	CFD	Long	137	44.523504        AUD
Ordinary NPV	CFD	Long	83	44.512584        AUD
Ordinary NPV	CFD	Long	92	44.484877        AUD
Ordinary NPV	CFD	Long	48	44.495547        AUD
Ordinary NPV	CFD	Long	8567	44.564328        AUD
Ordinary NPV	CFD	Long	320619	44.593923        AUD
Ordinary NPV	CFD	Long	26876	44.585173        AUD
Ordinary NPV	CFD	Long	7727	44.5834489452569        AUD
Ordinary NPV	CFD	Long	5827	44.6237103140553        AUD
Ordinary NPV	CFD	Long	3561	44.692401        AUD
Ordinary NPV	CFD	Long	2579	44.576355        AUD
Ordinary NPV	CFD	Long	239295	44.59216        AUD
Ordinary NPV	CFD	Long	1250	44.574992        AUD
Ordinary NPV	CFD	Long	10961	23.544672932893        GBP
Ordinary NPV	CFD	Long	3520	23.5145482960142        GBP
Ordinary NPV	CFD	Long	8336	23.5445621396329        GBP
Ordinary NPV	CFD	Long	3623	23.55046094        GBP
Ordinary NPV	CFD	Long	42706	44.5640788178818        AUD
Ordinary NPV	CFD	Long	17	542.3049        ZAR
Ordinary NPV	CFD	Long	4	543.3919        ZAR
Ordinary NPV	CFD	Long	533	44.639437        AUD
Ordinary NPV	CFD	Long	343	44.525        AUD
Ordinary NPV	CFD	Long	111	23.570991        GBP
Ordinary NPV	CFD	Long	5763	44.592863        AUD
Ordinary NPV	CFD	Long	41555	44.618866        AUD
Ordinary NPV	CFD	Long	90391	44.568457        AUD
Ordinary NPV	CFD	Long	49	44.593571        AUD
Ordinary NPV	CFD	Long	135933	44.5809951393061        AUD
Ordinary NPV	CFD	Long	7348	44.5170944474687        AUD
Ordinary NPV	CFD	Long	8301	44.5887958401157        AUD
Ordinary NPV	CFD	Long	1066	44.582205        AUD
Ordinary NPV	CFD	Long	9679	44.556202        AUD
Ordinary NPV	CFD	Long	61126	23.50822636        GBP
Ordinary NPV	CFD	Long	1381	23.507649        GBP
Ordinary NPV	CFD	Long	15794	44.5770127822173        AUD
Ordinary NPV	CFD	Long	65	44.4631844930769        AUD
Ordinary NPV	CFD	Short	29483	23.52        GBP
Ordinary NPV	CFD	Short	3561	44.692401        AUD
Ordinary NPV	CFD	Short	1066	44.582205        AUD
Ordinary NPV	CFD	Short	1475	44.504285        AUD
Ordinary NPV	CFD	Short	80	44.449625        AUD
Ordinary NPV	CFD	Short	35354	44.54        AUD
Ordinary NPV	CFD	Short	2917	44.599949        AUD
Ordinary NPV	CFD	Short	1822	44.511345        AUD
Ordinary NPV	CFD	Short	320619	44.593923        AUD
Ordinary NPV	CFD	Short	9679	44.556202        AUD
Ordinary NPV	CFD	Short	7348	44.517094        AUD
Ordinary NPV	CFD	Short	90391	44.568457        AUD
Ordinary NPV	CFD	Short	72100	44.518296        AUD
Ordinary NPV	CFD	Short	533	44.639437        AUD
Ordinary NPV	CFD	Short	8567	44.564328        AUD
Ordinary NPV	CFD	Short	239295	44.59216        AUD
Ordinary NPV	CFD	Short	135933	44.580995        AUD
Ordinary NPV	CFD	Short	2579	44.576355        AUD
Ordinary NPV	CFD	Short	8301	44.588796        AUD
Ordinary NPV	CFD	Short	5763	44.592863        AUD
Ordinary NPV	CFD	Short	49	44.593571        AUD
Ordinary NPV	CFD	Short	1250	44.574992        AUD
Ordinary NPV	CFD	Short	4258	44.7        AUD
Ordinary NPV	CFD	Short	42706	44.56407882        AUD
Ordinary NPV	CFD	Short	41555	44.618866        AUD
Ordinary NPV	CFD	Short	343	44.525        AUD
Ordinary NPV	CFD	Short	22462	44.574425        AUD
Ordinary NPV	CFD	Short	26876	44.585173        AUD
Ordinary NPV	CFD	Short	55	44.587091        AUD
Ordinary NPV	CFD	Short	13554	44.600758        AUD
Ordinary NPV	CFD	Short	4502	44.568951        AUD
Ordinary NPV	CFD	Short	3148	44.638174        AUD
Ordinary NPV	CFD	Short	281358	44.577067        AUD
Ordinary NPV	CFD	Short	14	44.488734        AUD
Ordinary NPV	CFD	Short	137	44.523504        AUD
Ordinary NPV	CFD	Short	35683	44.556516        AUD
Ordinary NPV	CFD	Short	756	44.61234127        AUD
Ordinary NPV	CFD	Short	2	23.38        GBP
Ordinary NPV	CFD	Short	13584	44.6781673332671        AUD
Ordinary NPV	CFD	Short	3	544.6467        ZAR
Ordinary NPV	CFD	Short	32061	544.25210349        ZAR
Ordinary NPV	CFD	Short	8400	44.582319        AUD
Ordinary NPV	CFD	Short	4139	44.591752        AUD
Ordinary NPV	CFD	Short	365	543.41048        ZAR
Ordinary NPV	CFD	Short	563	543.398751        ZAR
Ordinary NPV	CFD	Short	140770	44.545292        AUD
Ordinary NPV	CFD	Short	100	44.67        AUD
Ordinary NPV	CFD	Short	130701	44.585501        AUD
Ordinary NPV	CFD	Short	60288	44.5580451773355        AUD
Ordinary NPV	CFD	Short	53887	44.5423375322471        AUD
Ordinary NPV	CFD	Short	13273	23.5154584494839        GBP
Ordinary NPV	CFD	Short	871	44.61195752        AUD
Ordinary NPV	CFD	Short	2217	44.5526012260713        AUD
Ordinary NPV	CFD	Short	40308	44.573605        AUD
Ordinary NPV	CFD	Short	92363	44.590944        AUD
Ordinary NPV	CFD	Short	22635	543.61556086        ZAR
Ordinary NPV	CFD	Short	33000	23.460009        GBP
Ordinary NPV	CFD	Short	1000	23.52765        GBP
Ordinary NPV	CFD	Short	10	23.595        GBP
Ordinary NPV	CFD	Short	244	23.5445327856147        GBP
Ordinary NPV	CFD	Short	27234	23.551512        GBP
Ordinary NPV	CFD	Short	3015	23.5154593698176        GBP
Ordinary NPV	CFD	Short	17	542.3049        ZAR
Ordinary NPV	CFD	Short	4	543.3919        ZAR
Ordinary NPV	CFD	Short	32931	544.66355319        ZAR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	17 May 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END