Form 8.5 (EPT/RI) - BHP Group Limited

GoldmanSachs International

30 May 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	(GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	BHP GROUP LIMITED
(c) Name of the party to the offer with which exempt principal trader is connected:	ANGLO AMERICAN PLC
(d) Date dealing undertaken:	29 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	YES - disclosed previously for ANGLO AMERICAN PLC

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
Ordinary NPV	Purchases	992,430 252,265	24.3639 GBP 45.3085 AUD	23.3200 GBP 45.0393 AUD
Ordinary NPV	Sales	823,063 296,905	24.0000 GBP 45.1997 AUD	23.3100 GBP 45.0478 AUD
ADR / (1.00 : 2.00)	Purchases	15,569 (31,138)	59.6332 USD	59.5300 USD
ADR / (1.00 : 2.00)	Sales	86,335 (172,670)	60.3000 USD	59.4300 USD

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
Ordinary NPV	CFD	Increasing a short position	15	23.3812 GBP
Ordinary NPV	CFD	Increasing a short position	25	23.3812 GBP
Ordinary NPV	CFD	Increasing a short position	20	23.3812 GBP
Ordinary NPV	CFD	Increasing a short position	27	23.3859 GBP
Ordinary NPV	CFD	Increasing a short position	21	23.3866 GBP
Ordinary NPV	CFD	Increasing a short position	41	23.3870 GBP
Ordinary NPV	CFD	Increasing a short position	41	23.4705 GBP
Ordinary NPV	CFD	Increasing a long position	199	23.4741 GBP
Ordinary NPV	CFD	Increasing a short position	7	23.4764 GBP
Ordinary NPV	CFD	Increasing a short position	13	23.4796 GBP
Ordinary NPV	CFD	Increasing a short position	6	23.4832 GBP
Ordinary NPV	CFD	Increasing a short position	38	23.4882 GBP
Ordinary NPV	CFD	Increasing a short position	51	23.4939 GBP
Ordinary NPV	CFD	Increasing a short position	28	23.4968 GBP
Ordinary NPV	CFD	Increasing a long position	3	23.5265 GBP
Ordinary NPV	CFD	Increasing a long position	8	23.5265 GBP
Ordinary NPV	CFD	Increasing a long position	95	23.5265 GBP
Ordinary NPV	CFD	Increasing a long position	299	23.5265 GBP
Ordinary NPV	CFD	Reducing a short position	434	23.5272 GBP
Ordinary NPV	CFD	Opening a long position	248	23.5272 GBP
Ordinary NPV	CFD	Opening a short position	6,592	23.5302 GBP
Ordinary NPV	CFD	Increasing a long position	4,237	23.5307 GBP
Ordinary NPV	CFD	Reducing a long position	1,848	23.5374 GBP
Ordinary NPV	CFD	Reducing a long position	584	23.5374 GBP
Ordinary NPV	CFD	Reducing a long position	56	23.5374 GBP
Ordinary NPV	CFD	Reducing a long position	34	23.5374 GBP
Ordinary NPV	CFD	Increasing a long position	4,161	23.5450 GBP
Ordinary NPV	CFD	Increasing a long position	3,926	23.5676 GBP
Ordinary NPV	CFD	Reducing a long position	3,355	23.5813 GBP
Ordinary NPV	CFD	Reducing a long position	1,042	23.5813 GBP
Ordinary NPV	CFD	Reducing a long position	102	23.5813 GBP
Ordinary NPV	CFD	Reducing a long position	40	23.5813 GBP
Ordinary NPV	CFD	Reducing a long position	248	23.5828 GBP
Ordinary NPV	CFD	Opening a short position	1	23.5828 GBP
Ordinary NPV	CFD	Reducing a long position	2,573	23.5935 GBP
Ordinary NPV	CFD	Reducing a long position	798	23.5935 GBP
Ordinary NPV	CFD	Reducing a long position	89	23.5935 GBP
Ordinary NPV	CFD	Reducing a long position	226,300	23.6337 GBP
Ordinary NPV	CFD	Increasing a long position	13,900	23.6430 GBP
Ordinary NPV	CFD	Reducing a short position	2,200	23.6611 GBP
Ordinary NPV	CFD	Increasing a short position	27	23.6692 GBP
Ordinary NPV	CFD	Reducing a long position	22	23.6926 GBP
Ordinary NPV	CFD	Increasing a long position	49,357	23.7436 GBP
Ordinary NPV	CFD	Increasing a long position	49,397	23.7436 GBP
Ordinary NPV	CFD	Increasing a short position	103	23.7486 GBP
Ordinary NPV	CFD	Reducing a long position	19	23.7536 GBP
Ordinary NPV	CFD	Reducing a long position	18	23.7536 GBP
Ordinary NPV	CFD	Reducing a short position	6,592	23.8008 GBP
Ordinary NPV	CFD	Opening a short position	1,321	29.9292 USD
Ordinary NPV	CFD	Opening a short position	2,821	29.9292 USD
Ordinary NPV	CFD	Reducing a short position	133	44.9910 AUD
Ordinary NPV	CFD	Reducing a short position	94	44.9910 AUD
Ordinary NPV	CFD	Opening a long position	8,525	44.9977 AUD
Ordinary NPV	CFD	Opening a short position	8,525	45.0000 AUD
Ordinary NPV	CFD	Increasing a long position	67	45.0000 AUD
Ordinary NPV	CFD	Opening a long position	138	45.0000 AUD
Ordinary NPV	CFD	Opening a long position	4,142	45.0000 AUD
Ordinary NPV	CFD	Reducing a long position	227	45.0000 AUD
Ordinary NPV	CFD	Increasing a long position	2,866	45.0036 AUD
Ordinary NPV	CFD	Increasing a short position	2,866	45.0036 AUD
Ordinary NPV	CFD	Reducing a long position	138	45.0038 AUD
Ordinary NPV	CFD	Increasing a short position	67	45.0090 AUD
Ordinary NPV	CFD	Increasing a long position	1,738	45.0300 AUD
Ordinary NPV	CFD	Increasing a long position	5,614	45.0300 AUD
Ordinary NPV	CFD	Increasing a long position	70	45.0300 AUD
Ordinary NPV	CFD	Increasing a long position	169	45.0300 AUD
Ordinary NPV	CFD	Reducing a short position	17,466	45.0371 AUD
Ordinary NPV	CFD	Opening a long position	34,035	45.0371 AUD
Ordinary NPV	CFD	Reducing a long position	51,501	45.0393 AUD
Ordinary NPV	CFD	Increasing a long position	14,449	45.0762 AUD
Ordinary NPV	CFD	Reducing a short position	4,032	45.0764 AUD
Ordinary NPV	CFD	Reducing a long position	4,032	45.0764 AUD
Ordinary NPV	CFD	Reducing a long position	35,952	45.0800 AUD
Ordinary NPV	CFD	Reducing a short position	1,100	45.0800 AUD
Ordinary NPV	CFD	Reducing a long position	87,385	45.0800 AUD
Ordinary NPV	CFD	Increasing a short position	14,449	45.0800 AUD
Ordinary NPV	CFD	Reducing a long position	2	45.0800 AUD
Ordinary NPV	CFD	Reducing a short position	87,385	45.0800 AUD
Ordinary NPV	CFD	Reducing a long position	2,305	45.0800 AUD
Ordinary NPV	CFD	Reducing a short position	35,952	45.0800 AUD
Ordinary NPV	CFD	Increasing a long position	2,305	45.0800 AUD
Ordinary NPV	CFD	Reducing a short position	138	45.0800 AUD
Ordinary NPV	CFD	Reducing a long position	138	45.0800 AUD
Ordinary NPV	CFD	Reducing a long position	1,100	45.0800 AUD
Ordinary NPV	CFD	Opening a short position	2,305	45.0800 AUD
Ordinary NPV	CFD	Increasing a long position	2	45.0800 AUD
Ordinary NPV	CFD	Increasing a short position	31,364	45.0969 AUD
Ordinary NPV	CFD	Reducing a short position	488	45.1082 AUD
Ordinary NPV	CFD	Reducing a short position	320	45.1082 AUD
Ordinary NPV	CFD	Reducing a short position	292	45.1082 AUD
Ordinary NPV	CFD	Increasing a short position	170	45.1093 AUD
Ordinary NPV	CFD	Increasing a long position	170	45.1094 AUD
Ordinary NPV	CFD	Increasing a long position	3,318	45.1135 AUD
Ordinary NPV	CFD	Increasing a long position	10,718	45.1135 AUD
Ordinary NPV	CFD	Increasing a long position	158	45.1135 AUD
Ordinary NPV	CFD	Increasing a long position	354	45.1135 AUD
Ordinary NPV	CFD	Increasing a long position	28,118	45.1140 AUD
Ordinary NPV	CFD	Increasing a long position	174	45.1172 AUD
Ordinary NPV	CFD	Increasing a long position	562	45.1172 AUD
Ordinary NPV	CFD	Increasing a short position	28,118	45.1186 AUD
Ordinary NPV	CFD	Increasing a long position	34,337	45.1227 AUD
Ordinary NPV	CFD	Increasing a long position	2,111	45.1260 AUD
Ordinary NPV	CFD	Increasing a long position	6,818	45.1260 AUD
Ordinary NPV	CFD	Increasing a long position	92	45.1260 AUD
Ordinary NPV	CFD	Increasing a long position	204	45.1260 AUD
Ordinary NPV	CFD	Opening a short position	1,100	45.1262 AUD
Ordinary NPV	CFD	Opening a long position	2	45.1350 AUD
Ordinary NPV	CFD	Increasing a short position	2	45.1350 AUD
Ordinary NPV	CFD	Increasing a long position	66,535	45.1457 AUD
Ordinary NPV	CFD	Increasing a short position	66,535	45.1479 AUD
Ordinary NPV	CFD	Increasing a long position	5,026	45.1480 AUD
Ordinary NPV	CFD	Reducing a short position	121,420	45.1481 AUD
Ordinary NPV	CFD	Increasing a long position	2,499	45.1491 AUD
Ordinary NPV	CFD	Opening a short position	5,026	45.1503 AUD
Ordinary NPV	CFD	Opening a short position	121,420	45.1503 AUD
Ordinary NPV	CFD	Opening a short position	27	45.1516 AUD
Ordinary NPV	CFD	Opening a short position	181	45.1517 AUD
Ordinary NPV	CFD	Increasing a short position	208	45.1518 AUD
Ordinary NPV	CFD	Increasing a short position	2,499	45.1525 AUD
Ordinary NPV	CFD	Increasing a long position	37,870	45.1599 AUD
Ordinary NPV	CFD	Increasing a short position	37,870	45.1621 AUD
Ordinary NPV	CFD	Opening a long position	35,952	45.1643 AUD
Ordinary NPV	CFD	Reducing a short position	5,026	45.1643 AUD
Ordinary NPV	CFD	Reducing a long position	40,978	45.1666 AUD
Ordinary NPV	CFD	Opening a long position	33,300	45.1697 AUD
Ordinary NPV	CFD	Opening a short position	3,330	45.1697 AUD
Ordinary NPV	CFD	Increasing a short position	3,330	45.1697 AUD
Ordinary NPV	CFD	Increasing a short position	1,671	45.1700 AUD
Ordinary NPV	CFD	Increasing a short position	11,441	45.1700 AUD
Ordinary NPV	CFD	Increasing a short position	13,112	45.1700 AUD
Ordinary NPV	CFD	Reducing a short position	290	45.1876 AUD
Ordinary NPV	CFD	Reducing a long position	290	45.1876 AUD
Ordinary NPV	SWAP	Reducing a short position	1,974	29.8680 USD
Ordinary NPV	SWAP	Reducing a long position	1,974	45.0800 AUD
Ordinary NPV	SWAP	Increasing a long position	2,046	45.0800 AUD
Ordinary NPV	SWAP	Reducing a short position	1,974	45.0800 AUD
Ordinary NPV	SWAP	Opening a short position	1,974	45.1153 AUD
Ordinary NPV	SWAP	Opening a short position	3,500	45.1648 AUD
Ordinary NPV	SWAP	Opening a long position	3,500	45.1648 AUD

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit
ADR / (1.00 : 2.00)	Call Option / (1.00 : 200.00)	Purchasing	25 (5,000)	65.0000 USD	AMERICAN	21/06/2024	0.2080 USD
ADR / (1.00 : 2.00)	Call Option / (1.00 : 200.00)	Selling	25 (5,000)	62.5000 USD	AMERICAN	21/06/2024	0.6580 USD

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising / exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	30 May 2024
Contact name:	Papa Lette and Andrzej Szyszka
Telephone number:	[phone] / [phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END