Form 8.5 (EPT/RI) - BHP

GoldmanSachs International

02 May 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	(GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	BHP GROUP LIMITED
(c) Name of the party to the offer with which exempt principal trader is connected:	ANGLO AMERICAN PLC
(d) Date dealing undertaken:	01 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	YES - disclosed previously for ANGLO AMERICAN PLC

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
Ordinary NPV	Purchases	364,353 66,537	22.2100 GBP 42.6500 AUD	21.9936 GBP 42.3200 AUD
Ordinary NPV	Sales	416,695 66,537	22.2100 GBP 42.6500 AUD	21.9936 GBP 42.3200 AUD
ADR / (1.00 : 2.00)	Purchases	49,530 (99,060)	55.4597 USD	54.9588 USD
ADR / (1.00 : 2.00)	Sales	49,530 (99,060)	55.2355 USD	54.9600 USD

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
Ordinary NPV	CFD	Increasing a long position	1,177	22.0318 GBP
Ordinary NPV	CFD	Increasing a long position	65	22.0318 GBP
Ordinary NPV	CFD	Increasing a long position	332	22.0318 GBP
Ordinary NPV	CFD	Increasing a long position	2,633	22.0581 GBP
Ordinary NPV	CFD	Increasing a long position	48	22.0581 GBP
Ordinary NPV	CFD	Increasing a long position	748	22.0581 GBP
Ordinary NPV	CFD	Increasing a long position	25	22.0581 GBP
Ordinary NPV	CFD	Reducing a short position	905	22.0674 GBP
Ordinary NPV	CFD	Increasing a long position	14,875	22.0684 GBP
Ordinary NPV	CFD	Reducing a short position	122	22.0697 GBP
Ordinary NPV	CFD	Reducing a short position	2,715	22.0698 GBP
Ordinary NPV	CFD	Increasing a long position	1,635	22.0774 GBP
Ordinary NPV	CFD	Increasing a long position	46	22.0774 GBP
Ordinary NPV	CFD	Increasing a long position	466	22.0774 GBP
Ordinary NPV	CFD	Increasing a long position	24	22.0774 GBP
Ordinary NPV	CFD	Opening a short position	2,715	22.0847 GBP
Ordinary NPV	CFD	Reducing a short position	25,118	22.0919 GBP
Ordinary NPV	CFD	Increasing a long position	433	22.0998 GBP
Ordinary NPV	CFD	Increasing a short position	275	22.1027 GBP
Ordinary NPV	CFD	Increasing a long position	713	22.1504 GBP
Ordinary NPV	CFD	Increasing a long position	13	22.1504 GBP
Ordinary NPV	CFD	Increasing a long position	203	22.1504 GBP
Ordinary NPV	CFD	Increasing a long position	6	22.1504 GBP
Ordinary NPV	CFD	Increasing a long position	1,223	22.1767 GBP
Ordinary NPV	CFD	Increasing a long position	346	22.1767 GBP
Ordinary NPV	CFD	Increasing a long position	121	22.2300 GBP
Ordinary NPV	CFD	Increasing a short position	138	22.2300 GBP
Ordinary NPV	CFD	Increasing a long position	2	22.2300 GBP
Ordinary NPV	CFD	Increasing a short position	20	22.2300 GBP
Ordinary NPV	CFD	Increasing a long position	34	22.2300 GBP
Ordinary NPV	CFD	Increasing a long position	1	22.2300 GBP
Ordinary NPV	CFD	Reducing a short position	10,015	27.4163 USD
Ordinary NPV	CFD	Reducing a long position	1,040	27.4245 USD
Ordinary NPV	CFD	Increasing a long position	838,571	27.4251 USD
Ordinary NPV	CFD	Increasing a long position	394,622	27.4251 USD
Ordinary NPV	CFD	Opening a long position	1,040	27.6328 USD
Ordinary NPV	CFD	Reducing a short position	755	42.3115 AUD
Ordinary NPV	CFD	Reducing a short position	14,720	42.3115 AUD
Ordinary NPV	CFD	Reducing a short position	7,549	42.3115 AUD
Ordinary NPV	CFD	Reducing a short position	226	42.3115 AUD
Ordinary NPV	CFD	Reducing a short position	4,873	42.3158 AUD
Ordinary NPV	CFD	Reducing a short position	8,319	42.3164 AUD
Ordinary NPV	CFD	Reducing a short position	196	42.3196 AUD
Ordinary NPV	CFD	Reducing a short position	634	42.3196 AUD
Ordinary NPV	CFD	Increasing a long position	1,040	42.3200 AUD
Ordinary NPV	CFD	Increasing a long position	34,915	42.3200 AUD
Ordinary NPV	CFD	Reducing a long position	8,319	42.3200 AUD
Ordinary NPV	CFD	Reducing a long position	4,873	42.3200 AUD
Ordinary NPV	CFD	Increasing a short position	34,915	42.3221 AUD
Ordinary NPV	CFD	Reducing a long position	1,852	42.3856 AUD
Ordinary NPV	CFD	Increasing a long position	1,007	42.3890 AUD
Ordinary NPV	CFD	Increasing a short position	396	42.3911 AUD
Ordinary NPV	CFD	Increasing a short position	611	42.3936 AUD
Ordinary NPV	CFD	Reducing a short position	36	42.4110 AUD
Ordinary NPV	CFD	Reducing a short position	40	42.4110 AUD
Ordinary NPV	CFD	Increasing a long position	13,361	42.4234 AUD
Ordinary NPV	CFD	Increasing a short position	13,361	42.4234 AUD
Ordinary NPV	CFD	Opening a short position	1,233,193	42.4252 AUD
Ordinary NPV	CFD	Opening a short position	316	42.4344 AUD
Ordinary NPV	CFD	Reducing a short position	8	42.4344 AUD
Ordinary NPV	CFD	Reducing a short position	308	42.4344 AUD
Ordinary NPV	CFD	Reducing a short position	946	42.4415 AUD
Ordinary NPV	CFD	Reducing a short position	62	42.4430 AUD
Ordinary NPV	CFD	Reducing a short position	55	42.4472 AUD
Ordinary NPV	CFD	Reducing a short position	177	42.4472 AUD
Ordinary NPV	CFD	Increasing a long position	269,115	42.4684 AUD
Ordinary NPV	CFD	Increasing a short position	269,115	42.4705 AUD
Ordinary NPV	CFD	Reducing a short position	24	42.4907 AUD
Ordinary NPV	CFD	Reducing a short position	825	42.4907 AUD
Ordinary NPV	CFD	Reducing a short position	103	42.4907 AUD
Ordinary NPV	CFD	Reducing a short position	3,438	42.4907 AUD
Ordinary NPV	CFD	Reducing a long position	4,622	42.4949 AUD
Ordinary NPV	CFD	Increasing a short position	34	42.5081 AUD
Ordinary NPV	CFD	Increasing a short position	5	42.5081 AUD
Ordinary NPV	CFD	Increasing a short position	68	42.5081 AUD
Ordinary NPV	CFD	Increasing a long position	107	42.5081 AUD
Ordinary NPV	CFD	Increasing a short position	417	42.5114 AUD
Ordinary NPV	CFD	Increasing a long position	417	42.5114 AUD
Ordinary NPV	CFD	Opening a long position	7,623	42.5233 AUD
Ordinary NPV	CFD	Reducing a long position	7,623	42.5275 AUD
Ordinary NPV	CFD	Reducing a short position	258,856	42.5279 AUD
Ordinary NPV	CFD	Reducing a long position	258,856	42.5300 AUD
Ordinary NPV	CFD	Increasing a long position	23,503	42.5305 AUD
Ordinary NPV	CFD	Opening a short position	23,503	42.5326 AUD
Ordinary NPV	CFD	Reducing a short position	10,000	42.5557 AUD
Ordinary NPV	CFD	Reducing a long position	10,000	42.5642 AUD
Ordinary NPV	CFD	Opening a long position	22,815	42.5814 AUD
Ordinary NPV	CFD	Reducing a short position	7,098	42.5814 AUD
Ordinary NPV	CFD	Reducing a long position	29,913	42.5836 AUD
Ordinary NPV	CFD	Opening a long position	7,098	42.6090 AUD
Ordinary NPV	CFD	Reducing a short position	2,243	42.6090 AUD
Ordinary NPV	CFD	Opening a short position	7,098	42.6112 AUD
Ordinary NPV	CFD	Reducing a long position	2,243	42.6112 AUD
Ordinary NPV	CFD	Reducing a short position	210	42.6128 AUD
Ordinary NPV	CFD	Increasing a long position	13,771	42.6165 AUD
Ordinary NPV	CFD	Increasing a short position	13,771	42.6165 AUD
Ordinary NPV	CFD	Reducing a long position	563	42.6247 AUD
Ordinary NPV	CFD	Reducing a short position	213	42.6436 AUD
Ordinary NPV	CFD	Reducing a short position	1,387	42.6466 AUD
Ordinary NPV	CFD	Reducing a long position	1,387	42.6466 AUD
Ordinary NPV	CFD	Reducing a short position	7,863	42.6479 AUD
Ordinary NPV	CFD	Opening a short position	1,040	42.6500 AUD
Ordinary NPV	CFD	Opening a short position	7,863	42.6500 AUD
Ordinary NPV	CFD	Opening a long position	14,910	42.6500 AUD
Ordinary NPV	CFD	Increasing a long position	381	42.6500 AUD
Ordinary NPV	CFD	Increasing a short position	133	42.6585 AUD
Ordinary NPV	CFD	Increasing a short position	113	42.6585 AUD
Ordinary NPV	CFD	Increasing a short position	135	42.6585 AUD
Ordinary NPV	CFD	Increasing a short position	14,910	42.6585 AUD
Ordinary NPV	CFD	Reducing a short position	78	42.7036 AUD
Ordinary NPV	CFD	Reducing a long position	7,623	43.0300 AUD
Ordinary NPV	CFD	Reducing a short position	1,040	43.0300 AUD
Ordinary NPV	CFD	Reducing a short position	7,863	43.0300 AUD
Ordinary NPV	CFD	Reducing a long position	8,168	43.0300 AUD
Ordinary NPV	CFD	Increasing a long position	4,910	43.0300 AUD
Ordinary NPV	CFD	Reducing a short position	7,623	43.0300 AUD
Ordinary NPV	CFD	Reducing a long position	316	43.0300 AUD
Ordinary NPV	CFD	Reducing a short position	22,815	43.0300 AUD
Ordinary NPV	CFD	Reducing a short position	316	43.0300 AUD
Ordinary NPV	CFD	Reducing a short position	1,233,193	43.0300 AUD
Ordinary NPV	CFD	Reducing a short position	8,168	43.0300 AUD
Ordinary NPV	CFD	Reducing a long position	1,040	43.0300 AUD
Ordinary NPV	CFD	Reducing a long position	22,815	43.0300 AUD
Ordinary NPV	CFD	Reducing a long position	7,863	43.0300 AUD
Ordinary NPV	CFD	Reducing a long position	4,910	43.0300 AUD
Ordinary NPV	CFD	Increasing a short position	1,233,193	43.0300 AUD
Ordinary NPV	SWAP	Reducing a long position	7,549	42.3115 AUD
Ordinary NPV	SWAP	Reducing a long position	14,720	42.3115 AUD
Ordinary NPV	SWAP	Reducing a long position	226	42.3115 AUD
Ordinary NPV	SWAP	Reducing a long position	755	42.3115 AUD
Ordinary NPV	SWAP	Reducing a long position	10,015	42.3200 AUD

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit
ADR / (1.00 : 2.00)	Call Option / (1.00 : 200.00)	Purchasing	7 (1,400)	60.0000 USD	AMERICAN	16/08/2024	1.4500 USD
ADR / (1.00 : 2.00)	Call Option / (1.00 : 200.00)	Purchasing	10 (2,000)	60.0000 USD	AMERICAN	21/06/2024	0.5220 USD
ADR / (1.00 : 2.00)	Put Option / (1.00 : 200.00)	Purchasing	10 (2,000)	50.0000 USD	AMERICAN	21/06/2024	0.4390 USD
ADR / (1.00 : 2.00)	Put Option / (1.00 : 200.00)	Purchasing	10 (2,000)	55.0000 USD	AMERICAN	21/06/2024	1.6000 USD
ADR / (1.00 : 2.00)	Put Option / (1.00 : 200.00)	Selling	10 (2,000)	52.5000 USD	AMERICAN	21/06/2024	0.9610 USD

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising / exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	02 May 2024
Contact name:	Papa Lette and Andrzej Szyszka
Telephone number:	[phone] / [phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END