Form 8.5 (EPT/RI) - BHP

GoldmanSachs International

10 May 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	(GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	BHP GROUP LIMITED
(c) Name of the party to the offer with which exempt principal trader is connected:	ANGLO AMERICAN PLC
(d) Date dealing undertaken:	09 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	YES - disclosed previously for ANGLO AMERICAN PLC

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
Ordinary NPV	Purchases	189,476 126,431	22.8000 GBP 43.3000 AUD	22.5900 GBP 43.0600 AUD
Ordinary NPV	Sales	218,094 127,020	22.8100 GBP 43.3000 AUD	22.5927 GBP 43.0600 AUD
ADR / (1.00 : 2.00)	Purchases	62,214 (124,428)	57.0962 USD	56.9340 USD
ADR / (1.00 : 2.00)	Sales	62,214 (124,428)	57.0962 USD	56.7050 USD

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
Ordinary NPV	CFD	Opening a long position	14,109	22.6703 GBP
Ordinary NPV	CFD	Opening a long position	5,763	22.6703 GBP
Ordinary NPV	CFD	Reducing a short position	34	22.6716 GBP
Ordinary NPV	CFD	Opening a long position	215	22.6749 GBP
Ordinary NPV	CFD	Opening a long position	3,640	22.6749 GBP
Ordinary NPV	CFD	Opening a long position	450	22.6749 GBP
Ordinary NPV	CFD	Opening a long position	192	22.6749 GBP
Ordinary NPV	CFD	Reducing a long position	3,722	22.6755 GBP
Ordinary NPV	CFD	Increasing a long position	10	22.6822 GBP
Ordinary NPV	CFD	Increasing a long position	303	22.6822 GBP
Ordinary NPV	CFD	Increasing a long position	975	22.6822 GBP
Ordinary NPV	CFD	Increasing a short position	1,100	22.6856 GBP
Ordinary NPV	CFD	Increasing a long position	78	22.6899 GBP
Ordinary NPV	CFD	Increasing a long position	247	22.6899 GBP
Ordinary NPV	CFD	Increasing a short position	434	22.6947 GBP
Ordinary NPV	CFD	Increasing a long position	84	22.7005 GBP
Ordinary NPV	CFD	Increasing a long position	271	22.7005 GBP
Ordinary NPV	CFD	Increasing a long position	17	22.7054 GBP
Ordinary NPV	CFD	Increasing a long position	366	22.7054 GBP
Ordinary NPV	CFD	Increasing a long position	1,181	22.7054 GBP
Ordinary NPV	CFD	Increasing a long position	212	22.7066 GBP
Ordinary NPV	CFD	Increasing a long position	683	22.7066 GBP
Ordinary NPV	CFD	Opening a long position	3,722	22.7098 GBP
Ordinary NPV	CFD	Reducing a long position	2,045	22.7102 GBP
Ordinary NPV	CFD	Reducing a long position	6,000	22.7145 GBP
Ordinary NPV	CFD	Increasing a long position	144	22.7155 GBP
Ordinary NPV	CFD	Reducing a long position	18	22.7200 GBP
Ordinary NPV	CFD	Increasing a long position	4	22.7200 GBP
Ordinary NPV	CFD	Increasing a long position	14	22.7200 GBP
Ordinary NPV	CFD	Reducing a long position	2,045	22.7577 GBP
Ordinary NPV	CFD	Increasing a long position	340,000	28.3384 USD
Ordinary NPV	CFD	Increasing a long position	160,000	28.3384 USD
Ordinary NPV	CFD	Increasing a long position	49	43.0535 AUD
Ordinary NPV	CFD	Increasing a long position	1,265	43.0535 AUD
Ordinary NPV	CFD	Increasing a long position	120	43.0535 AUD
Ordinary NPV	CFD	Increasing a long position	4,088	43.0535 AUD
Ordinary NPV	CFD	Reducing a short position	171	43.0536 AUD
Ordinary NPV	CFD	Reducing a short position	1,991	43.0563 AUD
Ordinary NPV	CFD	Opening a short position	36,496	43.0600 AUD
Ordinary NPV	CFD	Increasing a short position	1	43.0600 AUD
Ordinary NPV	CFD	Opening a long position	27,249	43.0600 AUD
Ordinary NPV	CFD	Increasing a short position	5,522	43.0600 AUD
Ordinary NPV	CFD	Reducing a long position	1,991	43.0600 AUD
Ordinary NPV	CFD	Reducing a short position	36,496	43.0600 AUD
Ordinary NPV	CFD	Opening a short position	27,249	43.0622 AUD
Ordinary NPV	CFD	Opening a short position	45	43.0687 AUD
Ordinary NPV	CFD	Increasing a short position	22,380	43.1063 AUD
Ordinary NPV	CFD	Increasing a long position	1,212	43.1064 AUD
Ordinary NPV	CFD	Increasing a short position	1,212	43.1113 AUD
Ordinary NPV	CFD	Opening a long position	1,872	43.1190 AUD
Ordinary NPV	CFD	Increasing a short position	7	43.1243 AUD
Ordinary NPV	CFD	Increasing a short position	1,865	43.1243 AUD
Ordinary NPV	CFD	Increasing a long position	33,389	43.1497 AUD
Ordinary NPV	CFD	Reducing a short position	4,301	43.1559 AUD
Ordinary NPV	CFD	Opening a short position	500,000	43.1573 AUD
Ordinary NPV	CFD	Opening a short position	4,301	43.1580 AUD
Ordinary NPV	CFD	Reducing a short position	526	43.1737 AUD
Ordinary NPV	CFD	Reducing a long position	521	43.1752 AUD
Ordinary NPV	CFD	Reducing a short position	521	43.1752 AUD
Ordinary NPV	CFD	Increasing a short position	7,701	43.1766 AUD
Ordinary NPV	CFD	Increasing a long position	106	43.1766 AUD
Ordinary NPV	CFD	Increasing a long position	1,758	43.1766 AUD
Ordinary NPV	CFD	Increasing a long position	165	43.1766 AUD
Ordinary NPV	CFD	Increasing a long position	5,672	43.1766 AUD
Ordinary NPV	CFD	Reducing a long position	526	43.1776 AUD
Ordinary NPV	CFD	Reducing a long position	5,618	43.1845 AUD
Ordinary NPV	CFD	Reducing a short position	5,618	43.1845 AUD
Ordinary NPV	CFD	Reducing a short position	18,078	43.1898 AUD
Ordinary NPV	CFD	Opening a long position	72,832	43.1898 AUD
Ordinary NPV	CFD	Reducing a long position	22,379	43.1919 AUD
Ordinary NPV	CFD	Opening a short position	68,531	43.1919 AUD
Ordinary NPV	CFD	Increasing a long position	27,463	43.1932 AUD
Ordinary NPV	CFD	Reducing a short position	233	43.1940 AUD
Ordinary NPV	CFD	Opening a long position	27,550	43.1940 AUD
Ordinary NPV	CFD	Increasing a short position	27,463	43.1954 AUD
Ordinary NPV	CFD	Reducing a long position	27,783	43.1962 AUD
Ordinary NPV	CFD	Opening a short position	79,226	43.2060 AUD
Ordinary NPV	CFD	Reducing a short position	50,000	43.2060 AUD
Ordinary NPV	CFD	Opening a long position	29,226	43.2060 AUD
Ordinary NPV	CFD	Opening a long position	22,379	43.2233 AUD
Ordinary NPV	CFD	Reducing a short position	54,950	43.2233 AUD
Ordinary NPV	CFD	Opening a short position	18,078	43.2254 AUD
Ordinary NPV	CFD	Reducing a long position	59,251	43.2254 AUD
Ordinary NPV	CFD	Increasing a long position	519	43.2355 AUD
Ordinary NPV	CFD	Increasing a short position	519	43.2387 AUD
Ordinary NPV	CFD	Increasing a short position	999	43.2540 AUD
Ordinary NPV	CFD	Increasing a short position	10,009	43.2542 AUD
Ordinary NPV	CFD	Reducing a short position	646	43.2913 AUD
Ordinary NPV	CFD	Reducing a short position	593	43.2913 AUD
Ordinary NPV	CFD	Opening a long position	3,888	43.2978 AUD
Ordinary NPV	CFD	Reducing a short position	27,249	43.2978 AUD
Ordinary NPV	CFD	Reducing a long position	1,239	43.3000 AUD
Ordinary NPV	CFD	Opening a short position	31,137	43.3000 AUD
Ordinary NPV	CFD	Increasing a long position	115	43.3000 AUD
Ordinary NPV	CFD	Reducing a long position	29,226	43.3010 AUD
Ordinary NPV	CFD	Reducing a short position	29,226	43.3010 AUD
Ordinary NPV	CFD	Increasing a short position	115	43.3087 AUD
Ordinary NPV	CFD	Increasing a long position	2,000	43.3100 AUD
Ordinary NPV	CFD	Increasing a short position	2,000	43.3132 AUD
Ordinary NPV	CFD	Increasing a long position	233	43.3428 AUD
Ordinary NPV	CFD	Opening a short position	233	43.3449 AUD
Ordinary NPV	CFD	Reducing a short position	27,550	43.3800 AUD
Ordinary NPV	CFD	Reducing a long position	50,000	43.3800 AUD
Ordinary NPV	CFD	Reducing a short position	36,496	43.3800 AUD
Ordinary NPV	CFD	Increasing a short position	500,000	43.3800 AUD
Ordinary NPV	CFD	Reducing a long position	4,301	43.3800 AUD
Ordinary NPV	CFD	Reducing a long position	27,249	43.3800 AUD
Ordinary NPV	CFD	Reducing a long position	1,872	43.3800 AUD
Ordinary NPV	CFD	Reducing a short position	27,249	43.3800 AUD
Ordinary NPV	CFD	Reducing a short position	4,301	43.3800 AUD
Ordinary NPV	CFD	Reducing a short position	50,000	43.3800 AUD
Ordinary NPV	CFD	Reducing a long position	36,496	43.3800 AUD
Ordinary NPV	CFD	Increasing a long position	1,872	43.3800 AUD
Ordinary NPV	CFD	Reducing a long position	27,550	43.3800 AUD
Ordinary NPV	CFD	Reducing a short position	500,000	43.3800 AUD
Ordinary NPV	CFD	Reducing a long position	2,969	527.2908 ZAR
Ordinary NPV	CFD	Opening a short position	406	527.2908 ZAR
Ordinary NPV	SWAP	Increasing a short position	1,381	22.6612 GBP
Ordinary NPV	SWAP	Reducing a long position	171	43.0536 AUD
Ordinary NPV	SWAP	Increasing a long position	1,006	43.0600 AUD
Ordinary NPV	SWAP	Increasing a long position	45	43.0687 AUD
Ordinary NPV	SWAP	Increasing a long position	3,375	527.1327 ZAR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising / exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	10 May 2024
Contact name:	Papa Lette and Andrzej Szyszka
Telephone number:	[phone] / [phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END