FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: |
(GS) GOLDMAN SACHS INTERNATIONAL |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree |
BHP GROUP LIMITED |
(c) Name of the party to the offer with which exempt principal trader is connected: |
ANGLO AMERICAN PLC |
(d) Date dealing undertaken: |
15 May 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" |
YES - disclosed previously for ANGLO AMERICAN PLC |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security |
Purchases/ sales
|
Total number of securities |
Highest price per unit paid/received |
Lowest price per unit paid/received |
Ordinary NPV |
Purchases |
164,998 |
25.7276 GBP |
23.0900 GBP |
Ordinary NPV |
Sales |
339,395 |
23.7100 GBP |
23.1100 GBP |
ADR / (1.00 : 2.00) |
Purchases |
500 (1,000) |
59.6000 USD |
59.2750 USD |
ADR / (1.00 : 2.00) |
Sales |
100,778 (201,556) |
59.6000 USD |
58.3300 USD |
(b) Cash-settled derivative transactions
Class of relevant security |
Product description e.g. CFD |
Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position |
Number of reference securities |
Price per unit |
Ordinary NPV |
CFD |
Reducing a long position |
7,077 |
23.2186 GBP |
Ordinary NPV |
CFD |
Increasing a long position |
385 |
23.2565 GBP |
Ordinary NPV |
CFD |
Increasing a long position |
151 |
23.2565 GBP |
Ordinary NPV |
CFD |
Increasing a long position |
3,846 |
23.2565 GBP |
Ordinary NPV |
CFD |
Increasing a long position |
12,391 |
23.2565 GBP |
Ordinary NPV |
CFD |
Increasing a long position |
47,760 |
23.2565 GBP |
Ordinary NPV |
CFD |
Increasing a long position |
47,761 |
23.2565 GBP |
Ordinary NPV |
CFD |
Increasing a long position |
115 |
23.2844 GBP |
Ordinary NPV |
CFD |
Reducing a short position |
1,388 |
23.2912 GBP |
Ordinary NPV |
CFD |
Increasing a short position |
3,804 |
23.3589 GBP |
Ordinary NPV |
CFD |
Reducing a long position |
2,603 |
23.3992 GBP |
Ordinary NPV |
CFD |
Reducing a long position |
809 |
23.3992 GBP |
Ordinary NPV |
CFD |
Reducing a long position |
94 |
23.3992 GBP |
Ordinary NPV |
CFD |
Reducing a long position |
37 |
23.3992 GBP |
Ordinary NPV |
CFD |
Opening a short position |
2,286 |
23.4128 GBP |
Ordinary NPV |
CFD |
Reducing a long position |
1,677 |
23.4186 GBP |
Ordinary NPV |
CFD |
Reducing a long position |
521 |
23.4186 GBP |
Ordinary NPV |
CFD |
Reducing a long position |
50 |
23.4186 GBP |
Ordinary NPV |
CFD |
Reducing a long position |
1,168 |
23.4266 GBP |
Ordinary NPV |
CFD |
Reducing a long position |
363 |
23.4266 GBP |
Ordinary NPV |
CFD |
Reducing a long position |
34 |
23.4266 GBP |
Ordinary NPV |
CFD |
Reducing a long position |
32 |
23.4266 GBP |
Ordinary NPV |
CFD |
Increasing a long position |
64,419 |
23.4542 GBP |
Ordinary NPV |
CFD |
Increasing a short position |
53 |
23.5713 GBP |
Ordinary NPV |
CFD |
Reducing a long position |
1,602 |
23.5815 GBP |
Ordinary NPV |
CFD |
Reducing a long position |
497 |
23.5815 GBP |
Ordinary NPV |
CFD |
Reducing a long position |
48 |
23.5815 GBP |
Ordinary NPV |
CFD |
Reducing a long position |
19 |
23.5815 GBP |
Ordinary NPV |
CFD |
Opening a long position |
7,077 |
23.5826 GBP |
Ordinary NPV |
CFD |
Reducing a long position |
2,855 |
23.5857 GBP |
Ordinary NPV |
CFD |
Reducing a long position |
886 |
23.5857 GBP |
Ordinary NPV |
CFD |
Reducing a long position |
85 |
23.5857 GBP |
Ordinary NPV |
CFD |
Reducing a long position |
61 |
23.5857 GBP |
Ordinary NPV |
CFD |
Increasing a short position |
10,878 |
29.6851 USD |
Ordinary NPV |
CFD |
Reducing a long position |
102,836 |
43.1500 AUD |
Ordinary NPV |
CFD |
Reducing a short position |
210,000 |
43.1500 AUD |
Ordinary NPV |
CFD |
Reducing a short position |
102,836 |
43.1500 AUD |
Ordinary NPV |
CFD |
Reducing a short position |
21,370 |
43.1500 AUD |
Ordinary NPV |
CFD |
Reducing a short position |
1,196 |
43.1500 AUD |
Ordinary NPV |
CFD |
Reducing a short position |
2,862 |
43.1500 AUD |
Ordinary NPV |
CFD |
Reducing a long position |
2,862 |
43.1500 AUD |
Ordinary NPV |
CFD |
Reducing a short position |
15,532 |
43.1500 AUD |
Ordinary NPV |
CFD |
Reducing a long position |
15,532 |
43.1500 AUD |
Ordinary NPV |
CFD |
Reducing a long position |
21,370 |
43.1500 AUD |
Ordinary NPV |
CFD |
Reducing a long position |
1,196 |
43.1500 AUD |
Ordinary NPV |
CFD |
Reducing a long position |
210,000 |
43.1500 AUD |
Ordinary NPV |
CFD |
Reducing a short position |
225 |
44.0812 AUD |
Ordinary NPV |
CFD |
Reducing a short position |
293 |
44.0834 AUD |
Ordinary NPV |
CFD |
Reducing a short position |
764 |
44.0834 AUD |
Ordinary NPV |
CFD |
Increasing a long position |
3,199 |
44.0900 AUD |
Ordinary NPV |
CFD |
Increasing a short position |
3,199 |
44.0937 AUD |
Ordinary NPV |
CFD |
Opening a short position |
442 |
44.0988 AUD |
Ordinary NPV |
CFD |
Reducing a long position |
359 |
44.0993 AUD |
Ordinary NPV |
CFD |
Reducing a long position |
1,160 |
44.0993 AUD |
Ordinary NPV |
CFD |
Reducing a long position |
26 |
44.0993 AUD |
Ordinary NPV |
CFD |
Reducing a long position |
21 |
44.0993 AUD |
Ordinary NPV |
CFD |
Opening a long position |
5,596 |
44.1114 AUD |
Ordinary NPV |
CFD |
Opening a long position |
9,232 |
44.1115 AUD |
Ordinary NPV |
CFD |
Reducing a long position |
2,862 |
44.1137 AUD |
Ordinary NPV |
CFD |
Opening a short position |
6,370 |
44.1137 AUD |
Ordinary NPV |
CFD |
Increasing a long position |
120 |
44.1500 AUD |
Ordinary NPV |
CFD |
Opening a long position |
1,196 |
44.1535 AUD |
Ordinary NPV |
CFD |
Reducing a long position |
1,196 |
44.1535 AUD |
Ordinary NPV |
CFD |
Increasing a short position |
92 |
44.1588 AUD |
Ordinary NPV |
CFD |
Increasing a short position |
12 |
44.1588 AUD |
Ordinary NPV |
CFD |
Increasing a short position |
16 |
44.1588 AUD |
Ordinary NPV |
CFD |
Reducing a short position |
2,554 |
44.1671 AUD |
Ordinary NPV |
CFD |
Reducing a short position |
347 |
44.1677 AUD |
Ordinary NPV |
CFD |
Reducing a long position |
2,554 |
44.1704 AUD |
Ordinary NPV |
CFD |
Reducing a long position |
347 |
44.1717 AUD |
Ordinary NPV |
CFD |
Reducing a short position |
5,400 |
44.1748 AUD |
Ordinary NPV |
CFD |
Reducing a long position |
5,400 |
44.1803 AUD |
Ordinary NPV |
CFD |
Reducing a short position |
40,373 |
44.1853 AUD |
Ordinary NPV |
CFD |
Reducing a short position |
6,322 |
44.1853 AUD |
Ordinary NPV |
CFD |
Reducing a short position |
20,823 |
44.1853 AUD |
Ordinary NPV |
CFD |
Reducing a short position |
5,546 |
44.1853 AUD |
Ordinary NPV |
CFD |
Reducing a short position |
23,132 |
44.1853 AUD |
Ordinary NPV |
CFD |
Reducing a short position |
113,804 |
44.1853 AUD |
Ordinary NPV |
CFD |
Reducing a short position |
22,048 |
44.1984 AUD |
Ordinary NPV |
CFD |
Opening a long position |
197,908 |
44.1984 AUD |
Ordinary NPV |
CFD |
Opening a short position |
210,000 |
44.1986 AUD |
Ordinary NPV |
CFD |
Reducing a long position |
124,884 |
44.2006 AUD |
Ordinary NPV |
CFD |
Opening a short position |
95,072 |
44.2006 AUD |
Ordinary NPV |
CFD |
Opening a long position |
22,468 |
44.2209 AUD |
Ordinary NPV |
CFD |
Reducing a long position |
22,468 |
44.2231 AUD |
Ordinary NPV |
CFD |
Reducing a short position |
4,833 |
44.2246 AUD |
Ordinary NPV |
CFD |
Reducing a long position |
49 |
44.2277 AUD |
Ordinary NPV |
CFD |
Reducing a long position |
750 |
44.2297 AUD |
Ordinary NPV |
CFD |
Reducing a long position |
2,420 |
44.2297 AUD |
Ordinary NPV |
CFD |
Reducing a long position |
71 |
44.2297 AUD |
Ordinary NPV |
CFD |
Reducing a long position |
34 |
44.2297 AUD |
Ordinary NPV |
CFD |
Increasing a long position |
15,632 |
44.2311 AUD |
Ordinary NPV |
CFD |
Opening a long position |
1,098 |
44.2318 AUD |
Ordinary NPV |
CFD |
Reducing a long position |
1,098 |
44.2340 AUD |
Ordinary NPV |
CFD |
Reducing a long position |
355 |
44.2345 AUD |
Ordinary NPV |
CFD |
Reducing a long position |
1,149 |
44.2345 AUD |
Ordinary NPV |
CFD |
Reducing a long position |
36 |
44.2345 AUD |
Ordinary NPV |
CFD |
Reducing a long position |
18 |
44.2345 AUD |
Ordinary NPV |
CFD |
Opening a long position |
22,048 |
44.2349 AUD |
Ordinary NPV |
CFD |
Reducing a short position |
25,483 |
44.2349 AUD |
Ordinary NPV |
CFD |
Opening a short position |
22,048 |
44.2371 AUD |
Ordinary NPV |
CFD |
Reducing a long position |
25,483 |
44.2371 AUD |
Ordinary NPV |
CFD |
Reducing a long position |
191 |
44.2378 AUD |
Ordinary NPV |
CFD |
Reducing a long position |
621 |
44.2378 AUD |
Ordinary NPV |
CFD |
Reducing a long position |
20 |
44.2378 AUD |
Ordinary NPV |
CFD |
Reducing a long position |
406 |
44.2393 AUD |
Ordinary NPV |
CFD |
Reducing a long position |
1,309 |
44.2393 AUD |
Ordinary NPV |
CFD |
Reducing a long position |
45 |
44.2393 AUD |
Ordinary NPV |
CFD |
Reducing a long position |
21 |
44.2393 AUD |
Ordinary NPV |
CFD |
Reducing a long position |
2 |
44.2400 AUD |
Ordinary NPV |
CFD |
Reducing a short position |
2 |
44.2400 AUD |
Ordinary NPV |
CFD |
Reducing a long position |
1,196 |
44.2452 AUD |
Ordinary NPV |
CFD |
Reducing a long position |
3,842 |
44.2452 AUD |
Ordinary NPV |
CFD |
Reducing a long position |
114 |
44.2452 AUD |
Ordinary NPV |
CFD |
Reducing a long position |
47 |
44.2452 AUD |
Ordinary NPV |
CFD |
Reducing a long position |
1,404 |
44.2463 AUD |
Ordinary NPV |
CFD |
Reducing a long position |
4,513 |
44.2463 AUD |
Ordinary NPV |
CFD |
Reducing a long position |
133 |
44.2463 AUD |
Ordinary NPV |
CFD |
Reducing a long position |
55 |
44.2463 AUD |
Ordinary NPV |
CFD |
Increasing a long position |
102,836 |
44.2486 AUD |
Ordinary NPV |
CFD |
Increasing a long position |
21,940 |
44.2490 AUD |
Ordinary NPV |
CFD |
Opening a short position |
102,836 |
44.2508 AUD |
Ordinary NPV |
CFD |
Opening a short position |
21,940 |
44.2512 AUD |
Ordinary NPV |
CFD |
Reducing a short position |
31,391 |
44.2690 AUD |
Ordinary NPV |
CFD |
Reducing a long position |
31,391 |
44.2739 AUD |
Ordinary NPV |
CFD |
Increasing a short position |
57 |
44.4367 AUD |
Ordinary NPV |
CFD |
Increasing a short position |
43 |
44.4367 AUD |
Ordinary NPV |
CFD |
Reducing a long position |
1,027 |
542.2168 ZAR |
Ordinary NPV |
SWAP |
Increasing a short position |
14,115 |
23.5539 GBP |
Ordinary NPV |
SWAP |
Reducing a short position |
164 |
23.6255 GBP |
Ordinary NPV |
SWAP |
Opening a short position |
3 |
43.1500 AUD |
Ordinary NPV |
SWAP |
Opening a long position |
3 |
43.1500 AUD |
Ordinary NPV |
SWAP |
Reducing a long position |
3 |
43.1500 AUD |
Ordinary NPV |
SWAP |
Reducing a short position |
3 |
43.1500 AUD |
Ordinary NPV |
SWAP |
Reducing a long position |
3 |
43.1500 AUD |
Ordinary NPV |
SWAP |
Reducing a short position |
3 |
43.1500 AUD |
Ordinary NPV |
SWAP |
Reducing a long position |
225 |
44.0812 AUD |
Ordinary NPV |
SWAP |
Reducing a long position |
293 |
44.0834 AUD |
Ordinary NPV |
SWAP |
Reducing a long position |
764 |
44.0834 AUD |
Ordinary NPV |
SWAP |
Increasing a long position |
442 |
44.0988 AUD |
Ordinary NPV |
SWAP |
Increasing a long position |
12,434 |
544.1667 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security |
Product description e.g. call option |
Writing, purchasing, selling, varying etc. |
Number of securities to which option relates |
Exercise price per unit |
Type e.g. American, European etc. |
Expiry date |
Option money paid/ received per unit |
|
|
|
|
|
|
|
|
(ii) Exercise
Class of relevant security |
Product description e.g. call option |
Exercising / exercised against |
Number of securities |
Exercise price per unit |
|
|
|
|
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security |
Nature of dealing e.g. subscription, conversion |
Details |
Price per unit (if applicable) |
|
|
|
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
Date of disclosure: |
16 May 2024 |
Contact name: |
Papa Lette and Andrzej Szyszka |
Telephone number: |
+33(1) 4212 1459 / +48(22) 317 4817 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.