Form 8.5 (EPT/RI) - BHP Group

GoldmanSachs International

17 May 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	(GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	BHP GROUP LIMITED
(c) Name of the party to the offer with which exempt principal trader is connected:	ANGLO AMERICAN PLC
(d) Date dealing undertaken:	16 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	YES - disclosed previously for ANGLO AMERICAN PLC

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
Ordinary NPV	Purchases	213,068 176,061	23.5900 GBP 44.6525 AUD	23.3600 GBP 44.5075 AUD
Ordinary NPV	Sales	203,907 132,785	23.6100 GBP 44.6423 AUD	23.3600 GBP 37.8764 AUD
ADR / (1.00 : 2.00)	Purchases	89,755 (179,510)	60.6992 USD	59.7000 USD
ADR / (1.00 : 2.00)	Sales	59,755 (119,510)	60.2634 USD	60.0700 USD

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
Ordinary NPV	CFD	Increasing a long position	70	23.4098 GBP
Ordinary NPV	CFD	Reducing a long position	624	23.4285 GBP
Ordinary NPV	CFD	Reducing a long position	8	23.4285 GBP
Ordinary NPV	CFD	Reducing a long position	193	23.4285 GBP
Ordinary NPV	CFD	Reducing a long position	19	23.4285 GBP
Ordinary NPV	CFD	Increasing a short position	18	23.4635 GBP
Ordinary NPV	CFD	Opening a long position	41,296	23.4738 GBP
Ordinary NPV	CFD	Increasing a long position	11,400	23.4953 GBP
Ordinary NPV	CFD	Increasing a long position	118	23.5084 GBP
Ordinary NPV	CFD	Increasing a long position	382	23.5084 GBP
Ordinary NPV	CFD	Increasing a short position	1,268	23.5109 GBP
Ordinary NPV	CFD	Increasing a long position	145	23.5165 GBP
Ordinary NPV	CFD	Increasing a long position	470	23.5165 GBP
Ordinary NPV	CFD	Reducing a long position	3,148	23.5202 GBP
Ordinary NPV	CFD	Increasing a long position	35	23.5293 GBP
Ordinary NPV	CFD	Increasing a long position	350	23.5293 GBP
Ordinary NPV	CFD	Increasing a long position	1,126	23.5293 GBP
Ordinary NPV	CFD	Increasing a long position	14	23.5293 GBP
Ordinary NPV	CFD	Opening a long position	3,148	23.5337 GBP
Ordinary NPV	CFD	Increasing a long position	107	23.5390 GBP
Ordinary NPV	CFD	Increasing a long position	983	23.5390 GBP
Ordinary NPV	CFD	Increasing a long position	3,164	23.5390 GBP
Ordinary NPV	CFD	Increasing a long position	41	23.5390 GBP
Ordinary NPV	CFD	Increasing a long position	46,479	23.5402 GBP
Ordinary NPV	CFD	Reducing a long position	101,712	23.5524 GBP
Ordinary NPV	CFD	Reducing a long position	14,987	23.5524 GBP
Ordinary NPV	CFD	Opening a short position	974	29.7399 USD
Ordinary NPV	CFD	Reducing a short position	150	29.8408 USD
Ordinary NPV	CFD	Reducing a short position	974	29.8408 USD
Ordinary NPV	CFD	Reducing a short position	1,317	44.0900 AUD
Ordinary NPV	CFD	Reducing a long position	1,317	44.0900 AUD
Ordinary NPV	CFD	Reducing a long position	12,791	44.0900 AUD
Ordinary NPV	CFD	Reducing a long position	4,619	44.0900 AUD
Ordinary NPV	CFD	Reducing a long position	5,600	44.0900 AUD
Ordinary NPV	CFD	Reducing a long position	100	44.0900 AUD
Ordinary NPV	CFD	Opening a long position	5,600	44.0900 AUD
Ordinary NPV	CFD	Increasing a long position	4,619	44.0900 AUD
Ordinary NPV	CFD	Reducing a short position	100	44.0900 AUD
Ordinary NPV	CFD	Reducing a short position	8,845	44.0900 AUD
Ordinary NPV	CFD	Reducing a long position	974	44.0900 AUD
Ordinary NPV	CFD	Reducing a short position	29,823	44.0900 AUD
Ordinary NPV	CFD	Reducing a long position	29,823	44.0900 AUD
Ordinary NPV	CFD	Reducing a short position	974	44.0900 AUD
Ordinary NPV	CFD	Reducing a short position	12,791	44.0900 AUD
Ordinary NPV	CFD	Reducing a short position	78	44.0900 AUD
Ordinary NPV	CFD	Reducing a long position	8,845	44.0900 AUD
Ordinary NPV	CFD	Reducing a long position	78	44.0900 AUD
Ordinary NPV	CFD	Reducing a short position	288	44.4696 AUD
Ordinary NPV	CFD	Opening a short position	288	44.4697 AUD
Ordinary NPV	CFD	Reducing a short position	242	44.5311 AUD
Ordinary NPV	CFD	Reducing a short position	442	44.5311 AUD
Ordinary NPV	CFD	Reducing a short position	2,698	44.5333 AUD
Ordinary NPV	CFD	Increasing a long position	156	44.5333 AUD
Ordinary NPV	CFD	Increasing a long position	407	44.5333 AUD
Ordinary NPV	CFD	Reducing a short position	11,631	44.5362 AUD
Ordinary NPV	CFD	Opening a short position	100	44.5400 AUD
Ordinary NPV	CFD	Increasing a long position	974	44.5400 AUD
Ordinary NPV	CFD	Opening a long position	5,756	44.5400 AUD
Ordinary NPV	CFD	Reducing a long position	11,631	44.5400 AUD
Ordinary NPV	CFD	Reducing a short position	100	44.5400 AUD
Ordinary NPV	CFD	Increasing a short position	643	44.5400 AUD
Ordinary NPV	CFD	Opening a short position	8,845	44.5400 AUD
Ordinary NPV	CFD	Increasing a long position	6,421	44.5400 AUD
Ordinary NPV	CFD	Reducing a short position	643	44.5400 AUD
Ordinary NPV	CFD	Reducing a short position	3,089	44.5400 AUD
Ordinary NPV	CFD	Opening a long position	52,184	44.5419 AUD
Ordinary NPV	CFD	Reducing a short position	122,670	44.5419 AUD
Ordinary NPV	CFD	Increasing a short position	6,421	44.5422 AUD
Ordinary NPV	CFD	Increasing a short position	174,854	44.5442 AUD
Ordinary NPV	CFD	Reducing a short position	106	44.5467 AUD
Ordinary NPV	CFD	Reducing a long position	106	44.5523 AUD
Ordinary NPV	CFD	Reducing a short position	517	44.5603 AUD
Ordinary NPV	CFD	Reducing a short position	217,742	44.5608 AUD
Ordinary NPV	CFD	Reducing a long position	95,072	44.5631 AUD
Ordinary NPV	CFD	Opening a short position	122,670	44.5631 AUD
Ordinary NPV	CFD	Reducing a long position	517	44.5643 AUD
Ordinary NPV	CFD	Reducing a short position	4,895	44.5645 AUD
Ordinary NPV	CFD	Increasing a short position	1,374	44.5646 AUD
Ordinary NPV	CFD	Reducing a long position	4,895	44.5701 AUD
Ordinary NPV	CFD	Increasing a long position	252	44.5717 AUD
Ordinary NPV	CFD	Increasing a long position	809	44.5717 AUD
Ordinary NPV	CFD	Increasing a long position	42	44.5750 AUD
Ordinary NPV	CFD	Increasing a long position	180	44.5750 AUD
Ordinary NPV	CFD	Increasing a long position	589	44.5750 AUD
Ordinary NPV	CFD	Opening a long position	5,600	44.5866 AUD
Ordinary NPV	CFD	Reducing a short position	2	44.5868 AUD
Ordinary NPV	CFD	Reducing a short position	15	44.5868 AUD
Ordinary NPV	CFD	Reducing a short position	139	44.5868 AUD
Ordinary NPV	CFD	Reducing a long position	156	44.5868 AUD
Ordinary NPV	CFD	Increasing a long position	5,756	44.5876 AUD
Ordinary NPV	CFD	Reducing a long position	5,756	44.5876 AUD
Ordinary NPV	CFD	Increasing a long position	90	44.5896 AUD
Ordinary NPV	CFD	Increasing a long position	27	44.5912 AUD
Ordinary NPV	CFD	Increasing a long position	9	44.5912 AUD
Ordinary NPV	CFD	Increasing a long position	281	44.5912 AUD
Ordinary NPV	CFD	Increasing a long position	917	44.5912 AUD
Ordinary NPV	CFD	Opening a long position	78	44.5924 AUD
Ordinary NPV	CFD	Reducing a long position	78	44.5924 AUD
Ordinary NPV	CFD	Reducing a short position	124	44.5964 AUD
Ordinary NPV	CFD	Opening a long position	1,317	44.5969 AUD
Ordinary NPV	CFD	Reducing a short position	288	44.5969 AUD
Ordinary NPV	CFD	Reducing a long position	124	44.5998 AUD
Ordinary NPV	CFD	Reducing a long position	674	44.6014 AUD
Ordinary NPV	CFD	Opening a short position	931	44.6014 AUD
Ordinary NPV	CFD	Opening a long position	4,775	44.6023 AUD
Ordinary NPV	CFD	Increasing a short position	17	44.6023 AUD
Ordinary NPV	CFD	Increasing a short position	4,758	44.6023 AUD
Ordinary NPV	CFD	Opening a short position	1,488	44.6045 AUD
Ordinary NPV	CFD	Opening a short position	2,485	44.6045 AUD
Ordinary NPV	CFD	Opening a short position	1,627	44.6045 AUD
Ordinary NPV	CFD	Increasing a long position	29,253	44.6064 AUD
Ordinary NPV	CFD	Increasing a short position	29,253	44.6086 AUD
Ordinary NPV	CFD	Reducing a short position	3,533	44.6113 AUD
Ordinary NPV	CFD	Opening a long position	30,445	44.6113 AUD
Ordinary NPV	CFD	Reducing a long position	33,356	44.6135 AUD
Ordinary NPV	CFD	Opening a short position	622	44.6135 AUD
Ordinary NPV	CFD	Reducing a long position	15	44.6400 AUD
Ordinary NPV	CFD	Reducing a short position	15	44.6400 AUD
Ordinary NPV	CFD	Increasing a long position	151	44.6971 AUD
Ordinary NPV	CFD	Increasing a long position	3,533	44.6976 AUD
Ordinary NPV	CFD	Reducing a short position	12,791	44.6978 AUD
Ordinary NPV	CFD	Opening a short position	3,533	44.6999 AUD
Ordinary NPV	CFD	Opening a short position	974	44.7000 AUD
Ordinary NPV	CFD	Reducing a long position	150	44.7000 AUD
Ordinary NPV	CFD	Opening a short position	12,791	44.7000 AUD
Ordinary NPV	CFD	Increasing a short position	118	44.7060 AUD
Ordinary NPV	CFD	Increasing a short position	20	44.7060 AUD
Ordinary NPV	CFD	Increasing a short position	13	44.7060 AUD
Ordinary NPV	CFD	Increasing a long position	1,077	545.3818 ZAR
Ordinary NPV	SWAP	Increasing a short position	917	23.4574 GBP
Ordinary NPV	SWAP	Increasing a short position	4,387	28.5260 USD
Ordinary NPV	SWAP	Reducing a short position	2,133	29.5572 USD
Ordinary NPV	SWAP	Reducing a short position	2,133	44.0900 AUD
Ordinary NPV	SWAP	Opening a short position	70	44.0900 AUD
Ordinary NPV	SWAP	Opening a long position	70	44.0900 AUD
Ordinary NPV	SWAP	Reducing a long position	2,133	44.0900 AUD
Ordinary NPV	SWAP	Reducing a long position	242	44.5311 AUD
Ordinary NPV	SWAP	Reducing a long position	442	44.5311 AUD
Ordinary NPV	SWAP	Reducing a long position	2,698	44.5333 AUD
Ordinary NPV	SWAP	Increasing a long position	212,645	44.5400 AUD
Ordinary NPV	SWAP	Reducing a long position	70	44.5720 AUD
Ordinary NPV	SWAP	Opening a short position	2,133	44.6105 AUD
Ordinary NPV	SWAP	Reducing a long position	43,472	44.6745 AUD
Ordinary NPV	SWAP	Increasing a long position	7	537.3057 ZAR
Ordinary NPV	SWAP	Reducing a long position	1,077	545.5454 ZAR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit
ADR / (1.00 : 2.00)	Call Option / (1.00 : 200.00)	Purchasing	30 (6,000)	65.0000 USD	AMERICAN	21/06/2024	0.2340 USD
ADR / (1.00 : 2.00)	Call Option / (1.00 : 200.00)	Selling	30 (6,000)	62.5000 USD	AMERICAN	21/06/2024	0.7340 USD
ADR / (1.00 : 2.00)	Put Option / (1.00 : 200.00)	Purchasing	60 (12,000)	47.5000 USD	AMERICAN	21/06/2024	0.0463 USD
ADR / (1.00 : 2.00)	Put Option / (1.00 : 200.00)	Purchasing	3 (600)	60.0000 USD	AMERICAN	16/08/2024	2.5000 USD
ADR / (1.00 : 2.00)	Put Option / (1.00 : 200.00)	Selling	60 (12,000)	52.5000 USD	AMERICAN	21/06/2024	0.1963 USD
Ordinary NPV	Forward	Purchasing	240	N/A	N/A	N/A	37.8764 AUD
Ordinary NPV	Forward	Purchasing	240	N/A	N/A	N/A	38.8479 AUD

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising / exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	17 May 2024
Contact name:	Papa Lette and Andrzej Szyszka
Telephone number:	[phone] / [phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END