Form 8.5 (EPT/RI) - BHP

GoldmanSachs International

21 May 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	(GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	BHP GROUP LIMITED
(c) Name of the party to the offer with which exempt principal trader is connected:	ANGLO AMERICAN PLC
(d) Date dealing undertaken:	20 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	YES - disclosed previously for ANGLO AMERICAN PLC

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
Ordinary NPV	Purchases	339,556 361,970	24.3700 GBP 46.0100 AUD	24.0208 GBP 45.7200 AUD
Ordinary NPV	Sales	443,977 381,038	24.3800 GBP 46.0100 AUD	24.0208 GBP 43.3908 AUD
ADR / (1.00 : 2.00)	Purchases	71,323 (142,646)	61.7033 USD	61.6663 USD
ADR / (1.00 : 2.00)	Sales	104,803 (209,606)	62.0100 USD	61.5550 USD

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
Ordinary NPV	CFD	Increasing a short position	58	24.1436 GBP
Ordinary NPV	CFD	Opening a short position	1,600	24.1765 GBP
Ordinary NPV	CFD	Reducing a long position	424	24.1771 GBP
Ordinary NPV	CFD	Reducing a long position	130	24.1771 GBP
Ordinary NPV	CFD	Reducing a long position	69	24.1771 GBP
Ordinary NPV	CFD	Reducing a long position	6	24.1936 GBP
Ordinary NPV	CFD	Reducing a long position	4,027	24.2118 GBP
Ordinary NPV	CFD	Reducing a long position	1,250	24.2118 GBP
Ordinary NPV	CFD	Reducing a long position	119	24.2118 GBP
Ordinary NPV	CFD	Reducing a long position	47	24.2118 GBP
Ordinary NPV	CFD	Opening a long position	7,819	24.2158 GBP
Ordinary NPV	CFD	Reducing a short position	1,400	24.2208 GBP
Ordinary NPV	CFD	Increasing a long position	59,183	24.2213 GBP
Ordinary NPV	CFD	Reducing a long position	17	24.2236 GBP
Ordinary NPV	CFD	Reducing a long position	17	24.2236 GBP
Ordinary NPV	CFD	Increasing a long position	9,800	24.2245 GBP
Ordinary NPV	CFD	Reducing a long position	7	24.2631 GBP
Ordinary NPV	CFD	Increasing a long position	40,906	24.2644 GBP
Ordinary NPV	CFD	Reducing a long position	7,029	24.2670 GBP
Ordinary NPV	CFD	Reducing a long position	2,182	24.2670 GBP
Ordinary NPV	CFD	Reducing a long position	226	24.2670 GBP
Ordinary NPV	CFD	Reducing a long position	95	24.2670 GBP
Ordinary NPV	CFD	Reducing a long position	644	24.2823 GBP
Ordinary NPV	CFD	Reducing a long position	199	24.2823 GBP
Ordinary NPV	CFD	Reducing a long position	1,362	24.2848 GBP
Ordinary NPV	CFD	Reducing a long position	422	24.2848 GBP
Ordinary NPV	CFD	Reducing a long position	39	24.2848 GBP
Ordinary NPV	CFD	Increasing a long position	203	24.3240 GBP
Ordinary NPV	CFD	Reducing a long position	518	24.3454 GBP
Ordinary NPV	CFD	Reducing a long position	162	24.3454 GBP
Ordinary NPV	CFD	Reducing a long position	35	24.3454 GBP
Ordinary NPV	CFD	Reducing a long position	13	24.3454 GBP
Ordinary NPV	CFD	Reducing a long position	7,819	24.3457 GBP
Ordinary NPV	CFD	Increasing a long position	13,876	24.3487 GBP
Ordinary NPV	CFD	Opening a short position	953	30.6219 USD
Ordinary NPV	CFD	Opening a short position	607	30.6219 USD
Ordinary NPV	CFD	Reducing a long position	91,590	30.7725 USD
Ordinary NPV	CFD	Reducing a short position	607	30.8099 USD
Ordinary NPV	CFD	Reducing a short position	953	30.8099 USD
Ordinary NPV	CFD	Opening a short position	412	44.8900 AUD
Ordinary NPV	CFD	Reducing a short position	412	44.8900 AUD
Ordinary NPV	CFD	Reducing a short position	50,000	44.8900 AUD
Ordinary NPV	CFD	Reducing a short position	27,538	44.8900 AUD
Ordinary NPV	CFD	Reducing a long position	27,538	44.8900 AUD
Ordinary NPV	CFD	Reducing a long position	16,000	44.8900 AUD
Ordinary NPV	CFD	Increasing a short position	817	44.8900 AUD
Ordinary NPV	CFD	Reducing a long position	1,560	44.8900 AUD
Ordinary NPV	CFD	Reducing a long position	50,000	44.8900 AUD
Ordinary NPV	CFD	Reducing a long position	293	44.8900 AUD
Ordinary NPV	CFD	Increasing a long position	817	44.8900 AUD
Ordinary NPV	CFD	Reducing a short position	1,560	44.8900 AUD
Ordinary NPV	CFD	Reducing a short position	293	44.8900 AUD
Ordinary NPV	CFD	Reducing a short position	16,000	44.8900 AUD
Ordinary NPV	CFD	Opening a long position	2,136	45.6900 AUD
Ordinary NPV	CFD	Opening a short position	2,136	45.6934 AUD
Ordinary NPV	CFD	Reducing a short position	301	45.7109 AUD
Ordinary NPV	CFD	Increasing a long position	106	45.7131 AUD
Ordinary NPV	CFD	Increasing a long position	336	45.7131 AUD
Ordinary NPV	CFD	Reducing a short position	18,629	45.7131 AUD
Ordinary NPV	CFD	Reducing a short position	1,046	45.7131 AUD
Ordinary NPV	CFD	Increasing a long position	472	45.7200 AUD
Ordinary NPV	CFD	Increasing a long position	936	45.7200 AUD
Ordinary NPV	CFD	Opening a long position	1,560	45.7200 AUD
Ordinary NPV	CFD	Increasing a short position	1,810	45.7237 AUD
Ordinary NPV	CFD	Increasing a short position	936	45.7239 AUD
Ordinary NPV	CFD	Reducing a short position	576	45.7640 AUD
Ordinary NPV	CFD	Opening a long position	412	45.7684 AUD
Ordinary NPV	CFD	Reducing a long position	283	45.7697 AUD
Ordinary NPV	CFD	Opening a short position	293	45.7697 AUD
Ordinary NPV	CFD	Increasing a long position	6	45.7701 AUD
Ordinary NPV	CFD	Increasing a long position	61	45.7701 AUD
Ordinary NPV	CFD	Increasing a long position	6	45.7701 AUD
Ordinary NPV	CFD	Increasing a long position	198	45.7701 AUD
Ordinary NPV	CFD	Opening a short position	412	45.7741 AUD
Ordinary NPV	CFD	Opening a long position	283	45.7749 AUD
Ordinary NPV	CFD	Reducing a long position	1	45.7750 AUD
Ordinary NPV	CFD	Increasing a long position	1	45.7750 AUD
Ordinary NPV	CFD	Increasing a short position	6	45.7806 AUD
Ordinary NPV	CFD	Increasing a short position	277	45.7806 AUD
Ordinary NPV	CFD	Increasing a short position	696	45.7826 AUD
Ordinary NPV	CFD	Opening a short position	2,451	45.7830 AUD
Ordinary NPV	CFD	Opening a long position	2,451	45.7830 AUD
Ordinary NPV	CFD	Reducing a short position	16,000	45.8032 AUD
Ordinary NPV	CFD	Opening a short position	16,000	45.8032 AUD
Ordinary NPV	CFD	Opening a short position	50,000	45.8047 AUD
Ordinary NPV	CFD	Reducing a short position	50,000	45.8047 AUD
Ordinary NPV	CFD	Reducing a short position	2,753	45.8154 AUD
Ordinary NPV	CFD	Opening a long position	27,538	45.8154 AUD
Ordinary NPV	CFD	Reducing a short position	6	45.8166 AUD
Ordinary NPV	CFD	Increasing a long position	27,538	45.8172 AUD
Ordinary NPV	CFD	Reducing a long position	30,291	45.8176 AUD
Ordinary NPV	CFD	Increasing a long position	11	45.8183 AUD
Ordinary NPV	CFD	Increasing a long position	33	45.8183 AUD
Ordinary NPV	CFD	Increasing a long position	102	45.8183 AUD
Ordinary NPV	CFD	Opening a short position	27,538	45.8195 AUD
Ordinary NPV	CFD	Reducing a long position	6	45.8200 AUD
Ordinary NPV	CFD	Opening a long position	110,019	45.8228 AUD
Ordinary NPV	CFD	Reducing a short position	27,643	45.8228 AUD
Ordinary NPV	CFD	Reducing a long position	27,643	45.8251 AUD
Ordinary NPV	CFD	Opening a short position	110,019	45.8251 AUD
Ordinary NPV	CFD	Increasing a short position	146	45.8252 AUD
Ordinary NPV	CFD	Opening a long position	27,643	45.8285 AUD
Ordinary NPV	CFD	Reducing a short position	67,479	45.8285 AUD
Ordinary NPV	CFD	Increasing a long position	101	45.8291 AUD
Ordinary NPV	CFD	Reducing a long position	24	45.8291 AUD
Ordinary NPV	CFD	Reducing a long position	76	45.8291 AUD
Ordinary NPV	CFD	Reducing a long position	1	45.8291 AUD
Ordinary NPV	CFD	Reducing a long position	67,479	45.8308 AUD
Ordinary NPV	CFD	Opening a short position	27,643	45.8308 AUD
Ordinary NPV	CFD	Reducing a short position	76	45.8312 AUD
Ordinary NPV	CFD	Reducing a long position	76	45.8312 AUD
Ordinary NPV	CFD	Reducing a long position	2	45.8450 AUD
Ordinary NPV	CFD	Increasing a long position	2	45.8450 AUD
Ordinary NPV	CFD	Increasing a long position	214	45.8468 AUD
Ordinary NPV	CFD	Increasing a long position	13	45.8468 AUD
Ordinary NPV	CFD	Increasing a long position	691	45.8468 AUD
Ordinary NPV	CFD	Reducing a long position	918	45.8468 AUD
Ordinary NPV	CFD	Reducing a short position	3,250	45.8514 AUD
Ordinary NPV	CFD	Reducing a short position	7,356	45.8520 AUD
Ordinary NPV	CFD	Reducing a long position	10,606	45.8557 AUD
Ordinary NPV	CFD	Reducing a short position	12,202	45.8574 AUD
Ordinary NPV	CFD	Increasing a long position	1,165	45.8593 AUD
Ordinary NPV	CFD	Increasing a short position	1,165	45.8593 AUD
Ordinary NPV	CFD	Reducing a long position	12,202	45.8625 AUD
Ordinary NPV	CFD	Reducing a short position	1,793	45.8784 AUD
Ordinary NPV	CFD	Opening a long position	2,753	45.8784 AUD
Ordinary NPV	CFD	Reducing a long position	1,793	45.8806 AUD
Ordinary NPV	CFD	Opening a short position	2,753	45.8806 AUD
Ordinary NPV	CFD	Increasing a long position	392	45.9467 AUD
Ordinary NPV	CFD	Increasing a short position	392	45.9513 AUD
Ordinary NPV	CFD	Reducing a short position	217	46.0008 AUD
Ordinary NPV	CFD	Reducing a short position	215	46.0008 AUD
Ordinary NPV	CFD	Opening a short position	1,560	46.0100 AUD
Ordinary NPV	CFD	Reducing a long position	432	46.0100 AUD
Ordinary NPV	CFD	Increasing a long position	8,209	46.0100 AUD
Ordinary NPV	CFD	Increasing a long position	146	46.0100 AUD
Ordinary NPV	CFD	Increasing a short position	8,209	46.0123 AUD
Ordinary NPV	CFD	Increasing a short position	146	46.0192 AUD
Ordinary NPV	CFD	Reducing a long position	919	562.0347 ZAR
Ordinary NPV	CFD	Opening a short position	276	562.0347 ZAR
Ordinary NPV	SWAP	Reducing a short position	393	24.1600 GBP
Ordinary NPV	SWAP	Increasing a short position	147,635	30.6837 USD
Ordinary NPV	SWAP	Reducing a long position	9,824	44.8900 AUD
Ordinary NPV	SWAP	Reducing a short position	9,824	44.8900 AUD
Ordinary NPV	SWAP	Reducing a short position	91,590	44.8900 AUD
Ordinary NPV	SWAP	Reducing a long position	91,590	44.8900 AUD
Ordinary NPV	SWAP	Reducing a long position	301	45.7109 AUD
Ordinary NPV	SWAP	Reducing a long position	18,629	45.7131 AUD
Ordinary NPV	SWAP	Reducing a long position	1,046	45.7131 AUD
Ordinary NPV	SWAP	Increasing a long position	147,635	45.7607 AUD
Ordinary NPV	SWAP	Reducing a long position	15,000	45.8188 AUD
Ordinary NPV	SWAP	Opening a short position	9,824	45.8566 AUD
Ordinary NPV	SWAP	Opening a long position	91,590	45.9222 AUD
Ordinary NPV	SWAP	Increasing a long position	1,195	561.8662 ZAR
Ordinary NPV	SWAP	Reducing a long position	12,931	562.2795 ZAR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising / exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	21 May 2024
Contact name:	Papa Lette and Andrzej Szyszka
Telephone number:	[phone] / [phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END