Form 8.5 (EPT/RI) - BHP plc

GoldmanSachs International

26 April 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	(GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	BHP GROUP LIMITED
(c) Name of the party to the offer with which exempt principal trader is connected:	ANGLO AMERICAN PLC
(d) Date dealing undertaken:	25 April 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	YES - disclosing today for ANGLO AMERICAN PLC

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
Ordinary NPV	Purchases	979,811	23.5505 GBP	22.6550 GBP
Ordinary NPV	Sales	1,323,739	23.5505 GBP	22.6550 GBP
ADR / (1.00 : 2.00)	Purchases	102,805 (205,610)	57.8300 USD	57.3400 USD
ADR / (1.00 : 2.00)	Sales	102,805 (205,610)	57.6747 USD	57.2150 USD

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
Ordinary NPV	CFD	Opening a short position	61	22.7336 GBP
Ordinary NPV	CFD	Reducing a long position	16,806	22.7336 GBP
Ordinary NPV	CFD	Reducing a long position	33,337	22.7336 GBP
Ordinary NPV	CFD	Increasing a short position	76	22.7534 GBP
Ordinary NPV	CFD	Increasing a short position	11	22.7534 GBP
Ordinary NPV	CFD	Reducing a long position	22	22.7834 GBP
Ordinary NPV	CFD	Increasing a long position	2	22.7950 GBP
Ordinary NPV	CFD	Increasing a short position	63	22.7950 GBP
Ordinary NPV	CFD	Increasing a short position	9	22.7950 GBP
Ordinary NPV	CFD	Increasing a long position	1	22.7950 GBP
Ordinary NPV	CFD	Increasing a long position	15	22.7950 GBP
Ordinary NPV	CFD	Increasing a long position	54	22.7950 GBP
Ordinary NPV	CFD	Reducing a short position	130	22.7983 GBP
Ordinary NPV	CFD	Reducing a long position	1,113	22.8086 GBP
Ordinary NPV	CFD	Reducing a long position	314	22.8086 GBP
Ordinary NPV	CFD	Reducing a long position	32	22.8086 GBP
Ordinary NPV	CFD	Reducing a long position	921	22.8513 GBP
Ordinary NPV	CFD	Reducing a long position	260	22.8513 GBP
Ordinary NPV	CFD	Reducing a long position	28	22.8513 GBP
Ordinary NPV	CFD	Reducing a long position	10	22.8513 GBP
Ordinary NPV	CFD	Reducing a long position	34,930	22.8815 GBP
Ordinary NPV	CFD	Reducing a long position	20,957	22.8820 GBP
Ordinary NPV	CFD	Opening a short position	12,908	22.8937 GBP
Ordinary NPV	CFD	Opening a long position	35,087	22.9050 GBP
Ordinary NPV	CFD	Opening a long position	238,120	22.9050 GBP
Ordinary NPV	CFD	Increasing a long position	15	22.9268 GBP
Ordinary NPV	CFD	Increasing a long position	6	22.9268 GBP
Ordinary NPV	CFD	Increasing a long position	142	22.9268 GBP
Ordinary NPV	CFD	Increasing a long position	502	22.9268 GBP
Ordinary NPV	CFD	Increasing a short position	17,191	22.9279 GBP
Ordinary NPV	CFD	Increasing a long position	16	22.9470 GBP
Ordinary NPV	CFD	Increasing a long position	59	22.9470 GBP
Ordinary NPV	CFD	Increasing a long position	12	22.9662 GBP
Ordinary NPV	CFD	Increasing a long position	15	22.9662 GBP
Ordinary NPV	CFD	Increasing a long position	120	22.9662 GBP
Ordinary NPV	CFD	Increasing a long position	428	22.9662 GBP
Ordinary NPV	CFD	Opening a short position	50,000	23.0052 GBP
Ordinary NPV	CFD	Increasing a short position	1,600	23.0264 GBP
Ordinary NPV	CFD	Increasing a long position	913	23.1000 GBP
Ordinary NPV	CFD	Reducing a long position	2,966	23.1102 GBP
Ordinary NPV	CFD	Reducing a long position	5,386	23.1107 GBP
Ordinary NPV	CFD	Reducing a long position	1,524	23.1107 GBP
Ordinary NPV	CFD	Reducing a long position	161	23.1107 GBP
Ordinary NPV	CFD	Reducing a long position	63	23.1107 GBP
Ordinary NPV	CFD	Reducing a short position	24,055	23.1188 GBP
Ordinary NPV	CFD	Opening a long position	869	23.1553 GBP
Ordinary NPV	CFD	Opening a long position	128	23.1553 GBP
Ordinary NPV	CFD	Opening a long position	2,966	23.1869 GBP
Ordinary NPV	CFD	Increasing a short position	5,024	545.5928 ZAR
Ordinary NPV	CFD	Opening a short position	1,787	550.2200 ZAR
Ordinary NPV	CFD	Reducing a long position	123	550.2200 ZAR
Ordinary NPV	SWAP	Reducing a short position	4,834	22.9083 GBP
Ordinary NPV	SWAP	Increasing a short position	5,697	22.9399 GBP
Ordinary NPV	SWAP	Increasing a short position	18	28.5102 USD
Ordinary NPV	SWAP	Increasing a long position	6,934	546.7626 ZAR
Ordinary NPV	SWAP	Reducing a long position	8,332	547.5443 ZAR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit
ADR / (1.00 : 2.00)	Put Option / (1.00 : 200.00)	Purchasing	2 (400)	55.0000 USD	AMERICAN	21/06/2024	1.1000 USD
ADR / (1.00 : 2.00)	Put Option / (1.00 : 200.00)	Purchasing	10 (2,000)	55.0000 USD	AMERICAN	21/06/2024	1.0500 USD
ADR / (1.00 : 2.00)	Put Option / (1.00 : 200.00)	Purchasing	24 (4,800)	55.0000 USD	AMERICAN	21/06/2024	1.2000 USD
ADR / (1.00 : 2.00)	Put Option / (1.00 : 200.00)	Purchasing	9 (1,800)	55.0000 USD	AMERICAN	21/06/2024	1.1000 USD
ADR / (1.00 : 2.00)	Put Option / (1.00 : 200.00)	Purchasing	13 (2,600)	57.5000 USD	AMERICAN	21/06/2024	2.0000 USD
ADR / (1.00 : 2.00)	Put Option / (1.00 : 200.00)	Purchasing	2 (400)	57.5000 USD	AMERICAN	21/06/2024	2.0000 USD

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising / exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	26 April 2024
Contact name:	Papa Lette and Andrzej Szyszka
Telephone number:	[phone] / [phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END