Form 8.5 (EPT/RI)-BHP Group Limited

Morgan Stanley & Co. LLC
29 May 2024
 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley & Co. LLC

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

BHP Group Limited

(c) Name of the party to the offer with which exempt principal trader is connected:

Anglo American plc

(d) Date dealing undertaken:

28 May 2024

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

     If it is a cash offer or possible cash offer, state "N/A"

YES-Anglo American plc

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

ADR

SALES

295,977

60.0900 USD

59.3006 USD

ADR

PURCHASES

296,850

60.1400 USD

59.4200 USD

Ordinary NPV

PURCHASES

136,295

45.4144 AUD

45.0800 AUD

Ordinary NPV

SALES

136,295

45.4144 AUD

45.0800 AUD

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

N/A

N/A

N/A

N/A

N/A

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

ADR

PUT

WRITING

100

52.5000

American

21/06/2024

0.2000 USD

ADR

CALL

PURCHASING

100

57.5000

American

21/06/2024

3.3800 USD

ADR

CALL

WRITING

200

57.5000

American

21/06/2024

3.4000 USD

ADR

CALL

PURCHASING

200

62.5000

American

21/06/2024

0.6500 USD

ADR

PUT

PURCHASING

6,500

50.0000

American

21/06/2024

0.1000 USD

ADR

CALL

PURCHASING

100

60.0000

American

21/06/2024

1.7400 USD

ADR

CALL

WRITING

4,200

60.0000

American

21/06/2024

1.7500 USD

ADR

PUT

WRITING

4,000

57.5000

American

21/06/2024

0.8500 USD

ADR

CALL

WRITING

600

62.5000

American

21/06/2024

0.6900 USD

ADR

PUT

WRITING

1,900

57.5000

American

21/06/2024

0.8000 USD

ADR

CALL

WRITING

200

62.5000

American

19/07/2024

1.5900 USD

ADR

PUT

PURCHASING

400

55.0000

American

19/07/2024

0.7000 USD

ADR

CALL

WRITING

400

62.5000

American

19/07/2024

1.4400 USD

ADR

CALL

PURCHASING

4,200

65.0000

American

16/08/2024

1.2200 USD

ADR

CALL

PURCHASING

100

65.0000

American

16/08/2024

1.1500 USD

ADR

CALL

PURCHASING

100

65.0000

American

16/01/2026

5.8300 USD

 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

N/A

N/A

N/A

N/A

N/A

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

N/A

N/A

N/A

N/A

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

NONE

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

NONE

 

 

 

Date of disclosure:

29 May 2024

Contact name:

Craig Horsley

Telephone number:

+44 141 245-7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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