Form 8.5 (EPT/RI) - BHP

GoldmanSachs International

07 May 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	(GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	BHP GROUP LIMITED
(c) Name of the party to the offer with which exempt principal trader is connected:	ANGLO AMERICAN PLC
(d) Date dealing undertaken:	06 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	YES - disclosed previously for ANGLO AMERICAN PLC

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
Ordinary NPV	Purchases	1,056,063	42.7811 AUD	42.4100 AUD
Ordinary NPV	Sales	1,058,943	43.3908 AUD	42.4100 AUD
ADR / (1.00 : 2.00)	Purchases	34,397 (68,794)	56.8414 USD	56.7968 USD
ADR / (1.00 : 2.00)	Sales	34,397 (68,794)	56.8982 USD	56.7955 USD

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
Ordinary NPV	CFD	Increasing a long position	340,000	28.2207 USD
Ordinary NPV	CFD	Increasing a long position	160,000	28.2207 USD
Ordinary NPV	CFD	Reducing a short position	9,946	28.2756 USD
Ordinary NPV	CFD	Increasing a long position	3,215	42.4100 AUD
Ordinary NPV	CFD	Reducing a long position	41,031	42.4100 AUD
Ordinary NPV	CFD	Reducing a short position	710	42.4100 AUD
Ordinary NPV	CFD	Increasing a short position	2,584	42.4100 AUD
Ordinary NPV	CFD	Reducing a short position	13,771	42.4100 AUD
Ordinary NPV	CFD	Reducing a short position	500,000	42.4100 AUD
Ordinary NPV	CFD	Reducing a long position	24,519	42.4100 AUD
Ordinary NPV	CFD	Reducing a short position	41,031	42.4100 AUD
Ordinary NPV	CFD	Reducing a short position	32,745	42.4100 AUD
Ordinary NPV	CFD	Increasing a long position	2,584	42.4100 AUD
Ordinary NPV	CFD	Reducing a long position	633	42.4100 AUD
Ordinary NPV	CFD	Reducing a long position	710	42.4100 AUD
Ordinary NPV	CFD	Opening a short position	11,737	42.4100 AUD
Ordinary NPV	CFD	Reducing a long position	32,745	42.4100 AUD
Ordinary NPV	CFD	Reducing a long position	13,771	42.4100 AUD
Ordinary NPV	CFD	Reducing a long position	3,215	42.4100 AUD
Ordinary NPV	CFD	Increasing a long position	24,519	42.4100 AUD
Ordinary NPV	CFD	Reducing a short position	11,737	42.4100 AUD
Ordinary NPV	CFD	Reducing a short position	633	42.4100 AUD
Ordinary NPV	CFD	Increasing a short position	500,000	42.4100 AUD
Ordinary NPV	CFD	Increasing a long position	44	42.6243 AUD
Ordinary NPV	CFD	Increasing a long position	1,562	42.6243 AUD
Ordinary NPV	CFD	Opening a long position	7	42.6243 AUD
Ordinary NPV	CFD	Reducing a short position	12	42.6243 AUD
Ordinary NPV	CFD	Increasing a long position	484	42.6243 AUD
Ordinary NPV	CFD	Increasing a long position	11	42.6276 AUD
Ordinary NPV	CFD	Increasing a long position	4	42.6276 AUD
Ordinary NPV	CFD	Increasing a long position	76	42.6276 AUD
Ordinary NPV	CFD	Increasing a long position	23	42.6276 AUD
Ordinary NPV	CFD	Reducing a short position	28,392	42.6466 AUD
Ordinary NPV	CFD	Opening a long position	90,975	42.6466 AUD
Ordinary NPV	CFD	Opening a short position	58,230	42.6488 AUD
Ordinary NPV	CFD	Reducing a long position	61,137	42.6488 AUD
Ordinary NPV	CFD	Reducing a short position	58,230	42.6706 AUD
Ordinary NPV	CFD	Opening a long position	67,424	42.6706 AUD
Ordinary NPV	CFD	Reducing a long position	90,975	42.6727 AUD
Ordinary NPV	CFD	Opening a short position	34,679	42.6727 AUD
Ordinary NPV	CFD	Reducing a short position	274	42.6849 AUD
Ordinary NPV	CFD	Reducing a long position	274	42.6881 AUD
Ordinary NPV	CFD	Increasing a long position	1,072	42.6900 AUD
Ordinary NPV	CFD	Opening a long position	11,737	42.6907 AUD
Ordinary NPV	CFD	Opening a long position	1,089	42.6928 AUD
Ordinary NPV	CFD	Reducing a short position	307	42.6928 AUD
Ordinary NPV	CFD	Opening a long position	28	42.6928 AUD
Ordinary NPV	CFD	Reducing a short position	34	42.6928 AUD
Ordinary NPV	CFD	Opening a long position	342	42.6928 AUD
Ordinary NPV	CFD	Reducing a short position	1,003	42.6928 AUD
Ordinary NPV	CFD	Opening a long position	41,985	42.6929 AUD
Ordinary NPV	CFD	Reducing a short position	4,145	42.6929 AUD
Ordinary NPV	CFD	Opening a short position	11,737	42.6950 AUD
Ordinary NPV	CFD	Reducing a long position	4,915	42.6950 AUD
Ordinary NPV	CFD	Opening a short position	41,215	42.6950 AUD
Ordinary NPV	CFD	Increasing a short position	9,912	42.6968 AUD
Ordinary NPV	CFD	Increasing a long position	9,912	42.6968 AUD
Ordinary NPV	CFD	Increasing a short position	648	42.6985 AUD
Ordinary NPV	CFD	Increasing a short position	317	42.6985 AUD
Ordinary NPV	CFD	Increasing a short position	107	42.6985 AUD
Ordinary NPV	CFD	Reducing a short position	40,261	42.7012 AUD
Ordinary NPV	CFD	Increasing a short position	40,261	42.7033 AUD
Ordinary NPV	CFD	Increasing a short position	114	42.7046 AUD
Ordinary NPV	CFD	Opening a short position	500,000	42.7068 AUD
Ordinary NPV	CFD	Increasing a long position	4,145	42.7090 AUD
Ordinary NPV	CFD	Increasing a short position	21,447	42.7108 AUD
Ordinary NPV	CFD	Increasing a long position	21,561	42.7108 AUD
Ordinary NPV	CFD	Opening a short position	4,145	42.7112 AUD
Ordinary NPV	CFD	Opening a short position	13,138	42.7127 AUD
Ordinary NPV	CFD	Increasing a long position	23	42.7188 AUD
Ordinary NPV	CFD	Increasing a long position	8	42.7188 AUD
Ordinary NPV	CFD	Reducing a long position	3,940	42.7252 AUD
Ordinary NPV	CFD	Reducing a short position	5,838	42.7258 AUD
Ordinary NPV	CFD	Increasing a long position	80	42.7282 AUD
Ordinary NPV	CFD	Increasing a long position	34	42.7282 AUD
Ordinary NPV	CFD	Increasing a long position	2,811	42.7282 AUD
Ordinary NPV	CFD	Increasing a long position	870	42.7282 AUD
Ordinary NPV	CFD	Reducing a long position	5,838	42.7300 AUD
Ordinary NPV	CFD	Reducing a short position	32,745	42.7334 AUD
Ordinary NPV	CFD	Opening a short position	32,745	42.7356 AUD
Ordinary NPV	CFD	Reducing a long position	13,771	42.7378 AUD
Ordinary NPV	CFD	Opening a long position	13,771	42.7378 AUD
Ordinary NPV	CFD	Opening a long position	24,519	42.7381 AUD
Ordinary NPV	CFD	Increasing a short position	3,238	42.7415 AUD
Ordinary NPV	CFD	Increasing a short position	4	42.7415 AUD
Ordinary NPV	CFD	Increasing a long position	159	42.7421 AUD
Ordinary NPV	CFD	Increasing a long position	93	42.7421 AUD
Ordinary NPV	CFD	Increasing a long position	5,603	42.7421 AUD
Ordinary NPV	CFD	Increasing a long position	1,735	42.7421 AUD
Ordinary NPV	CFD	Increasing a long position	486	42.7436 AUD
Ordinary NPV	CFD	Increasing a long position	150	42.7436 AUD
Ordinary NPV	CFD	Increasing a short position	5,942	42.7437 AUD
Ordinary NPV	CFD	Increasing a short position	15,335	42.7437 AUD
Ordinary NPV	CFD	Increasing a long position	12,862	42.7461 AUD
Ordinary NPV	CFD	Reducing a short position	6,159	42.7464 AUD
Ordinary NPV	CFD	Opening a long position	9,505	42.7479 AUD
Ordinary NPV	CFD	Reducing a short position	633	42.7479 AUD
Ordinary NPV	CFD	Reducing a long position	6,159	42.7500 AUD
Ordinary NPV	CFD	Opening a short position	10,138	42.7500 AUD
Ordinary NPV	CFD	Increasing a short position	12,862	42.7514 AUD
Ordinary NPV	CFD	Opening a long position	710	42.7551 AUD
Ordinary NPV	CFD	Reducing a long position	710	42.7593 AUD
Ordinary NPV	CFD	Opening a long position	3,215	42.7671 AUD
Ordinary NPV	CFD	Increasing a short position	3,215	42.7671 AUD
Ordinary NPV	SWAP	Increasing a short position	15,470	28.3255 USD
Ordinary NPV	SWAP	Increasing a short position	20,542	28.3259 USD
Ordinary NPV	SWAP	Reducing a short position	3	42.4100 AUD
Ordinary NPV	SWAP	Opening a short position	12,529	42.4100 AUD
Ordinary NPV	SWAP	Reducing a long position	3	42.4100 AUD
Ordinary NPV	SWAP	Increasing a long position	12,529	42.4100 AUD
Ordinary NPV	SWAP	Increasing a long position	15,470	42.7281 AUD
Ordinary NPV	SWAP	Increasing a long position	20,542	42.7287 AUD
Ordinary NPV	SWAP	Reducing a long position	9,946	42.7500 AUD
Ordinary NPV	SWAP	Opening a long position	12,529	42.7932 AUD
Ordinary NPV	SWAP	Reducing a long position	3,623	522.5477 ZAR
Ordinary NPV	SWAP	Increasing a long position	759,915	522.6000 ZAR
Ordinary NPV	SWAP^	Reducing a long position	759,915	522.6000 ZAR
Ordinary NPV	SWAP	Increasing a long position	5,081	522.6523 ZAR

^Please note this product is part of a basket of securities for which BHP GROUP LIMITED is a component

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit
ADR / (1.00 : 2.00)	Put Option / (1.00 : 200.00)	Purchasing	1 (200)	57.5000 USD	AMERICAN	21/06/2024	2.0500 USD
ADR / (1.00 : 2.00)	Put Option / (1.00 : 200.00)	Purchasing	3 (600)	57.5000 USD	AMERICAN	16/08/2024	2.8500 USD
ADR / (1.00 : 2.00)	Put Option / (1.00 : 200.00)	Purchasing	4 (800)	57.5000 USD	AMERICAN	21/06/2024	2.0500 USD

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising / exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	07 May 2024
Contact name:	Papa Lette and Andrzej Szyszka
Telephone number:	[phone] / [phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END