Form 8.5 (EPT/RI) - BHP

GoldmanSachs International

30 April 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	(GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	BHP GROUP LIMITED
(c) Name of the party to the offer with which exempt principal trader is connected:	ANGLO AMERICAN PLC
(d) Date dealing undertaken:	29 April 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	YES - disclosed previously for ANGLO AMERICAN PLC

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
Ordinary NPV	Purchases	635,273 299,837 10,688	23.1337 GBP 43.1400 AUD 525.2264 ZAR	22.1400 GBP 42.9117 AUD 525.2264 ZAR
Ordinary NPV	Sales	401,733 300,233 10,688	22.5400 GBP 43.1400 AUD 525.2264 ZAR	22.1450 GBP 38.4527 AUD 525.2264 ZAR
ADR / (1.00 : 2.00)	Purchases	123,220 (246,440)	56.7589 USD	56.0315 USD
ADR / (1.00 : 2.00)	Sales	123,220 (246,440)	56.5341 USD	56.2579 USD

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
Ordinary NPV	CFD	Increasing a long position	17	22.2463 GBP
Ordinary NPV	CFD	Increasing a long position	60	22.2463 GBP
Ordinary NPV	CFD	Increasing a long position	214	22.2463 GBP
Ordinary NPV	CFD	Reducing a long position	5,399	22.2815 GBP
Ordinary NPV	CFD	Reducing a long position	50,000	22.2839 GBP
Ordinary NPV	CFD	Increasing a short position	53,805	22.2847 GBP
Ordinary NPV	CFD	Increasing a long position	26	22.2980 GBP
Ordinary NPV	CFD	Increasing a long position	249	22.2980 GBP
Ordinary NPV	CFD	Increasing a long position	879	22.2980 GBP
Ordinary NPV	CFD	Increasing a long position	16	22.3011 GBP
Ordinary NPV	CFD	Increasing a long position	134	22.3011 GBP
Ordinary NPV	CFD	Increasing a long position	472	22.3011 GBP
Ordinary NPV	CFD	Reducing a long position	1,781	22.3487 GBP
Ordinary NPV	CFD	Reducing a long position	2,002	22.3722 GBP
Ordinary NPV	CFD	Increasing a short position	700	22.3769 GBP
Ordinary NPV	CFD	Reducing a long position	6,880	22.3831 GBP
Ordinary NPV	CFD	Reducing a long position	4,240	22.3836 GBP
Ordinary NPV	CFD	Reducing a long position	28,147	22.3875 GBP
Ordinary NPV	CFD	Reducing a long position	3,475	22.4075 GBP
Ordinary NPV	CFD	Increasing a short position	81	22.4250 GBP
Ordinary NPV	CFD	Increasing a long position	2	22.4250 GBP
Ordinary NPV	CFD	Increasing a short position	12	22.4250 GBP
Ordinary NPV	CFD	Increasing a long position	20	22.4250 GBP
Ordinary NPV	CFD	Increasing a long position	71	22.4250 GBP
Ordinary NPV	CFD	Reducing a long position	19	22.4350 GBP
Ordinary NPV	CFD	Reducing a long position	5	22.4350 GBP
Ordinary NPV	CFD	Increasing a long position	24	22.4350 GBP
Ordinary NPV	CFD	Reducing a short position	1,298	22.4353 GBP
Ordinary NPV	CFD	Reducing a short position	213	22.4353 GBP
Ordinary NPV	CFD	Reducing a short position	2,337	22.4353 GBP
Ordinary NPV	CFD	Reducing a long position	13,420	22.4355 GBP
Ordinary NPV	CFD	Reducing a long position	3,485	22.4362 GBP
Ordinary NPV	CFD	Reducing a long position	22	22.4534 GBP
Ordinary NPV	CFD	Reducing a long position	18	22.4534 GBP
Ordinary NPV	CFD	Increasing a short position	176	22.4696 GBP
Ordinary NPV	CFD	Increasing a short position	25	22.4696 GBP
Ordinary NPV	CFD	Reducing a long position	220	22.4877 GBP
Ordinary NPV	CFD	Reducing a long position	61	22.4877 GBP
Ordinary NPV	CFD	Increasing a long position	93	22.4898 GBP
Ordinary NPV	CFD	Reducing a long position	206	22.4979 GBP
Ordinary NPV	CFD	Reducing a long position	58	22.4979 GBP
Ordinary NPV	CFD	Reducing a long position	6	22.4979 GBP
Ordinary NPV	CFD	Reducing a long position	13,112	22.4979 GBP
Ordinary NPV	CFD	Opening a long position	5,399	22.4985 GBP
Ordinary NPV	CFD	Opening a long position	224,000	28.1543 USD
Ordinary NPV	CFD	Opening a long position	476,000	28.1543 USD
Ordinary NPV	CFD	Increasing a short position	7,575	42.9172 AUD
Ordinary NPV	CFD	Opening a long position	7,575	42.9172 AUD
Ordinary NPV	CFD	Reducing a short position	444	42.9629 AUD
Ordinary NPV	CFD	Reducing a short position	15	42.9629 AUD
Ordinary NPV	CFD	Reducing a short position	1	42.9629 AUD
Ordinary NPV	CFD	Reducing a short position	124	42.9629 AUD
Ordinary NPV	CFD	Reducing a short position	3,378	42.9663 AUD
Ordinary NPV	CFD	Reducing a short position	18,564	42.9679 AUD
Ordinary NPV	CFD	Reducing a short position	27,704	42.9679 AUD
Ordinary NPV	CFD	Reducing a short position	2,280	42.9693 AUD
Ordinary NPV	CFD	Reducing a short position	67	42.9693 AUD
Ordinary NPV	CFD	Reducing a short position	647	42.9693 AUD
Ordinary NPV	CFD	Opening a short position	27,704	42.9700 AUD
Ordinary NPV	CFD	Reducing a long position	3,378	42.9700 AUD
Ordinary NPV	CFD	Reducing a long position	1,507	42.9700 AUD
Ordinary NPV	CFD	Reducing a long position	18,564	42.9700 AUD
Ordinary NPV	CFD	Increasing a long position	32,000	42.9718 AUD
Ordinary NPV	CFD	Reducing a short position	1,505	42.9734 AUD
Ordinary NPV	CFD	Reducing a short position	11	42.9734 AUD
Ordinary NPV	CFD	Reducing a short position	45	42.9734 AUD
Ordinary NPV	CFD	Reducing a short position	427	42.9734 AUD
Ordinary NPV	CFD	Opening a short position	7,006	42.9764 AUD
Ordinary NPV	CFD	Increasing a short position	32,000	42.9772 AUD
Ordinary NPV	CFD	Increasing a short position	227	42.9786 AUD
Ordinary NPV	CFD	Reducing a short position	50,423	42.9814 AUD
Ordinary NPV	CFD	Reducing a short position	2,868	42.9814 AUD
Ordinary NPV	CFD	Opening a long position	50,433	42.9814 AUD
Ordinary NPV	CFD	Opening a short position	50,423	42.9835 AUD
Ordinary NPV	CFD	Opening a short position	50,433	42.9836 AUD
Ordinary NPV	CFD	Reducing a long position	2,868	42.9836 AUD
Ordinary NPV	CFD	Reducing a long position	10,896	42.9837 AUD
Ordinary NPV	CFD	Increasing a long position	23,010	42.9863 AUD
Ordinary NPV	CFD	Reducing a short position	11,309	42.9929 AUD
Ordinary NPV	CFD	Increasing a short position	42	42.9929 AUD
Ordinary NPV	CFD	Increasing a short position	15,881	42.9929 AUD
Ordinary NPV	CFD	Reducing a long position	11,309	42.9929 AUD
Ordinary NPV	CFD	Opening a long position	16,044	42.9931 AUD
Ordinary NPV	CFD	Opening a short position	700,000	42.9952 AUD
Ordinary NPV	CFD	Increasing a long position	159,981	42.9956 AUD
Ordinary NPV	CFD	Opening a long position	2,868	42.9971 AUD
Ordinary NPV	CFD	Reducing a short position	4,049	42.9978 AUD
Ordinary NPV	CFD	Reducing a short position	26	42.9978 AUD
Ordinary NPV	CFD	Reducing a short position	107	42.9978 AUD
Ordinary NPV	CFD	Reducing a short position	1,148	42.9978 AUD
Ordinary NPV	CFD	Opening a short position	2,868	42.9993 AUD
Ordinary NPV	CFD	Increasing a short position	159,981	42.9999 AUD
Ordinary NPV	CFD	Opening a long position	188,257	43.0005 AUD
Ordinary NPV	CFD	Reducing a short position	55,620	43.0005 AUD
Ordinary NPV	CFD	Opening a short position	188,257	43.0027 AUD
Ordinary NPV	CFD	Reducing a long position	55,620	43.0027 AUD
Ordinary NPV	CFD	Increasing a long position	27,011	43.0171 AUD
Ordinary NPV	CFD	Increasing a short position	8,267	43.0207 AUD
Ordinary NPV	CFD	Increasing a short position	18,744	43.0208 AUD
Ordinary NPV	CFD	Reducing a short position	102,168	43.0234 AUD
Ordinary NPV	CFD	Opening a long position	55,620	43.0234 AUD
Ordinary NPV	CFD	Increasing a short position	121	43.0235 AUD
Ordinary NPV	CFD	Reducing a long position	102,168	43.0256 AUD
Ordinary NPV	CFD	Opening a short position	55,620	43.0256 AUD
Ordinary NPV	CFD	Reducing a short position	1,535	43.1314 AUD
Ordinary NPV	CFD	Reducing a short position	1,157	43.1314 AUD
Ordinary NPV	CFD	Reducing a short position	493	43.1314 AUD
Ordinary NPV	CFD	Reducing a long position	3,185	43.1400 AUD
Ordinary NPV	CFD	Increasing a long position	20,688	43.1400 AUD
Ordinary NPV	CFD	Increasing a short position	20,688	43.1422 AUD
Ordinary NPV	CFD	Reducing a long position	16,044	43.1500 AUD
Ordinary NPV	CFD	Opening a long position	25,621	43.1500 AUD
Ordinary NPV	CFD	Increasing a long position	1,507	43.1500 AUD
Ordinary NPV	CFD	Reducing a short position	700,000	43.1500 AUD
Ordinary NPV	CFD	Reducing a long position	50,423	43.1500 AUD
Ordinary NPV	CFD	Reducing a short position	27,704	43.1500 AUD
Ordinary NPV	CFD	Opening a short position	700,000	43.1500 AUD
Ordinary NPV	CFD	Increasing a long position	7,575	43.1500 AUD
Ordinary NPV	CFD	Opening a short position	1,507	43.1500 AUD
Ordinary NPV	CFD	Reducing a short position	50,423	43.1500 AUD
Ordinary NPV	CFD	Increasing a long position	16,044	43.1500 AUD
Ordinary NPV	CFD	Reducing a long position	7,575	43.1500 AUD
Ordinary NPV	CFD	Reducing a long position	25,621	43.1500 AUD
Ordinary NPV	CFD	Reducing a long position	27,704	43.1500 AUD
Ordinary NPV	CFD	Reducing a short position	10	527.4189 ZAR
Ordinary NPV	CFD	Opening a long position	1,456	527.4189 ZAR
Ordinary NPV	SWAP	Increasing a short position	11,917	22.3095 GBP
Ordinary NPV	SWAP	Reducing a short position	184	22.3843 GBP
Ordinary NPV	SWAP	Increasing a long position	7,006	42.9764 AUD
Ordinary NPV	SWAP	Increasing a long position	227	42.9786 AUD
Ordinary NPV	SWAP	Reducing a long position	14,289	42.9795 AUD
Ordinary NPV	SWAP	Reducing a long position	4,241	527.5772 ZAR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit
Ordinary NPV	Put Option / (1.00 : 1,000.00)	Purchasing	4 (4,000)	22.5000 GBP	AMERICAN	21/06/2024	0.9600 GBP

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising / exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	30 April 2024
Contact name:	Papa Lette and Andrzej Szyszka
Telephone number:	[phone] / [phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END