Form 8.5 (EPT/RI) - BHP plc

GoldmanSachs International

29 April 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	(GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	BHP GROUP LIMITED
(c) Name of the party to the offer with which exempt principal trader is connected:	ANGLO AMERICAN PLC
(d) Date dealing undertaken:	26 April 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	YES - disclosed previously for ANGLO AMERICAN PLC

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
Ordinary NPV	Purchases	592,251 496,125	22.9300 GBP 43.6478 AUD	22.3250 GBP 43.1500 AUD
Ordinary NPV	Sales	739,182 498,971	22.9350 GBP 43.6000 AUD	22.3250 GBP 43.1500 AUD
ADR / (1.00 : 2.00)	Purchases	68,909 (137,818)	56.3345 USD	56.1458 USD
ADR / (1.00 : 2.00)	Sales	68,909 (137,818)	56.4330 USD	55.9482 USD

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
Ordinary NPV	CFD	Opening a short position	19,385	22.4059 GBP
Ordinary NPV	CFD	Reducing a long position	6,000	22.4274 GBP
Ordinary NPV	CFD	Reducing a long position	1	22.4500 GBP
Ordinary NPV	CFD	Increasing a long position	1	22.4500 GBP
Ordinary NPV	CFD	Reducing a long position	835	22.4560 GBP
Ordinary NPV	CFD	Reducing a long position	227	22.4560 GBP
Ordinary NPV	CFD	Reducing a long position	24	22.4560 GBP
Ordinary NPV	CFD	Reducing a long position	301	22.4683 GBP
Ordinary NPV	CFD	Reducing a short position	54	22.4997 GBP
Ordinary NPV	CFD	Reducing a short position	5,344	22.4998 GBP
Ordinary NPV	CFD	Increasing a long position	13,435	22.4998 GBP
Ordinary NPV	CFD	Opening a long position	302,100	22.5152 GBP
Ordinary NPV	CFD	Opening a short position	5,344	22.5954 GBP
Ordinary NPV	CFD	Reducing a long position	5,088	22.6827 GBP
Ordinary NPV	CFD	Reducing a long position	1,447	22.6827 GBP
Ordinary NPV	CFD	Reducing a long position	154	22.6827 GBP
Ordinary NPV	CFD	Reducing a long position	62	22.6827 GBP
Ordinary NPV	CFD	Opening a long position	6,000	22.7256 GBP
Ordinary NPV	CFD	Reducing a long position	35,149	22.7285 GBP
Ordinary NPV	CFD	Reducing a long position	35,197	22.7285 GBP
Ordinary NPV	CFD	Reducing a short position	26,695	22.7326 GBP
Ordinary NPV	CFD	Reducing a long position	1,833	22.7381 GBP
Ordinary NPV	CFD	Reducing a long position	519	22.7381 GBP
Ordinary NPV	CFD	Reducing a long position	55	22.7381 GBP
Ordinary NPV	CFD	Reducing a long position	22	22.7381 GBP
Ordinary NPV	CFD	Reducing a long position	35,123	22.7534 GBP
Ordinary NPV	CFD	Reducing a short position	1,159	22.7548 GBP
Ordinary NPV	CFD	Reducing a long position	852	22.7572 GBP
Ordinary NPV	CFD	Reducing a long position	241	22.7572 GBP
Ordinary NPV	CFD	Reducing a long position	25	22.7572 GBP
Ordinary NPV	CFD	Reducing a long position	9	22.7572 GBP
Ordinary NPV	CFD	Reducing a long position	2,249	22.8267 GBP
Ordinary NPV	CFD	Reducing a long position	636	22.8267 GBP
Ordinary NPV	CFD	Reducing a long position	67	22.8267 GBP
Ordinary NPV	CFD	Reducing a long position	24	22.8267 GBP
Ordinary NPV	CFD	Reducing a long position	1,032	22.8402 GBP
Ordinary NPV	CFD	Reducing a long position	20	22.9134 GBP
Ordinary NPV	CFD	Increasing a short position	231	22.9134 GBP
Ordinary NPV	CFD	Increasing a short position	34	22.9134 GBP
Ordinary NPV	CFD	Reducing a short position	16,000	43.0791 AUD
Ordinary NPV	CFD	Reducing a short position	4	43.1435 AUD
Ordinary NPV	CFD	Reducing a short position	1,808	43.1435 AUD
Ordinary NPV	CFD	Reducing a short position	1,594	43.1451 AUD
Ordinary NPV	CFD	Reducing a short position	28	43.1451 AUD
Ordinary NPV	CFD	Reducing a short position	58	43.1451 AUD
Ordinary NPV	CFD	Reducing a short position	455	43.1451 AUD
Ordinary NPV	CFD	Increasing a long position	23,947	43.1500 AUD
Ordinary NPV	CFD	Increasing a long position	18,922	43.1500 AUD
Ordinary NPV	CFD	Increasing a short position	18,922	43.1522 AUD
Ordinary NPV	CFD	Increasing a short position	23,947	43.1537 AUD
Ordinary NPV	CFD	Increasing a long position	6,153	43.1610 AUD
Ordinary NPV	CFD	Increasing a short position	6,153	43.1664 AUD
Ordinary NPV	CFD	Reducing a short position	384	43.1739 AUD
Ordinary NPV	CFD	Reducing a short position	108	43.1739 AUD
Ordinary NPV	CFD	Increasing a long position	100	43.1822 AUD
Ordinary NPV	CFD	Increasing a short position	3,550	43.1849 AUD
Ordinary NPV	CFD	Opening a long position	219	43.1849 AUD
Ordinary NPV	CFD	Opening a long position	3,550	43.1849 AUD
Ordinary NPV	CFD	Increasing a short position	100	43.1876 AUD
Ordinary NPV	CFD	Reducing a short position	5,658	43.1911 AUD
Ordinary NPV	CFD	Reducing a short position	54	43.1911 AUD
Ordinary NPV	CFD	Reducing a short position	164	43.1911 AUD
Ordinary NPV	CFD	Reducing a short position	1,605	43.1911 AUD
Ordinary NPV	CFD	Opening a short position	16,000	43.1914 AUD
Ordinary NPV	CFD	Opening a long position	24,936	43.1931 AUD
Ordinary NPV	CFD	Opening a short position	42	43.1967 AUD
Ordinary NPV	CFD	Opening a long position	42	43.1967 AUD
Ordinary NPV	CFD	Reducing a long position	219	43.1979 AUD
Ordinary NPV	CFD	Increasing a long position	20	43.1995 AUD
Ordinary NPV	CFD	Reducing a short position	30,999	43.2006 AUD
Ordinary NPV	CFD	Reducing a long position	16,824	43.2019 AUD
Ordinary NPV	CFD	Increasing a short position	20	43.2027 AUD
Ordinary NPV	CFD	Reducing a long position	30,999	43.2038 AUD
Ordinary NPV	CFD	Opening a long position	5,462	43.2060 AUD
Ordinary NPV	CFD	Reducing a short position	3,638	43.2189 AUD
Ordinary NPV	CFD	Reducing a short position	51	43.2189 AUD
Ordinary NPV	CFD	Reducing a short position	105	43.2189 AUD
Ordinary NPV	CFD	Reducing a short position	1,033	43.2189 AUD
Ordinary NPV	CFD	Opening a short position	846	43.2190 AUD
Ordinary NPV	CFD	Opening a short position	1,024	43.2190 AUD
Ordinary NPV	CFD	Opening a short position	938	43.2190 AUD
Ordinary NPV	CFD	Opening a short position	2,654	43.2190 AUD
Ordinary NPV	CFD	Increasing a short position	5,857	43.2308 AUD
Ordinary NPV	CFD	Increasing a long position	5,857	43.2308 AUD
Ordinary NPV	CFD	Opening a long position	1,220	43.2385 AUD
Ordinary NPV	CFD	Increasing a long position	106,977	43.2404 AUD
Ordinary NPV	CFD	Opening a short position	848	43.2421 AUD
Ordinary NPV	CFD	Opening a short position	372	43.2421 AUD
Ordinary NPV	CFD	Opening a long position	107,575	43.2424 AUD
Ordinary NPV	CFD	Reducing a short position	3,249	43.2424 AUD
Ordinary NPV	CFD	Increasing a short position	106,977	43.2426 AUD
Ordinary NPV	CFD	Reducing a long position	110,824	43.2446 AUD
Ordinary NPV	CFD	Opening a long position	29,857	43.2557 AUD
Ordinary NPV	CFD	Reducing a long position	29,857	43.2600 AUD
Ordinary NPV	CFD	Reducing a long position	390	43.2604 AUD
Ordinary NPV	CFD	Reducing a short position	390	43.2604 AUD
Ordinary NPV	CFD	Reducing a short position	1,463	43.2740 AUD
Ordinary NPV	CFD	Reducing a short position	9	43.2740 AUD
Ordinary NPV	CFD	Reducing a short position	413	43.2740 AUD
Ordinary NPV	CFD	Reducing a short position	47,194	43.2832 AUD
Ordinary NPV	CFD	Opening a long position	481,834	43.2832 AUD
Ordinary NPV	CFD	Reducing a long position	47,457	43.2854 AUD
Ordinary NPV	CFD	Opening a short position	481,571	43.2854 AUD
Ordinary NPV	CFD	Reducing a short position	379,403	43.2876 AUD
Ordinary NPV	CFD	Increasing a short position	379,403	43.2898 AUD
Ordinary NPV	CFD	Opening a long position	21,210	43.3514 AUD
Ordinary NPV	CFD	Increasing a short position	21,210	43.3514 AUD
Ordinary NPV	CFD	Increasing a long position	3,249	43.3659 AUD
Ordinary NPV	CFD	Opening a short position	3,249	43.3681 AUD
Ordinary NPV	CFD	Increasing a long position	47,194	43.4606 AUD
Ordinary NPV	CFD	Opening a short position	47,194	43.4628 AUD
Ordinary NPV	CFD	Reducing a short position	229	43.5913 AUD
Ordinary NPV	CFD	Increasing a long position	320	43.6000 AUD
Ordinary NPV	CFD	Reducing a long position	229	43.6000 AUD
Ordinary NPV	CFD	Increasing a short position	165	43.6087 AUD
Ordinary NPV	CFD	Increasing a short position	155	43.6087 AUD
Ordinary NPV	CFD	Reducing a short position	29,857	45.2300 AUD
Ordinary NPV	CFD	Reducing a long position	42	45.2300 AUD
Ordinary NPV	CFD	Reducing a long position	219	45.2300 AUD
Ordinary NPV	CFD	Reducing a long position	29,857	45.2300 AUD
Ordinary NPV	CFD	Reducing a long position	21,210	45.2300 AUD
Ordinary NPV	CFD	Reducing a long position	107,575	45.2300 AUD
Ordinary NPV	CFD	Reducing a short position	219	45.2300 AUD
Ordinary NPV	CFD	Reducing a long position	3,550	45.2300 AUD
Ordinary NPV	CFD	Reducing a long position	379,666	45.2300 AUD
Ordinary NPV	CFD	Reducing a short position	107,575	45.2300 AUD
Ordinary NPV	CFD	Increasing a long position	21,210	45.2300 AUD
Ordinary NPV	CFD	Reducing a long position	16,000	45.2300 AUD
Ordinary NPV	CFD	Increasing a long position	3,550	45.2300 AUD
Ordinary NPV	CFD	Reducing a short position	16,000	45.2300 AUD
Ordinary NPV	CFD	Increasing a long position	42	45.2300 AUD
Ordinary NPV	CFD	Reducing a short position	379,666	45.2300 AUD
Ordinary NPV	CFD	Reducing a short position	1,777	526.2994 ZAR
Ordinary NPV	SWAP	Increasing a short position	7,596	22.6708 GBP
Ordinary NPV	SWAP	Reducing a short position	642	22.7662 GBP
Ordinary NPV	SWAP	Reducing a long position	1,808	43.1435 AUD
Ordinary NPV	SWAP	Increasing a long position	7,113	43.1690 AUD
Ordinary NPV	SWAP	Increasing a long position	46,802	43.1883 AUD
Ordinary NPV	SWAP	Increasing a long position	31,504	43.1886 AUD
Ordinary NPV	SWAP	Reducing a long position	1,777	526.4573 ZAR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit
Ordinary NPV	Forward	Selling	121,440	N/A	N/A	N/A	38.8479 AUD
Ordinary NPV	Forward	Selling	121,440	N/A	N/A	N/A	37.8764 AUD

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising / exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	29 April 2024
Contact name:	Papa Lette and Andrzej Szyszka
Telephone number:	[phone] / [phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END