Form 8.5 (EPT/RI) - BHP

GoldmanSachs International

15 May 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	(GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	BHP GROUP LIMITED
(c) Name of the party to the offer with which exempt principal trader is connected:	ANGLO AMERICAN PLC
(d) Date dealing undertaken:	14 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	YES - disclosed previously for ANGLO AMERICAN PLC

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
Ordinary NPV	Purchases	1,120,502 973,616	23.7000 GBP 43.1500 AUD	22.6700 GBP 43.0934 AUD
Ordinary NPV	Sales	1,193,404 973,616	23.7100 GBP 43.1500 AUD	22.6700 GBP 43.0842 AUD
ADR / (1.00 : 2.00)	Purchases	7,439 (14,878)	59.1700 USD	58.7031 USD
ADR / (1.00 : 2.00)	Sales	7,439 (14,878)	58.7869 USD	58.7869 USD

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
Ordinary NPV	CFD	Reducing a long position	45	22.9609 GBP
Ordinary NPV	CFD	Reducing a long position	95	22.9609 GBP
Ordinary NPV	CFD	Reducing a long position	772	22.9610 GBP
Ordinary NPV	CFD	Reducing a long position	41	22.9610 GBP
Ordinary NPV	CFD	Increasing a short position	41	23.0086 GBP
Ordinary NPV	CFD	Reducing a long position	18	23.0135 GBP
Ordinary NPV	CFD	Reducing a long position	2,480	23.0949 GBP
Ordinary NPV	CFD	Reducing a long position	768	23.0949 GBP
Ordinary NPV	CFD	Reducing a long position	84	23.0949 GBP
Ordinary NPV	CFD	Increasing a long position	9,532	23.2459 GBP
Ordinary NPV	CFD	Opening a long position	15,426	23.2479 GBP
Ordinary NPV	CFD	Opening a long position	104,690	23.2479 GBP
Ordinary NPV	CFD	Reducing a long position	5,314	23.2802 GBP
Ordinary NPV	CFD	Reducing a long position	8,481	23.2807 GBP
Ordinary NPV	CFD	Reducing a long position	2,369	23.2835 GBP
Ordinary NPV	CFD	Reducing a long position	735	23.2835 GBP
Ordinary NPV	CFD	Reducing a long position	71	23.2835 GBP
Ordinary NPV	CFD	Reducing a long position	456	23.3097 GBP
Ordinary NPV	CFD	Opening a long position	82	23.3224 GBP
Ordinary NPV	CFD	Opening a long position	92	23.3224 GBP
Ordinary NPV	CFD	Opening a long position	1,582	23.3224 GBP
Ordinary NPV	CFD	Opening a long position	196	23.3225 GBP
Ordinary NPV	CFD	Opening a long position	22,600	23.3298 GBP
Ordinary NPV	CFD	Increasing a long position	844	23.3383 GBP
Ordinary NPV	CFD	Opening a long position	8,481	23.3466 GBP
Ordinary NPV	CFD	Reducing a long position	9,002	23.3486 GBP
Ordinary NPV	CFD	Reducing a long position	2,795	23.3486 GBP
Ordinary NPV	CFD	Reducing a long position	268	23.3486 GBP
Ordinary NPV	CFD	Reducing a long position	105	23.3486 GBP
Ordinary NPV	CFD	Reducing a short position	99	23.3723 GBP
Ordinary NPV	CFD	Increasing a short position	3,473	23.3814 GBP
Ordinary NPV	CFD	Reducing a long position	5,142	23.3887 GBP
Ordinary NPV	CFD	Reducing a long position	34,896	23.3887 GBP
Ordinary NPV	CFD	Reducing a long position	3,477	23.4039 GBP
Ordinary NPV	CFD	Reducing a long position	1,079	23.4039 GBP
Ordinary NPV	CFD	Reducing a long position	103	23.4039 GBP
Ordinary NPV	CFD	Reducing a long position	74	23.4039 GBP
Ordinary NPV	CFD	Increasing a long position	888	23.4292 GBP
Ordinary NPV	CFD	Opening a long position	895	23.4327 GBP
Ordinary NPV	CFD	Reducing a long position	6,741	23.4421 GBP
Ordinary NPV	CFD	Reducing a long position	2,091	23.4421 GBP
Ordinary NPV	CFD	Reducing a long position	200	23.4421 GBP
Ordinary NPV	CFD	Reducing a long position	78	23.4421 GBP
Ordinary NPV	CFD	Increasing a long position	633	23.4451 GBP
Ordinary NPV	CFD	Reducing a long position	1	23.5300 GBP
Ordinary NPV	CFD	Increasing a long position	274	23.5463 GBP
Ordinary NPV	CFD	Reducing a long position	261	23.6362 GBP
Ordinary NPV	CFD	Opening a long position	999	28.4385 USD
Ordinary NPV	CFD	Reducing a long position	999	28.4772 USD
Ordinary NPV	CFD	Reducing a short position	1,726	43.0042 AUD
Ordinary NPV	CFD	Reducing a short position	1,380	43.0042 AUD
Ordinary NPV	CFD	Reducing a short position	250	43.0042 AUD
Ordinary NPV	CFD	Reducing a long position	3,356	43.0128 AUD
Ordinary NPV	CFD	Opening a short position	1,412	43.0323 AUD
Ordinary NPV	CFD	Opening a long position	1,412	43.0323 AUD
Ordinary NPV	CFD	Opening a long position	70	43.0564 AUD
Ordinary NPV	CFD	Opening a short position	70	43.0607 AUD
Ordinary NPV	CFD	Reducing a short position	18,810	43.0656 AUD
Ordinary NPV	CFD	Opening a long position	37,443	43.0656 AUD
Ordinary NPV	CFD	Increasing a short position	56,253	43.0678 AUD
Ordinary NPV	CFD	Reducing a long position	2	43.0698 AUD
Ordinary NPV	CFD	Reducing a long position	1	43.0698 AUD
Ordinary NPV	CFD	Reducing a long position	1	43.0698 AUD
Ordinary NPV	CFD	Reducing a long position	2	43.0698 AUD
Ordinary NPV	CFD	Increasing a long position	797	43.0877 AUD
Ordinary NPV	CFD	Increasing a long position	2,574	43.0877 AUD
Ordinary NPV	CFD	Increasing a long position	30	43.0877 AUD
Ordinary NPV	CFD	Increasing a long position	71	43.0877 AUD
Ordinary NPV	CFD	Opening a short position	999	43.1000 AUD
Ordinary NPV	CFD	Increasing a long position	49,882	43.1028 AUD
Ordinary NPV	CFD	Reducing a short position	117	43.1045 AUD
Ordinary NPV	CFD	Increasing a short position	49,882	43.1075 AUD
Ordinary NPV	CFD	Reducing a long position	117	43.1084 AUD
Ordinary NPV	CFD	Increasing a short position	7,105	43.1096 AUD
Ordinary NPV	CFD	Increasing a long position	15,454	43.1105 AUD
Ordinary NPV	CFD	Increasing a short position	15,454	43.1126 AUD
Ordinary NPV	CFD	Increasing a long position	395	43.1155 AUD
Ordinary NPV	CFD	Increasing a long position	1,292	43.1155 AUD
Ordinary NPV	CFD	Increasing a long position	12	43.1155 AUD
Ordinary NPV	CFD	Increasing a long position	32	43.1155 AUD
Ordinary NPV	CFD	Increasing a long position	1,691	43.1157 AUD
Ordinary NPV	CFD	Reducing a short position	11,960	43.1163 AUD
Ordinary NPV	CFD	Increasing a short position	1,800	43.1181 AUD
Ordinary NPV	CFD	Opening a short position	11,960	43.1185 AUD
Ordinary NPV	CFD	Reducing a short position	110	43.1229 AUD
Ordinary NPV	CFD	Reducing a short position	3,283	43.1278 AUD
Ordinary NPV	CFD	Opening a long position	16,795	43.1278 AUD
Ordinary NPV	CFD	Reducing a long position	20,078	43.1300 AUD
Ordinary NPV	CFD	Reducing a short position	36	43.1345 AUD
Ordinary NPV	CFD	Reducing a short position	102,010	43.1347 AUD
Ordinary NPV	CFD	Reducing a short position	1,109	43.1352 AUD
Ordinary NPV	CFD	Reducing a long position	83,200	43.1369 AUD
Ordinary NPV	CFD	Opening a short position	18,810	43.1369 AUD
Ordinary NPV	CFD	Reducing a long position	36	43.1378 AUD
Ordinary NPV	CFD	Reducing a short position	363	43.1414 AUD
Ordinary NPV	CFD	Increasing a long position	935	43.1435 AUD
Ordinary NPV	CFD	Increasing a long position	3,022	43.1435 AUD
Ordinary NPV	CFD	Increasing a long position	38	43.1435 AUD
Ordinary NPV	CFD	Increasing a long position	89	43.1435 AUD
Ordinary NPV	CFD	Increasing a long position	440	43.1441 AUD
Ordinary NPV	CFD	Increasing a long position	1,404	43.1441 AUD
Ordinary NPV	CFD	Increasing a long position	27	43.1441 AUD
Ordinary NPV	CFD	Increasing a long position	31	43.1441 AUD
Ordinary NPV	CFD	Increasing a short position	12	43.1445 AUD
Ordinary NPV	CFD	Increasing a short position	3,458	43.1445 AUD
Ordinary NPV	CFD	Opening a long position	3,475	43.1446 AUD
Ordinary NPV	CFD	Increasing a long position	75	43.1455 AUD
Ordinary NPV	CFD	Reducing a short position	5,045	43.1463 AUD
Ordinary NPV	CFD	Reducing a long position	6,264	43.1479 AUD
Ordinary NPV	CFD	Opening a long position	9,262	43.1500 AUD
Ordinary NPV	CFD	Increasing a long position	999	43.1500 AUD
Ordinary NPV	CFD	Reducing a long position	43	43.1521 AUD
Ordinary NPV	CFD	Reducing a long position	8	43.1521 AUD
Ordinary NPV	CFD	Reducing a long position	5	43.1521 AUD
Ordinary NPV	CFD	Reducing a long position	13	43.1521 AUD
Ordinary NPV	CFD	Reducing a long position	9,262	43.1522 AUD
Ordinary NPV	CFD	Increasing a short position	4,866	43.1532 AUD
Ordinary NPV	CFD	Increasing a long position	109	43.1557 AUD
Ordinary NPV	CFD	Increasing a long position	180	43.1632 AUD
Ordinary NPV	CFD	Increasing a long position	582	43.1632 AUD
Ordinary NPV	CFD	Increasing a long position	6	43.1632 AUD
Ordinary NPV	CFD	Increasing a long position	14	43.1632 AUD
Ordinary NPV	CFD	Increasing a long position	3,283	43.2070 AUD
Ordinary NPV	CFD	Opening a short position	3,283	43.2092 AUD
Ordinary NPV	CFD	Increasing a short position	5	43.2380 AUD
Ordinary NPV	CFD	Reducing a short position	16,795	43.2500 AUD
Ordinary NPV	CFD	Reducing a short position	999	43.2500 AUD
Ordinary NPV	CFD	Reducing a long position	999	43.2500 AUD
Ordinary NPV	CFD	Reducing a short position	9,262	43.2500 AUD
Ordinary NPV	CFD	Reducing a short position	75	43.2500 AUD
Ordinary NPV	CFD	Reducing a long position	75	43.2500 AUD
Ordinary NPV	CFD	Reducing a long position	6,553	43.2500 AUD
Ordinary NPV	CFD	Reducing a long position	16,795	43.2500 AUD
Ordinary NPV	CFD	Reducing a short position	6,553	43.2500 AUD
Ordinary NPV	CFD	Reducing a long position	11,960	43.2500 AUD
Ordinary NPV	CFD	Increasing a long position	3,475	43.2500 AUD
Ordinary NPV	CFD	Reducing a short position	11,960	43.2500 AUD
Ordinary NPV	CFD	Reducing a long position	9,262	43.2500 AUD
Ordinary NPV	CFD	Reducing a long position	3,475	43.2500 AUD
Ordinary NPV	CFD	Reducing a long position	191	543.2072 ZAR
Ordinary NPV	SWAP	Increasing a short position	300	22.7064 GBP
Ordinary NPV	SWAP	Reducing a short position	483	23.3757 GBP
Ordinary NPV	SWAP	Reducing a long position	363	43.1414 AUD
Ordinary NPV	SWAP	Increasing a long position	666	540.0024 ZAR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising / exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	15 May 2024
Contact name:	Papa Lette and Andrzej Szyszka
Telephone number:	[phone] / [phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END