Form 8.5 (EPT/RI) - BHP Group LimitedAU

UBS AG (EPT)

29 April 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	BHP Group Limited
(c) Name of the party to the offer with which exempt principal trader is connected:	BHP Group Limited
(d) Date dealing undertaken:	26 April 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
Ordinary NPV	Buy	5947202	530.88500        ZAR	0.00000        GBP
Ordinary NPV	Sell	5655535	530.88500        ZAR	0.00000        AUD

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
Ordinary NPV	CFD	Long	70072	43.42546838        AUD
Ordinary NPV	CFD	Long	167705	43.3938823231269        AUD
Ordinary NPV	CFD	Long	12751	43.425468        AUD
Ordinary NPV	CFD	Long	23487	43.232652        AUD
Ordinary NPV	CFD	Long	5095	43.246921        AUD
Ordinary NPV	CFD	Long	528532	43.286676        AUD
Ordinary NPV	CFD	Long	2783	43.596511        AUD
Ordinary NPV	CFD	Long	454	43.144606        AUD
Ordinary NPV	CFD	Long	383414	43.146387        AUD
Ordinary NPV	CFD	Long	936	43.291122        AUD
Ordinary NPV	CFD	Long	10	43.197        AUD
Ordinary NPV	CFD	Long	869	43.2698619102417        AUD
Ordinary NPV	CFD	Long	513	43.2546978557505        AUD
Ordinary NPV	CFD	Long	410	43.176732        AUD
Ordinary NPV	CFD	Long	649989	43.15        AUD
Ordinary NPV	CFD	Long	9671	22.3892823906525        GBP
Ordinary NPV	CFD	Long	1113	22.4239982030548        GBP
Ordinary NPV	CFD	Long	471	43.252187        AUD
Ordinary NPV	CFD	Long	10507	43.3300211159513        AUD
Ordinary NPV	CFD	Long	28823	43.1950001734726        AUD
Ordinary NPV	CFD	Long	27049	43.6        AUD
Ordinary NPV	CFD	Long	15181	43.6649996706409        AUD
Ordinary NPV	CFD	Long	12298	43.195        AUD
Ordinary NPV	CFD	Long	916	43.225        AUD
Ordinary NPV	CFD	Long	1568	43.644618        AUD
Ordinary NPV	CFD	Long	1021	43.603381        AUD
Ordinary NPV	CFD	Long	60925	536.14046697        ZAR
Ordinary NPV	CFD	Long	18776	22.95019386        GBP
Ordinary NPV	CFD	Long	26803	22.89354811        GBP
Ordinary NPV	CFD	Long	15452	22.711531        GBP
Ordinary NPV	CFD	Long	4	22.395        GBP
Ordinary NPV	CFD	Long	10787	22.56480391        GBP
Ordinary NPV	CFD	Long	3204	22.95019351        GBP
Ordinary NPV	CFD	Long	4583	22.89354789        GBP
Ordinary NPV	CFD	Long	73597	43.3938826990231        AUD
Ordinary NPV	CFD	Long	310	43.3315520480645        AUD
Ordinary NPV	CFD	Long	452	43.665        AUD
Ordinary NPV	CFD	Long	285	43.1950175438596        AUD
Ordinary NPV	CFD	Long	29	43.2251724137931        AUD
Ordinary NPV	CFD	Long	231	525.805        ZAR
Ordinary NPV	CFD	Long	30919	533.32732074        ZAR
Ordinary NPV	CFD	Long	43267	534.3910768        ZAR
Ordinary NPV	CFD	Long	12307	530.885        ZAR
Ordinary NPV	CFD	Long	3240	43.255        AUD
Ordinary NPV	CFD	Long	13781	43.444532        AUD
Ordinary NPV	CFD	Long	4669	43.16232        AUD
Ordinary NPV	CFD	Long	7466	43.257962        AUD
Ordinary NPV	CFD	Long	164	43.451131        AUD
Ordinary NPV	CFD	Long	9	43.218889        AUD
Ordinary NPV	CFD	Long	17800	43.220781        AUD
Ordinary NPV	CFD	Long	134701	43.275257        AUD
Ordinary NPV	CFD	Long	8711	43.258064        AUD
Ordinary NPV	CFD	Long	558	43.220317        AUD
Ordinary NPV	CFD	Long	86522	43.226296        AUD
Ordinary NPV	CFD	Long	13700	43.2767        AUD
Ordinary NPV	CFD	Long	15612	43.221924        AUD
Ordinary NPV	CFD	Long	25000	43.17673945        AUD
Ordinary NPV	CFD	Long	23098	43.27323        AUD
Ordinary NPV	CFD	Long	6797	43.31827571        AUD
Ordinary NPV	CFD	Long	4652	43.252973        AUD
Ordinary NPV	CFD	Long	7233	43.239405        AUD
Ordinary NPV	CFD	Long	21065	43.24410112        AUD
Ordinary NPV	CFD	Long	10945	43.187889        AUD
Ordinary NPV	CFD	Long	1638	43.686136        AUD
Ordinary NPV	CFD	Long	126677	43.27323003        AUD
Ordinary NPV	CFD	Long	12567	43.28000597        AUD
Ordinary NPV	CFD	Long	22486	43.258137        AUD
Ordinary NPV	CFD	Long	249728	43.283838        AUD
Ordinary NPV	CFD	Long	91428	43.151814        AUD
Ordinary NPV	CFD	Long	17358	43.210296        AUD
Ordinary NPV	CFD	Long	632435	43.272866        AUD
Ordinary NPV	CFD	Long	2040	43.270172        AUD
Ordinary NPV	CFD	Long	99244	43.235827        AUD
Ordinary NPV	CFD	Long	17	43.5        AUD
Ordinary NPV	CFD	Long	83061	43.179571        AUD
Ordinary NPV	CFD	Long	77	43.153701        AUD
Ordinary NPV	CFD	Long	263286	43.270734        AUD
Ordinary NPV	CFD	Long	17748	43.296357        AUD
Ordinary NPV	CFD	Long	9126	43.192785        AUD
Ordinary NPV	CFD	Long	645	22.3712558139535        GBP
Ordinary NPV	CFD	Long	116698	22.85277315        GBP
Ordinary NPV	CFD	Long	18371	22.41407        GBP
Ordinary NPV	CFD	Long	193	22.7169906        GBP
Ordinary NPV	CFD	Long	36864	43.191737        AUD
Ordinary NPV	CFD	Long	21	528.0753        ZAR
Ordinary NPV	CFD	Long	79912	43.2203804780481        AUD
Ordinary NPV	CFD	Long	288	22.607882        GBP
Ordinary NPV	CFD	Long	8521	43.233033        AUD
Ordinary NPV	CFD	Long	2432	43.175514        AUD
Ordinary NPV	CFD	Long	203122	43.295877        AUD
Ordinary NPV	CFD	Long	40778	43.22698        AUD
Ordinary NPV	CFD	Long	236	43.335847        AUD
Ordinary NPV	CFD	Long	24112	43.517051        AUD
Ordinary NPV	CFD	Long	3511	43.3163531254628        AUD
Ordinary NPV	CFD	Long	86701	43.1992087001626        AUD
Ordinary NPV	CFD	Long	17685	43.175882        AUD
Ordinary NPV	CFD	Long	9779	43.1982078635341        AUD
Ordinary NPV	CFD	Long	6800	43.215031        AUD
Ordinary NPV	CFD	Long	921	43.6649945711183        AUD
Ordinary NPV	CFD	Long	634	43.3307682411672        AUD
Ordinary NPV	CFD	Long	585	43.1950085470085        AUD
Ordinary NPV	CFD	Long	55	43.2250909090909        AUD
Ordinary NPV	CFD	Long	129078	43.23265173        AUD
Ordinary NPV	CFD	Short	2432	43.175514        AUD
Ordinary NPV	CFD	Short	454	43.144606        AUD
Ordinary NPV	CFD	Short	2783	43.596511        AUD
Ordinary NPV	CFD	Short	1568	43.644617        AUD
Ordinary NPV	CFD	Short	40000	43.3738        AUD
Ordinary NPV	CFD	Short	70072	43.42546838        AUD
Ordinary NPV	CFD	Short	12751	43.425468        AUD
Ordinary NPV	CFD	Short	129078	43.23265173        AUD
Ordinary NPV	CFD	Short	936	43.291122        AUD
Ordinary NPV	CFD	Short	23487	43.232652        AUD
Ordinary NPV	CFD	Short	10	43.197        AUD
Ordinary NPV	CFD	Short	5095	43.246921        AUD
Ordinary NPV	CFD	Short	471	43.252187        AUD
Ordinary NPV	CFD	Short	236	43.335847        AUD
Ordinary NPV	CFD	Short	79912	43.22038048        AUD
Ordinary NPV	CFD	Short	203122	43.295877        AUD
Ordinary NPV	CFD	Short	40778	43.22698        AUD
Ordinary NPV	CFD	Short	8521	43.233033        AUD
Ordinary NPV	CFD	Short	528532	43.286676        AUD
Ordinary NPV	CFD	Short	3511	43.316354        AUD
Ordinary NPV	CFD	Short	17685	43.175882        AUD
Ordinary NPV	CFD	Short	241302	43.393882        AUD
Ordinary NPV	CFD	Short	13781	43.444532        AUD
Ordinary NPV	CFD	Short	410	43.176732        AUD
Ordinary NPV	CFD	Short	9779	43.198208        AUD
Ordinary NPV	CFD	Short	24112	43.517051        AUD
Ordinary NPV	CFD	Short	86701	43.199209        AUD
Ordinary NPV	CFD	Short	36864	43.191737        AUD
Ordinary NPV	CFD	Short	1021	43.603379        AUD
Ordinary NPV	CFD	Short	6800	43.215031        AUD
Ordinary NPV	CFD	Short	383414	43.146387        AUD
Ordinary NPV	CFD	Short	11451	43.330104        AUD
Ordinary NPV	CFD	Short	649989	43.15        AUD
Ordinary NPV	CFD	Short	1382	43.264233        AUD
Ordinary NPV	CFD	Short	235	22.7222553191489        GBP
Ordinary NPV	CFD	Short	134	22.7622388059701        GBP
Ordinary NPV	CFD	Short	69717	22.4539        GBP
Ordinary NPV	CFD	Short	62805	22.65545355        GBP
Ordinary NPV	CFD	Short	10003	22.47669899        GBP
Ordinary NPV	CFD	Short	2090	22.57123923        GBP
Ordinary NPV	CFD	Short	1273	22.677581        GBP
Ordinary NPV	CFD	Short	405	22.680049        GBP
Ordinary NPV	CFD	Short	305	22.39050113        GBP
Ordinary NPV	CFD	Short	6092	22.5003        GBP
Ordinary NPV	CFD	Short	12891	22.58290009        GBP
Ordinary NPV	CFD	Short	3483	22.51625112        GBP
Ordinary NPV	CFD	Short	4	22.42        GBP
Ordinary NPV	CFD	Short	42966	22.5020593060934        GBP
Ordinary NPV	CFD	Short	14302	22.547103        GBP
Ordinary NPV	CFD	Short	2107	22.75142383        GBP
Ordinary NPV	CFD	Short	30919	533.32732074        ZAR
Ordinary NPV	CFD	Short	12567	43.2800059694032        AUD
Ordinary NPV	CFD	Short	4549	530.887967        ZAR
Ordinary NPV	CFD	Short	35850	22.40766154        GBP
Ordinary NPV	CFD	Short	4841	530.88587        ZAR
Ordinary NPV	CFD	Short	22486	43.258137        AUD
Ordinary NPV	CFD	Short	249728	43.283838        AUD
Ordinary NPV	CFD	Short	134701	43.275257        AUD
Ordinary NPV	CFD	Short	2917	530.878938        ZAR
Ordinary NPV	CFD	Short	5431	22.5009        GBP
Ordinary NPV	CFD	Short	83061	43.179571        AUD
Ordinary NPV	CFD	Short	2040	43.2701724156863        AUD
Ordinary NPV	CFD	Short	263286	43.2707336592117        AUD
Ordinary NPV	CFD	Short	37184	22.5        GBP
Ordinary NPV	CFD	Short	3152	22.79569797        GBP
Ordinary NPV	CFD	Short	150000	22.46633053        GBP
Ordinary NPV	CFD	Short	91428	43.151814        AUD
Ordinary NPV	CFD	Short	77	43.1536471064935        AUD
Ordinary NPV	CFD	Short	77	43.2250649350649        AUD
Ordinary NPV	CFD	Short	17876	22.79569758        GBP
Ordinary NPV	CFD	Short	1316	43.2125715638906        AUD
Ordinary NPV	CFD	Short	8875	43.1949994366197        AUD
Ordinary NPV	CFD	Short	9	43.2188889        AUD
Ordinary NPV	CFD	Short	126677	43.27323003        AUD
Ordinary NPV	CFD	Short	99244	43.235827        AUD
Ordinary NPV	CFD	Short	8972	22.79569773        GBP
Ordinary NPV	CFD	Short	8614	43.2274784514604        AUD
Ordinary NPV	CFD	Short	27049	43.6        AUD
Ordinary NPV	CFD	Short	16554	43.665        AUD
Ordinary NPV	CFD	Short	10918	43.195        AUD
Ordinary NPV	CFD	Short	110	43.225        AUD
Ordinary NPV	CFD	Short	3240	43.255        AUD
Ordinary NPV	CFD	Short	23098	43.27323        AUD
Ordinary NPV	CFD	Short	10945	43.187889        AUD
Ordinary NPV	CFD	Short	15612	43.221924        AUD
Ordinary NPV	CFD	Short	3095	43.2160198873667        AUD
Ordinary NPV	CFD	Short	632435	43.272866        AUD
Ordinary NPV	CFD	Short	17	43.5        AUD
Ordinary NPV	CFD	Short	1638	43.686136        AUD
Ordinary NPV	CFD	Short	4669	43.16232        AUD
Ordinary NPV	CFD	Short	164	43.451131        AUD
Ordinary NPV	CFD	Short	558	43.220317        AUD
Ordinary NPV	CFD	Short	7233	43.239405        AUD
Ordinary NPV	CFD	Short	4652	43.252973        AUD
Ordinary NPV	CFD	Short	5334	43.2554761904762        AUD
Ordinary NPV	CFD	Short	3377	43.2621527983417        AUD
Ordinary NPV	CFD	Short	762	22.7048818897638        GBP
Ordinary NPV	CFD	Short	17800	43.220781        AUD
Ordinary NPV	CFD	Short	8623	43.1949994201554        AUD
Ordinary NPV	CFD	Short	813	43.2250061500615        AUD
Ordinary NPV	CFD	Short	63585	43.2274690491185        AUD
Ordinary NPV	CFD	Short	9126	43.192785        AUD
Ordinary NPV	CFD	Short	7466	43.257962        AUD
Ordinary NPV	CFD	Short	17358	43.210296        AUD
Ordinary NPV	CFD	Short	231	525.805        ZAR
Ordinary NPV	CFD	Short	43267	534.3910768        ZAR
Ordinary NPV	CFD	Short	21065	43.24410112        AUD
Ordinary NPV	CFD	Short	6797	43.31827571        AUD
Ordinary NPV	CFD	Short	6382	22.663447        GBP
Ordinary NPV	CFD	Short	13700	43.2767        AUD
Ordinary NPV	CFD	Short	1500	22.73        GBP
Ordinary NPV	CFD	Short	25	22.76        GBP
Ordinary NPV	CFD	Short	3531	43.2160004810875        AUD
Ordinary NPV	CFD	Short	11125	43.1950004494382        AUD
Ordinary NPV	CFD	Short	60925	536.14046697        ZAR
Ordinary NPV	CFD	Short	21	528.0753        ZAR
Ordinary NPV	CFD	Short	17748	43.296357        AUD
Ordinary NPV	CFD	Short	6381	43.2265176885535        AUD
Ordinary NPV	CFD	Short	1655	43.195003021148        AUD
Ordinary NPV	CFD	Short	795	43.1950062893082        AUD

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	29 April 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END