Form 8.5 (EPT/RI) - BHP Group Limited

UBS AG (EPT)

29 May 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	BHP Group Limited
(c) Name of the party to the offer with which exempt principal trader is connected:	BHP Group Limited
(d) Date dealing undertaken:	28 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
Ordinary NPV	Buy	1573285	23.65957 GBP	23.19500        GBP
Ordinary NPV	Sell	1563362	23.67627 GBP	23.17000        GBP
ADR	Buy	34140	59.68000 USD	59.55593 USD
ADR	Sell	36266	59.68000 USD	59.55593 USD

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
Ordinary NPV	CFD	Long	2110	546.77306635        ZAR
Ordinary NPV	CFD	Long	16782	23.3389        GBP
Ordinary NPV	CFD	Long	411	547.01        ZAR
Ordinary NPV	CFD	Long	1699	546.83696881        ZAR
Ordinary NPV	CFD	Long	34445	546.96973378        ZAR
Ordinary NPV	CFD	Long	18	546.4166        ZAR
Ordinary NPV	CFD	Long	1113	45.299717628266        AUD
Ordinary NPV	CFD	Long	18547	45.2247440017253        AUD
Ordinary NPV	CFD	Long	1047	45.2922789971347        AUD
Ordinary NPV	CFD	Long	848	45.1321462        AUD
Ordinary NPV	CFD	Long	202	45.140842        AUD
Ordinary NPV	CFD	Long	3816	45.168618        AUD
Ordinary NPV	CFD	Long	16	45.250475        AUD
Ordinary NPV	CFD	Long	8716	45.205069        AUD
Ordinary NPV	CFD	Long	18240	45.1550587859649        AUD
Ordinary NPV	CFD	Long	217	45.279032        AUD
Ordinary NPV	CFD	Long	3892	45.166642        AUD
Ordinary NPV	CFD	Long	1115	45.170117        AUD
Ordinary NPV	CFD	Long	216909	45.270679        AUD
Ordinary NPV	CFD	Long	31530	45.245064        AUD
Ordinary NPV	CFD	Long	2915	45.08        AUD
Ordinary NPV	CFD	Long	5770	45.1787348353553        AUD
Ordinary NPV	CFD	Long	2085	45.1869304556355        AUD
Ordinary NPV	CFD	Long	20494	23.3213320954948        GBP
Ordinary NPV	CFD	Long	4477	23.3317020344874        GBP
Ordinary NPV	CFD	Long	512	23.22171875        GBP
Ordinary NPV	CFD	Long	401	23.3237032431671        GBP
Ordinary NPV	CFD	Long	168	23.275        GBP
Ordinary NPV	CFD	Long	539	45.23260668        AUD
Ordinary NPV	CFD	Long	13972	45.2835202520255        AUD
Ordinary NPV	CFD	Long	453	546.7969        ZAR
Ordinary NPV	CFD	Long	4	546.2934        ZAR
Ordinary NPV	CFD	Long	22539	45.371682        AUD
Ordinary NPV	CFD	Long	34721	45.257842        AUD
Ordinary NPV	CFD	Long	534	23.324616        GBP
Ordinary NPV	CFD	Long	4579	45.175073        AUD
Ordinary NPV	CFD	Long	33777	45.220546        AUD
Ordinary NPV	CFD	Long	527	45.38797        AUD
Ordinary NPV	CFD	Long	17	45.14        AUD
Ordinary NPV	CFD	Long	6965	45.1301684992821        AUD
Ordinary NPV	CFD	Long	9163	45.234387        AUD
Ordinary NPV	CFD	Long	6484	23.35        GBP
Ordinary NPV	CFD	Long	26331	45.234644        AUD
Ordinary NPV	CFD	Long	25	23.24        GBP
Ordinary NPV	CFD	Short	3157	30.110182        USD
Ordinary NPV	CFD	Short	16601	45.121507        AUD
Ordinary NPV	CFD	Short	8120	45.080384        AUD
Ordinary NPV	CFD	Short	411	547.01        ZAR
Ordinary NPV	CFD	Short	1699	546.83696881        ZAR
Ordinary NPV	CFD	Short	2110	546.77306635        ZAR
Ordinary NPV	CFD	Short	4	546.2934        ZAR
Ordinary NPV	CFD	Short	453	546.7969        ZAR
Ordinary NPV	CFD	Short	95	45.127684        AUD
Ordinary NPV	CFD	Short	3701	45.148146        AUD
Ordinary NPV	CFD	Short	230472	45.235091        AUD
Ordinary NPV	CFD	Short	112599	45.157379        AUD
Ordinary NPV	CFD	Short	2929	45.151789        AUD
Ordinary NPV	CFD	Short	4391	45.1652379867912        AUD
Ordinary NPV	CFD	Short	4334	45.1966797415782        AUD
Ordinary NPV	CFD	Short	10000	45.113662        AUD
Ordinary NPV	CFD	Short	34445	546.96973378        ZAR
Ordinary NPV	CFD	Short	18	546.4166        ZAR
Ordinary NPV	CFD	Short	55623	45.264846        AUD
Ordinary NPV	CFD	Short	3655	45.109978        AUD
Ordinary NPV	CFD	Short	7861	45.130564        AUD
Ordinary NPV	CFD	Short	170	23.34145446        GBP
Ordinary NPV	CFD	Short	109	23.350934        GBP
Ordinary NPV	CFD	Short	19827	45.1938827549352        AUD
Ordinary NPV	CFD	Short	12259	45.0800000699568        AUD
Ordinary NPV	CFD	Short	1793	45.199052        AUD
Ordinary NPV	CFD	Short	382	45.24141361        AUD
Ordinary NPV	CFD	Short	25000	44.6177978        AUD
Ordinary NPV	CFD	Short	3815	45.281308        AUD
Ordinary NPV	CFD	Short	6373	45.134514        AUD
ADR	CFD	Short	1847	59.5559 USD
ADR	CFD	Short	35	59.5600 USD
ADR	CFD	Short	35	59.6000 USD
ADR	CFD	Short	4222	59.6031 USD
ADR	CFD	Short	1890	59.6050 USD
ADR	CFD	Short	2305	59.6415 USD
ADR	CFD	Short	3282	59.6720 USD
ADR	CFD	Short	3368	59.6722 USD
ADR	CFD	Short	86	59.6800 USD
ADR	CFD	Long	-1847	59.5559 USD
ADR	CFD	Long	-35	59.5600 USD
ADR	CFD	Long	-35	59.6000 USD
ADR	CFD	Long	-4222	59.6031 USD
ADR	CFD	Long	-1890	59.6050 USD
ADR	CFD	Long	-3282	59.6720 USD
ADR	CFD	Long	-3368	59.6722 USD
ADR	CFD	Long	-3368	59.6722 USD
ADR	CFD	Long	-86	59.6800 USD

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	29 May 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END