Form 8.5 (EPT/RI) - BHP

GoldmanSachs International

01 May 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	(GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	BHP GROUP LIMITED
(c) Name of the party to the offer with which exempt principal trader is connected:	ANGLO AMERICAN PLC
(d) Date dealing undertaken:	30 April 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	YES - disclosed previously for ANGLO AMERICAN PLC

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
Ordinary NPV	Purchases	495,739 434,699 11,879	22.6908 GBP 43.3046 AUD 527.2132 ZAR	22.2300 GBP 43.0300 AUD 527.2132 ZAR
Ordinary NPV	Sales	569,073 434,971 11,879	22.7100 GBP 43.2987 AUD 527.2132 ZAR	22.2300 GBP 43.0300 AUD 527.2132 ZAR
ADR / (1.00 : 2.00)	Purchases	106,784 (213,568)	56.1800 USD	55.5091 USD
ADR / (1.00 : 2.00)	Sales	126,784 (253,568)	56.0900 USD	55.1600 USD

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
Ordinary NPV	CFD	Reducing a short position	33	22.2297 GBP
Ordinary NPV	CFD	Reducing a short position	3,522	22.2298 GBP
Ordinary NPV	CFD	Reducing a long position	219	22.2302 GBP
Ordinary NPV	CFD	Opening a short position	630	22.2524 GBP
Ordinary NPV	CFD	Reducing a long position	220	22.2645 GBP
Ordinary NPV	CFD	Reducing a long position	364	22.2876 GBP
Ordinary NPV	CFD	Reducing a long position	103	22.2876 GBP
Ordinary NPV	CFD	Reducing a long position	9,436	22.3437 GBP
Ordinary NPV	CFD	Reducing a long position	2,672	22.3437 GBP
Ordinary NPV	CFD	Reducing a long position	319	22.3437 GBP
Ordinary NPV	CFD	Reducing a long position	132	22.3437 GBP
Ordinary NPV	CFD	Opening a short position	3,522	22.4173 GBP
Ordinary NPV	CFD	Increasing a long position	91	22.4598 GBP
Ordinary NPV	CFD	Reducing a short position	12,766	22.4622 GBP
Ordinary NPV	CFD	Reducing a long position	2,070	22.4735 GBP
Ordinary NPV	CFD	Reducing a long position	586	22.4735 GBP
Ordinary NPV	CFD	Reducing a long position	66	22.4735 GBP
Ordinary NPV	CFD	Reducing a long position	28	22.4735 GBP
Ordinary NPV	CFD	Reducing a long position	1,987	22.4934 GBP
Ordinary NPV	CFD	Reducing a long position	561	22.4934 GBP
Ordinary NPV	CFD	Reducing a long position	1,687	22.6140 GBP
Ordinary NPV	CFD	Reducing a long position	477	22.6140 GBP
Ordinary NPV	CFD	Reducing a long position	51	22.6140 GBP
Ordinary NPV	CFD	Reducing a long position	21	22.6140 GBP
Ordinary NPV	CFD	Reducing a long position	24	22.7134 GBP
Ordinary NPV	CFD	Increasing a short position	283	22.7134 GBP
Ordinary NPV	CFD	Increasing a short position	41	22.7134 GBP
Ordinary NPV	CFD	Reducing a short position	22,059	27.9456 USD
Ordinary NPV	CFD	Reducing a long position	1,031	28.0463 USD
Ordinary NPV	CFD	Opening a long position	1,031	28.1841 USD
Ordinary NPV	CFD	Reducing a long position	10,605	42.9700 AUD
Ordinary NPV	CFD	Reducing a long position	1,031	42.9700 AUD
Ordinary NPV	CFD	Opening a long position	8,168	42.9700 AUD
Ordinary NPV	CFD	Reducing a long position	24,960	42.9700 AUD
Ordinary NPV	CFD	Reducing a long position	8,168	42.9700 AUD
Ordinary NPV	CFD	Increasing a long position	10,605	42.9700 AUD
Ordinary NPV	CFD	Reducing a short position	1,031	42.9700 AUD
Ordinary NPV	CFD	Reducing a short position	24,960	42.9700 AUD
Ordinary NPV	CFD	Reducing a short position	45,555	42.9700 AUD
Ordinary NPV	CFD	Increasing a long position	8,179	42.9700 AUD
Ordinary NPV	CFD	Reducing a long position	45,555	42.9700 AUD
Ordinary NPV	CFD	Reducing a long position	8,179	42.9700 AUD
Ordinary NPV	CFD	Reducing a short position	480	43.0249 AUD
Ordinary NPV	CFD	Reducing a short position	164	43.0249 AUD
Ordinary NPV	CFD	Reducing a short position	4,868	43.0257 AUD
Ordinary NPV	CFD	Reducing a long position	4,868	43.0257 AUD
Ordinary NPV	CFD	Reducing a short position	24,652	43.0263 AUD
Ordinary NPV	CFD	Reducing a short position	13,771	43.0266 AUD
Ordinary NPV	CFD	Increasing a long position	5,717	43.0266 AUD
Ordinary NPV	CFD	Increasing a long position	5,481	43.0266 AUD
Ordinary NPV	CFD	Increasing a short position	19,252	43.0266 AUD
Ordinary NPV	CFD	Reducing a long position	739	43.0287 AUD
Ordinary NPV	CFD	Reducing a long position	47,946	43.0300 AUD
Ordinary NPV	CFD	Increasing a long position	1,031	43.0300 AUD
Ordinary NPV	CFD	Reducing a long position	24,652	43.0300 AUD
Ordinary NPV	CFD	Opening a long position	8,168	43.0300 AUD
Ordinary NPV	CFD	Opening a short position	53,322	43.0300 AUD
Ordinary NPV	CFD	Opening a long position	11,993	43.0300 AUD
Ordinary NPV	CFD	Reducing a long position	11,993	43.0300 AUD
Ordinary NPV	CFD	Opening a short position	2,946	43.0365 AUD
Ordinary NPV	CFD	Opening a short position	23,401	43.0365 AUD
Ordinary NPV	CFD	Reducing a long position	8,168	43.0365 AUD
Ordinary NPV	CFD	Reducing a short position	95	43.0543 AUD
Ordinary NPV	CFD	Increasing a short position	25	43.0960 AUD
Ordinary NPV	CFD	Increasing a short position	8,123	43.0960 AUD
Ordinary NPV	CFD	Opening a long position	8,179	43.0964 AUD
Ordinary NPV	CFD	Increasing a long position	58,700	43.0996 AUD
Ordinary NPV	CFD	Reducing a short position	869	43.1024 AUD
Ordinary NPV	CFD	Reducing a short position	11	43.1024 AUD
Ordinary NPV	CFD	Reducing a short position	27	43.1024 AUD
Ordinary NPV	CFD	Reducing a short position	246	43.1024 AUD
Ordinary NPV	CFD	Increasing a short position	58,700	43.1050 AUD
Ordinary NPV	CFD	Reducing a long position	1,153	43.1088 AUD
Ordinary NPV	CFD	Increasing a short position	5,405	43.1259 AUD
Ordinary NPV	CFD	Opening a long position	5,699	43.1265 AUD
Ordinary NPV	CFD	Opening a short position	294	43.1366 AUD
Ordinary NPV	CFD	Reducing a short position	48	43.1418 AUD
Ordinary NPV	CFD	Reducing a long position	28,115	43.1462 AUD
Ordinary NPV	CFD	Reducing a long position	104	43.1731 AUD
Ordinary NPV	CFD	Reducing a short position	38	43.1759 AUD
Ordinary NPV	CFD	Opening a long position	8,054	43.1767 AUD
Ordinary NPV	CFD	Reducing a short position	14,344	43.1767 AUD
Ordinary NPV	CFD	Opening a long position	47,798	43.1816 AUD
Ordinary NPV	CFD	Reducing a short position	191	43.1816 AUD
Ordinary NPV	CFD	Opening a short position	2,243	43.1837 AUD
Ordinary NPV	CFD	Reducing a long position	45,746	43.1837 AUD
Ordinary NPV	CFD	Opening a long position	24,960	43.1946 AUD
Ordinary NPV	CFD	Increasing a long position	45,555	43.1976 AUD
Ordinary NPV	CFD	Opening a short position	45,555	43.1997 AUD
Ordinary NPV	CFD	Increasing a short position	31	43.2055 AUD
Ordinary NPV	CFD	Reducing a short position	18	43.2135 AUD
Ordinary NPV	CFD	Reducing a short position	165	43.2330 AUD
Ordinary NPV	CFD	Reducing a short position	118,163	43.2410 AUD
Ordinary NPV	CFD	Reducing a long position	165	43.2417 AUD
Ordinary NPV	CFD	Reducing a long position	118,163	43.2432 AUD
Ordinary NPV	CFD	Opening a long position	12,269	43.2467 AUD
Ordinary NPV	CFD	Opening a short position	12,269	43.2467 AUD
Ordinary NPV	CFD	Reducing a short position	2,636	43.2478 AUD
Ordinary NPV	CFD	Opening a short position	1,031	43.2500 AUD
Ordinary NPV	CFD	Reducing a long position	2,636	43.2500 AUD
Ordinary NPV	CFD	Increasing a long position	123	43.2538 AUD
Ordinary NPV	CFD	Increasing a long position	158,504	43.2574 AUD
Ordinary NPV	CFD	Increasing a short position	158,504	43.2596 AUD
Ordinary NPV	CFD	Increasing a short position	45	43.2625 AUD
Ordinary NPV	CFD	Increasing a short position	78	43.2625 AUD
Ordinary NPV	CFD	Increasing a short position	21	43.2899 AUD
Ordinary NPV	CFD	Increasing a short position	7	43.2899 AUD
Ordinary NPV	CFD	Increasing a short position	731	43.2899 AUD
Ordinary NPV	CFD	Increasing a short position	207	43.2899 AUD
Ordinary NPV	CFD	Increasing a long position	966	43.2899 AUD
Ordinary NPV	CFD	Opening a long position	10,605	43.3183 AUD
Ordinary NPV	CFD	Opening a short position	10,605	43.3183 AUD
Ordinary NPV	CFD	Reducing a short position	10	43.3373 AUD
Ordinary NPV	CFD	Opening a long position	191	43.3373 AUD
Ordinary NPV	CFD	Reducing a long position	10	43.3395 AUD
Ordinary NPV	CFD	Opening a short position	191	43.3395 AUD
Ordinary NPV	CFD	Opening a short position	15	525.1714 ZAR
Ordinary NPV	CFD	Reducing a short position	15	525.1714 ZAR
Ordinary NPV	CFD	Increasing a long position	900	526.5893 ZAR
Ordinary NPV	CFD	Reducing a short position	18,422	528.9173 ZAR
Ordinary NPV	SWAP	Increasing a short position	8,628	22.4268 GBP
Ordinary NPV	SWAP	Increasing a short position	1,910	27.9421 USD
Ordinary NPV	SWAP	Reducing a short position	51	27.9588 USD
Ordinary NPV	SWAP	Reducing a short position	51	42.9700 AUD
Ordinary NPV	SWAP	Reducing a long position	51	42.9700 AUD
Ordinary NPV	SWAP	Reducing a long position	1,184	42.9700 AUD
Ordinary NPV	SWAP	Reducing a short position	396	42.9700 AUD
Ordinary NPV	SWAP	Reducing a long position	396	42.9700 AUD
Ordinary NPV	SWAP	Reducing a short position	1,184	42.9700 AUD
Ordinary NPV	SWAP	Increasing a long position	1,910	43.0300 AUD
Ordinary NPV	SWAP	Opening a short position	1,184	43.0300 AUD
Ordinary NPV	SWAP	Opening a short position	396	43.0300 AUD
Ordinary NPV	SWAP	Increasing a long position	26,832	43.0300 AUD
Ordinary NPV	SWAP	Increasing a long position	2,946	43.0365 AUD
Ordinary NPV	SWAP	Increasing a long position	23,401	43.0365 AUD
Ordinary NPV	SWAP	Opening a short position	51	43.0575 AUD
Ordinary NPV	SWAP	Increasing a long position	12,300	43.1702 AUD
Ordinary NPV	SWAP	Reducing a long position	158,167	526.5000 ZAR
Ordinary NPV	SWAP	Reducing a long position	41,381	527.5108 ZAR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit
ADR / (1.00 : 2.00)	Call Option / (1.00 : 200.00)	Purchasing	2 (400)	60.0000 USD	AMERICAN	16/08/2024	1.7000 USD
ADR / (1.00 : 2.00)	Call Option / (1.00 : 200.00)	Purchasing	50 (10,000)	62.5000 USD	AMERICAN	21/06/2024	0.3436 USD
ADR / (1.00 : 2.00)	Put Option / (1.00 : 200.00)	Purchasing	50 (10,000)	50.0000 USD	AMERICAN	21/06/2024	0.3800 USD
ADR / (1.00 : 2.00)	Put Option / (1.00 : 200.00)	Purchasing	15 (3,000)	50.0000 USD	AMERICAN	19/07/2024	0.6000 USD
ADR / (1.00 : 2.00)	Put Option / (1.00 : 200.00)	Purchasing	7 (1,400)	50.0000 USD	AMERICAN	19/07/2024	0.6500 USD
ADR / (1.00 : 2.00)	Put Option / (1.00 : 200.00)	Purchasing	6 (1,200)	55.0000 USD	AMERICAN	19/07/2024	1.9500 USD
ADR / (1.00 : 2.00)	Put Option / (1.00 : 200.00)	Selling	50 (10,000)	52.5000 USD	AMERICAN	21/06/2024	0.7936 USD

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising / exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	01 May 2024
Contact name:	Papa Lette and Andrzej Szyszka
Telephone number:	[phone] / [phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END