Form 8.5 (EPT/RI) - BHP

GoldmanSachs International

14 May 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	(GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	BHP GROUP LIMITED
(c) Name of the party to the offer with which exempt principal trader is connected:	ANGLO AMERICAN PLC
(d) Date dealing undertaken:	13 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	YES - disclosed previously for ANGLO AMERICAN PLC

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
Ordinary NPV	Purchases	530,402 6,980 186,511	23.7071 GBP 527.0605 ZAR 43.3400 AUD	22.7637 GBP 527.0605 ZAR 43.1250 AUD
Ordinary NPV	Sales	424,730 186,511 6,980	22.9850 GBP 43.3400 AUD 527.0605 ZAR	22.7637 GBP 43.1074 AUD 527.0605 ZAR
ADR / (1.00 : 2.00)	Purchases	54,913 (109,826)	57.4050 USD	57.3169 USD
ADR / (1.00 : 2.00)	Sales	54,913 (109,826)	57.4800 USD	57.2250 USD

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
Ordinary NPV	CFD	Increasing a short position	129	22.8127 GBP
Ordinary NPV	CFD	Reducing a short position	775	22.8173 GBP
Ordinary NPV	CFD	Reducing a long position	10,811	22.8201 GBP
Ordinary NPV	CFD	Reducing a long position	65	22.8209 GBP
Ordinary NPV	CFD	Reducing a long position	1,098	22.8234 GBP
Ordinary NPV	CFD	Reducing a long position	341	22.8234 GBP
Ordinary NPV	CFD	Reducing a long position	1,425	22.8234 GBP
Ordinary NPV	CFD	Reducing a long position	35,851	22.8234 GBP
Ordinary NPV	CFD	Opening a long position	1,575	22.8309 GBP
Ordinary NPV	CFD	Reducing a long position	1,012	22.8455 GBP
Ordinary NPV	CFD	Reducing a long position	313	22.8455 GBP
Ordinary NPV	CFD	Reducing a long position	7,985	22.8613 GBP
Ordinary NPV	CFD	Reducing a long position	124	22.8613 GBP
Ordinary NPV	CFD	Reducing a long position	2,481	22.8613 GBP
Ordinary NPV	CFD	Reducing a long position	237	22.8613 GBP
Ordinary NPV	CFD	Reducing a long position	393	22.8634 GBP
Ordinary NPV	CFD	Increasing a short position	65	22.8634 GBP
Ordinary NPV	CFD	Increasing a short position	24	22.8634 GBP
Ordinary NPV	CFD	Reducing a long position	4	22.8634 GBP
Ordinary NPV	CFD	Reducing a long position	122	22.8634 GBP
Ordinary NPV	CFD	Reducing a long position	12	22.8634 GBP
Ordinary NPV	CFD	Reducing a long position	1,575	22.8644 GBP
Ordinary NPV	CFD	Reducing a long position	7,074	22.8646 GBP
Ordinary NPV	CFD	Reducing a long position	102	22.8646 GBP
Ordinary NPV	CFD	Reducing a long position	2,196	22.8646 GBP
Ordinary NPV	CFD	Reducing a long position	259	22.8646 GBP
Ordinary NPV	CFD	Reducing a long position	1,250	22.8719 GBP
Ordinary NPV	CFD	Reducing a long position	337	22.8733 GBP
Ordinary NPV	CFD	Reducing a long position	128	22.8733 GBP
Ordinary NPV	CFD	Reducing a long position	4,655	22.8733 GBP
Ordinary NPV	CFD	Reducing a long position	34,750	22.8733 GBP
Ordinary NPV	CFD	Reducing a long position	1,824	22.8863 GBP
Ordinary NPV	CFD	Reducing a long position	24	22.8863 GBP
Ordinary NPV	CFD	Reducing a long position	567	22.8863 GBP
Ordinary NPV	CFD	Reducing a long position	60	22.8863 GBP
Ordinary NPV	CFD	Increasing a long position	1,338	22.9092 GBP
Ordinary NPV	CFD	Reducing a long position	232	22.9443 GBP
Ordinary NPV	CFD	Reducing a long position	1,875	22.9443 GBP
Ordinary NPV	CFD	Reducing a long position	111	22.9443 GBP
Ordinary NPV	CFD	Reducing a long position	99	22.9443 GBP
Ordinary NPV	CFD	Increasing a long position	340,000	28.4374 USD
Ordinary NPV	CFD	Increasing a long position	160,000	28.4374 USD
Ordinary NPV	CFD	Reducing a long position	47,843	28.5957 USD
Ordinary NPV	CFD	Reducing a short position	18,469	42.9100 AUD
Ordinary NPV	CFD	Increasing a long position	6,553	42.9100 AUD
Ordinary NPV	CFD	Opening a long position	5,770	42.9100 AUD
Ordinary NPV	CFD	Reducing a long position	5,770	42.9100 AUD
Ordinary NPV	CFD	Increasing a long position	32	42.9100 AUD
Ordinary NPV	CFD	Reducing a short position	13,014	42.9100 AUD
Ordinary NPV	CFD	Reducing a long position	32	42.9100 AUD
Ordinary NPV	CFD	Reducing a long position	13,014	42.9100 AUD
Ordinary NPV	CFD	Increasing a short position	500,000	42.9100 AUD
Ordinary NPV	CFD	Reducing a short position	500,000	42.9100 AUD
Ordinary NPV	CFD	Reducing a long position	18,469	42.9100 AUD
Ordinary NPV	CFD	Opening a short position	6,553	42.9100 AUD
Ordinary NPV	CFD	Reducing a long position	5,770	42.9100 AUD
Ordinary NPV	CFD	Reducing a long position	16,000	42.9100 AUD
Ordinary NPV	CFD	Reducing a short position	16,000	42.9100 AUD
Ordinary NPV	CFD	Reducing a short position	5,770	42.9100 AUD
Ordinary NPV	CFD	Reducing a short position	16,000	43.0332 AUD
Ordinary NPV	CFD	Opening a short position	16,000	43.0332 AUD
Ordinary NPV	CFD	Reducing a short position	18,469	43.1138 AUD
Ordinary NPV	CFD	Opening a long position	1,341	43.1138 AUD
Ordinary NPV	CFD	Opening a short position	19,810	43.1159 AUD
Ordinary NPV	CFD	Opening a long position	18,469	43.1177 AUD
Ordinary NPV	CFD	Reducing a short position	429	43.1177 AUD
Ordinary NPV	CFD	Reducing a long position	429	43.1198 AUD
Ordinary NPV	CFD	Opening a short position	18,469	43.1198 AUD
Ordinary NPV	CFD	Reducing a short position	83,246	43.1444 AUD
Ordinary NPV	CFD	Reducing a long position	83,246	43.1466 AUD
Ordinary NPV	CFD	Reducing a short position	6,400	43.1469 AUD
Ordinary NPV	CFD	Reducing a long position	6,400	43.1501 AUD
Ordinary NPV	CFD	Increasing a long position	85,561	43.1579 AUD
Ordinary NPV	CFD	Increasing a long position	485	43.1598 AUD
Ordinary NPV	CFD	Increasing a short position	85,561	43.1601 AUD
Ordinary NPV	CFD	Increasing a short position	485	43.1630 AUD
Ordinary NPV	CFD	Reducing a long position	2,493	43.1676 AUD
Ordinary NPV	CFD	Reducing a long position	69	43.1676 AUD
Ordinary NPV	CFD	Reducing a long position	14	43.1676 AUD
Ordinary NPV	CFD	Reducing a long position	769	43.1676 AUD
Ordinary NPV	CFD	Opening a short position	500,000	43.1684 AUD
Ordinary NPV	CFD	Reducing a long position	91	43.1710 AUD
Ordinary NPV	CFD	Reducing a short position	14,200	43.1714 AUD
Ordinary NPV	CFD	Opening a long position	32	43.1750 AUD
Ordinary NPV	CFD	Increasing a short position	32	43.1750 AUD
Ordinary NPV	CFD	Reducing a short position	81	43.1768 AUD
Ordinary NPV	CFD	Reducing a long position	14,200	43.1768 AUD
Ordinary NPV	CFD	Reducing a long position	81	43.1807 AUD
Ordinary NPV	CFD	Opening a long position	5,770	43.1866 AUD
Ordinary NPV	CFD	Reducing a long position	5,770	43.1909 AUD
Ordinary NPV	CFD	Increasing a long position	13,784	43.1968 AUD
Ordinary NPV	CFD	Reducing a long position	6,836	43.2007 AUD
Ordinary NPV	CFD	Reducing a long position	204	43.2007 AUD
Ordinary NPV	CFD	Reducing a long position	86	43.2007 AUD
Ordinary NPV	CFD	Reducing a long position	2,147	43.2007 AUD
Ordinary NPV	CFD	Opening a long position	429	43.2106 AUD
Ordinary NPV	CFD	Reducing a short position	600	43.2106 AUD
Ordinary NPV	CFD	Reducing a long position	600	43.2127 AUD
Ordinary NPV	CFD	Opening a short position	429	43.2127 AUD
Ordinary NPV	CFD	Increasing a long position	18	43.2136 AUD
Ordinary NPV	CFD	Increasing a long position	11	43.2136 AUD
Ordinary NPV	CFD	Increasing a long position	175	43.2136 AUD
Ordinary NPV	CFD	Increasing a long position	566	43.2136 AUD
Ordinary NPV	CFD	Reducing a long position	770	43.2136 AUD
Ordinary NPV	CFD	Reducing a short position	45	43.2413 AUD
Ordinary NPV	CFD	Reducing a short position	7,931	43.2463 AUD
Ordinary NPV	CFD	Reducing a long position	7,931	43.2500 AUD
Ordinary NPV	CFD	Reducing a long position	6,553	43.2500 AUD
Ordinary NPV	CFD	Reducing a long position	819	43.2565 AUD
Ordinary NPV	CFD	Reducing a long position	256	43.2565 AUD
Ordinary NPV	CFD	Reducing a short position	29	43.3201 AUD
Ordinary NPV	CFD	Reducing a short position	20	43.3201 AUD
Ordinary NPV	CFD	Reducing a long position	49	43.3288 AUD
Ordinary NPV	CFD	Increasing a long position	140	43.3344 AUD
Ordinary NPV	CFD	Increasing a long position	6,032	43.3378 AUD
Ordinary NPV	CFD	Increasing a short position	6,032	43.3400 AUD
Ordinary NPV	CFD	Increasing a short position	140	43.3430 AUD
Ordinary NPV	CFD	Opening a long position	1,605	527.7988 ZAR
Ordinary NPV	CFD	Reducing a short position	31	527.7988 ZAR
Ordinary NPV	SWAP	Increasing a short position	3,936	22.8645 GBP
Ordinary NPV	SWAP	Reducing a short position	268	22.8912 GBP
Ordinary NPV	SWAP	Reducing a short position	155	28.5786 USD
Ordinary NPV	SWAP	Increasing a short position	704	28.6938 USD
Ordinary NPV	SWAP	Reducing a long position	47,843	42.9100 AUD
Ordinary NPV	SWAP	Reducing a short position	47,843	42.9100 AUD
Ordinary NPV	SWAP	Reducing a short position	155	42.9100 AUD
Ordinary NPV	SWAP	Reducing a long position	155	42.9100 AUD
Ordinary NPV	SWAP	Opening a short position	155	43.1694 AUD
Ordinary NPV	SWAP	Reducing a long position	45	43.2413 AUD
Ordinary NPV	SWAP	Reducing a long position	2,000	43.2500 AUD
Ordinary NPV	SWAP	Opening a long position	47,843	43.3203 AUD
Ordinary NPV	SWAP	Increasing a long position	25	526.6428 ZAR
Ordinary NPV	SWAP	Reducing a long position	1,636	527.9572 ZAR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit
ADR / (1.00 : 2.00)	Put Option / (1.00 : 200.00)	Purchasing	1 (200)	55.0000 USD	AMERICAN	19/07/2024	1.2000 USD
ADR / (1.00 : 2.00)	Put Option / (1.00 : 200.00)	Purchasing	3 (600)	55.0000 USD	AMERICAN	19/07/2024	1.2000 USD

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising / exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	14 May 2024
Contact name:	Papa Lette and Andrzej Szyszka
Telephone number:	[phone] / [phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END