Form 8.5 (EPT/RI)- BHP Group Limited

Morgan Stanley & Co. Int'l plc

22 May 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	BHP Group Limited
(c) Name of the party to the offer with which exempt principal trader is connected:	Anglo American plc
(d) Date dealing undertaken:	21 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	YES-Anglo American plc

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
ADR	PURCHASES	368	61.9500 USD	61.8001 USD
ADR	SALES	368	61.9500 USD	61.8001 USD
Ordinary NPV	SALES	216,097	24.4362 GBP	24.0100 GBP
Ordinary NPV	PURCHASES	190,403	24.4600 GBP	24.0100 GBP
Ordinary NPV	SALES	2,451	30.6406 USD	30.6406 USD
Ordinary NPV	PURCHASES	89,198	30.9175 USD	30.6591 USD
Ordinary NPV	PURCHASES	227,746	46.0000 AUD	45.7800 AUD
Ordinary NPV	SALES	296,577	46.0400 AUD	45.7800 AUD

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
Ordinary NPV	CFD	increasing a long position	2,260	24.0100 GBP
Ordinary NPV	CFD	increasing a long position	3,770	24.2926 GBP
Ordinary NPV	CFD	increasing a long position	194	24.3000 GBP
Ordinary NPV	CFD	increasing a long position	1,809	24.3000 GBP
Ordinary NPV	CFD	increasing a long position	8,555	24.3101 GBP
Ordinary NPV	CFD	increasing a long position	4,059	24.3117 GBP
Ordinary NPV	CFD	increasing a long position	915	24.3561 GBP
Ordinary NPV	CFD	increasing a long position	2,203	24.3690 GBP
Ordinary NPV	CFD	increasing a long position	331	45.8075 AUD
Ordinary NPV	CFD	increasing a long position	1,200	45.8659 AUD
Ordinary NPV	CFD	increasing a long position	1,197	45.9426 AUD
Ordinary NPV	CFD	increasing a long position	1,057	46.0400 AUD
Ordinary NPV	CFD	increasing a long position	3,300	558.8710 ZAR
Ordinary NPV	CFD	increasing a long position	79	559.1051 ZAR
Ordinary NPV	CFD	increasing a long position	5,489	559.4509 ZAR
Ordinary NPV	CFD	increasing a long position	2,570	559.9561 ZAR
Ordinary NPV	CFD	increasing a long position	453	561.4614 ZAR
Ordinary NPV	CFD	increasing a short position	1,500	24.2407 GBP
Ordinary NPV	CFD	increasing a short position	1,500	24.2407 GBP
Ordinary NPV	CFD	increasing a short position	12,419	24.2977 GBP
Ordinary NPV	CFD	increasing a short position	325	24.3077 GBP
Ordinary NPV	CFD	increasing a short position	19,379	24.3192 GBP
Ordinary NPV	CFD	increasing a short position	14,869	24.3327 GBP
Ordinary NPV	CFD	increasing a short position	4,388	30.8961 USD
Ordinary NPV	CFD	increasing a short position	4,284	45.8790 AUD
Ordinary NPV	CFD	increasing a short position	17,524	45.8928 AUD
Ordinary NPV	CFD	increasing a short position	7,381	45.9412 AUD
Ordinary NPV	CFD	increasing a short position	11,072	45.9412 AUD
Ordinary NPV	CFD	increasing a short position	15,247	45.9417 AUD
Ordinary NPV	CFD	increasing a short position	699	46.0400 AUD
Ordinary NPV	CFD	increasing a short position	79	559.1051 ZAR
Ordinary NPV	CFD	reducing a long position	325	45.8192 AUD
Ordinary NPV	CFD	reducing a long position	457	45.8192 AUD
Ordinary NPV	CFD	reducing a long position	2,432	45.8192 AUD
Ordinary NPV	CFD	reducing a long position	543	45.8569 AUD
Ordinary NPV	CFD	reducing a long position	814	45.8569 AUD
Ordinary NPV	CFD	reducing a long position	108	45.9453 AUD
Ordinary NPV	CFD	reducing a long position	162	45.9453 AUD
Ordinary NPV	CFD	reducing a long position	65,431	45.9933 AUD
Ordinary NPV	CFD	reducing a long position	603	558.6726 ZAR
Ordinary NPV	CFD	reducing a long position	3,300	558.8710 ZAR
Ordinary NPV	CFD	reducing a long position	5,489	559.4509 ZAR
Ordinary NPV	CFD	reducing a long position	2,570	559.9561 ZAR
Ordinary NPV	CFD	reducing a long position	4,700	560.9578 ZAR
Ordinary NPV	CFD	reducing a long position	453	561.4614 ZAR
Ordinary NPV	CFD	reducing a short position	12,538	24.3000 GBP
Ordinary NPV	CFD	reducing a short position	13,901	24.3262 GBP
Ordinary NPV	CFD	reducing a short position	113	24.3400 GBP
Ordinary NPV	CFD	reducing a short position	26	24.3523 GBP
Ordinary NPV	CFD	reducing a short position	529	45.8274 AUD
Ordinary NPV	CFD	reducing a short position	153	45.8377 AUD
Ordinary NPV	CFD	reducing a short position	153	45.8377 AUD
Ordinary NPV	CFD	reducing a short position	386	45.8377 AUD
Ordinary NPV	CFD	reducing a short position	405	45.8377 AUD
Ordinary NPV	CFD	reducing a short position	542	45.8377 AUD
Ordinary NPV	CFD	reducing a short position	116	45.8378 AUD
Ordinary NPV	CFD	reducing a short position	7,928	45.8450 AUD
Ordinary NPV	CFD	reducing a short position	5,890	45.8969 AUD
Ordinary NPV	CFD	reducing a short position	4,775	45.9137 AUD
Ordinary NPV	CFD	reducing a short position	89	45.9200 AUD
Ordinary NPV	CFD	reducing a short position	38	45.9200 AUD
Ordinary NPV	CFD	reducing a short position	265	45.9395 AUD
Ordinary NPV	CFD	reducing a short position	613	45.9395 AUD
Ordinary NPV	CFD	reducing a short position	114	45.9498 AUD
Ordinary NPV	CFD	reducing a short position	999	45.9498 AUD
Ordinary NPV	CFD	reducing a short position	2,451	46.0000 AUD
Ordinary NPV	CFD	reducing a short position	1,193	46.0400 AUD
Ordinary NPV	CFD	reducing a short position	603	558.6726 ZAR
Ordinary NPV	CFD	reducing a short position	4,700	560.9578 ZAR
Ordinary NPV	Open End Knock out Warrant (14) (ISIN	LONG	36	21.9200 EUR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit
N/A	N/A	N/A	N/A	N/A	N/A	N/A	N/A

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit
Ordinary NPV	Short call	N/A	880	39.7872 AUD
Ordinary NPV	Short call	N/A	1,200	40.3521 AUD

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)
N/A	N/A	N/A	N/A

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	22 May 2024
Contact name:	Craig Horsley
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END