Form 8.5 (EPT/RI) - BHP

GoldmanSachs International

22 May 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	(GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	BHP GROUP LIMITED
(c) Name of the party to the offer with which exempt principal trader is connected:	ANGLO AMERICAN PLC
(d) Date dealing undertaken:	21 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	YES - disclosed previously for ANGLO AMERICAN PLC

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
Ordinary NPV	Purchases	354,421 205,064 5,482	24.4600 GBP 46.0400 AUD 558.9089 ZAR	24.0100 GBP 45.8641 AUD 557.9077 ZAR
Ordinary NPV	Sales	294,915 204,164 5,482	24.4600 GBP 46.0400 AUD 558.9048 ZAR	24.0100 GBP 45.3849 AUD 558.9048 ZAR
ADR / (1.00 : 2.00)	Purchases	39,727 (79,454)	62.0192 USD	61.6656 USD
ADR / (1.00 : 2.00)	Sales	39,727 (79,454)	62.1900 USD	61.6654 USD

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
Ordinary NPV	CFD	Reducing a short position	507	24.0082 GBP
Ordinary NPV	CFD	Opening a short position	487	24.0129 GBP
Ordinary NPV	CFD	Opening a long position	5,556	24.2586 GBP
Ordinary NPV	CFD	Increasing a long position	11,000	24.2602 GBP
Ordinary NPV	CFD	Increasing a long position	14,525	24.2620 GBP
Ordinary NPV	CFD	Reducing a long position	7,322	24.2931 GBP
Ordinary NPV	CFD	Reducing a long position	2,273	24.2931 GBP
Ordinary NPV	CFD	Reducing a long position	149	24.2931 GBP
Ordinary NPV	CFD	Reducing a long position	95	24.2931 GBP
Ordinary NPV	CFD	Increasing a long position	4,170	24.2935 GBP
Ordinary NPV	CFD	Reducing a long position	18	24.2936 GBP
Ordinary NPV	CFD	Reducing a short position	8,993	24.2939 GBP
Ordinary NPV	CFD	Reducing a long position	411	24.2945 GBP
Ordinary NPV	CFD	Reducing a long position	126	24.2945 GBP
Ordinary NPV	CFD	Reducing a short position	487	24.2971 GBP
Ordinary NPV	CFD	Reducing a long position	995	24.3010 GBP
Ordinary NPV	CFD	Reducing a long position	238	24.3010 GBP
Ordinary NPV	CFD	Reducing a long position	23	24.3010 GBP
Ordinary NPV	CFD	Reducing a long position	687	24.3010 GBP
Ordinary NPV	CFD	Reducing a long position	148	24.3010 GBP
Ordinary NPV	CFD	Reducing a long position	201	24.3010 GBP
Ordinary NPV	CFD	Reducing a long position	102	24.3010 GBP
Ordinary NPV	CFD	Reducing a long position	5,556	24.3013 GBP
Ordinary NPV	CFD	Reducing a long position	3,692	24.3036 GBP
Ordinary NPV	CFD	Reducing a long position	1,146	24.3036 GBP
Ordinary NPV	CFD	Reducing a long position	98	24.3036 GBP
Ordinary NPV	CFD	Reducing a long position	39	24.3036 GBP
Ordinary NPV	CFD	Reducing a long position	3,557	24.3058 GBP
Ordinary NPV	CFD	Reducing a long position	1,106	24.3058 GBP
Ordinary NPV	CFD	Reducing a long position	126	24.3058 GBP
Ordinary NPV	CFD	Reducing a long position	51	24.3058 GBP
Ordinary NPV	CFD	Reducing a long position	547	24.3121 GBP
Ordinary NPV	CFD	Reducing a long position	170	24.3121 GBP
Ordinary NPV	CFD	Reducing a long position	19	24.3121 GBP
Ordinary NPV	CFD	Reducing a long position	7	24.3121 GBP
Ordinary NPV	CFD	Reducing a long position	525	24.3136 GBP
Ordinary NPV	CFD	Reducing a long position	163	24.3136 GBP
Ordinary NPV	CFD	Reducing a long position	16	24.3136 GBP
Ordinary NPV	CFD	Reducing a long position	6	24.3136 GBP
Ordinary NPV	CFD	Increasing a short position	207	24.3236 GBP
Ordinary NPV	CFD	Increasing a short position	38	24.3236 GBP
Ordinary NPV	CFD	Reducing a long position	52	24.3327 GBP
Ordinary NPV	CFD	Reducing a long position	123	24.3327 GBP
Ordinary NPV	CFD	Reducing a long position	990	24.3327 GBP
Ordinary NPV	CFD	Reducing a long position	58	24.3327 GBP
Ordinary NPV	CFD	Reducing a long position	75,800	24.3624 GBP
Ordinary NPV	CFD	Opening a long position	597	30.6228 USD
Ordinary NPV	CFD	Opening a long position	938	30.6228 USD
Ordinary NPV	CFD	Reducing a long position	597	30.6555 USD
Ordinary NPV	CFD	Reducing a long position	938	30.6555 USD
Ordinary NPV	CFD	Reducing a long position	1,535	45.7200 AUD
Ordinary NPV	CFD	Reducing a long position	23,822	45.7200 AUD
Ordinary NPV	CFD	Reducing a long position	9,810	45.7200 AUD
Ordinary NPV	CFD	Opening a short position	4,441	45.7200 AUD
Ordinary NPV	CFD	Reducing a short position	23,822	45.7200 AUD
Ordinary NPV	CFD	Reducing a short position	768	45.7200 AUD
Ordinary NPV	CFD	Reducing a long position	7,978	45.7200 AUD
Ordinary NPV	CFD	Reducing a long position	18,062	45.7200 AUD
Ordinary NPV	CFD	Reducing a short position	4,441	45.7200 AUD
Ordinary NPV	CFD	Reducing a long position	768	45.7200 AUD
Ordinary NPV	CFD	Reducing a short position	1,535	45.7200 AUD
Ordinary NPV	CFD	Reducing a short position	3,132	45.7200 AUD
Ordinary NPV	CFD	Reducing a long position	3,132	45.7200 AUD
Ordinary NPV	CFD	Reducing a short position	9,810	45.7200 AUD
Ordinary NPV	CFD	Reducing a short position	18,062	45.7200 AUD
Ordinary NPV	CFD	Reducing a short position	7,978	45.7200 AUD
Ordinary NPV	CFD	Reducing a long position	415	45.7987 AUD
Ordinary NPV	CFD	Reducing a long position	1,341	45.7987 AUD
Ordinary NPV	CFD	Reducing a long position	48	45.7987 AUD
Ordinary NPV	CFD	Reducing a long position	15	45.7987 AUD
Ordinary NPV	CFD	Increasing a long position	2,023	45.8170 AUD
Ordinary NPV	CFD	Increasing a short position	2,023	45.8204 AUD
Ordinary NPV	CFD	Reducing a short position	18,062	45.8459 AUD
Ordinary NPV	CFD	Opening a short position	18,062	45.8482 AUD
Ordinary NPV	CFD	Increasing a long position	3,132	45.8549 AUD
Ordinary NPV	CFD	Reducing a short position	2,136	45.8870 AUD
Ordinary NPV	CFD	Opening a long position	27,343	45.8872 AUD
Ordinary NPV	CFD	Increasing a long position	24,057	45.8889 AUD
Ordinary NPV	CFD	Reducing a long position	27,343	45.8895 AUD
Ordinary NPV	CFD	Reducing a long position	2,136	45.8904 AUD
Ordinary NPV	CFD	Opening a short position	24,057	45.8912 AUD
Ordinary NPV	CFD	Increasing a long position	142,318	45.9126 AUD
Ordinary NPV	CFD	Opening a short position	36,041	45.9149 AUD
Ordinary NPV	CFD	Reducing a long position	106,277	45.9149 AUD
Ordinary NPV	CFD	Reducing a long position	302	45.9326 AUD
Ordinary NPV	CFD	Reducing a long position	973	45.9326 AUD
Ordinary NPV	CFD	Reducing a long position	29	45.9326 AUD
Ordinary NPV	CFD	Reducing a long position	9	45.9326 AUD
Ordinary NPV	CFD	Reducing a short position	91,957	45.9350 AUD
Ordinary NPV	CFD	Opening a long position	106,277	45.9350 AUD
Ordinary NPV	CFD	Increasing a short position	118	45.9353 AUD
Ordinary NPV	CFD	Reducing a long position	198,234	45.9373 AUD
Ordinary NPV	CFD	Opening a long position	365	45.9486 AUD
Ordinary NPV	CFD	Reducing a short position	728	45.9488 AUD
Ordinary NPV	CFD	Reducing a short position	40	45.9488 AUD
Ordinary NPV	CFD	Opening a short position	365	45.9527 AUD
Ordinary NPV	CFD	Opening a short position	768	45.9545 AUD
Ordinary NPV	CFD	Increasing a long position	11,679	45.9653 AUD
Ordinary NPV	CFD	Increasing a long position	493	45.9736 AUD
Ordinary NPV	CFD	Increasing a short position	493	45.9782 AUD
Ordinary NPV	CFD	Opening a long position	3,521	45.9795 AUD
Ordinary NPV	CFD	Reducing a long position	3,521	45.9818 AUD
Ordinary NPV	CFD	Increasing a short position	403	45.9818 AUD
Ordinary NPV	CFD	Increasing a long position	13	45.9818 AUD
Ordinary NPV	CFD	Increasing a long position	90	45.9818 AUD
Ordinary NPV	CFD	Increasing a long position	9	45.9818 AUD
Ordinary NPV	CFD	Increasing a long position	291	45.9818 AUD
Ordinary NPV	CFD	Reducing a short position	4,240	45.9859 AUD
Ordinary NPV	CFD	Reducing a short position	9,394	45.9859 AUD
Ordinary NPV	CFD	Reducing a long position	918	45.9867 AUD
Ordinary NPV	CFD	Reducing a long position	2,957	45.9867 AUD
Ordinary NPV	CFD	Reducing a long position	80	45.9867 AUD
Ordinary NPV	CFD	Reducing a long position	39	45.9867 AUD
Ordinary NPV	CFD	Reducing a long position	13,634	45.9898 AUD
Ordinary NPV	CFD	Reducing a short position	119	45.9908 AUD
Ordinary NPV	CFD	Reducing a short position	103	45.9908 AUD
Ordinary NPV	CFD	Reducing a long position	222	46.0000 AUD
Ordinary NPV	CFD	Opening a short position	1,535	46.0000 AUD
Ordinary NPV	CFD	Increasing a long position	142	46.0000 AUD
Ordinary NPV	CFD	Reducing a short position	6,339	46.0021 AUD
Ordinary NPV	CFD	Increasing a short position	142	46.0092 AUD
Ordinary NPV	CFD	Reducing a short position	33,000	46.0155 AUD
Ordinary NPV	CFD	Reducing a short position	9,810	46.0166 AUD
Ordinary NPV	CFD	Opening a short position	9,810	46.0166 AUD
Ordinary NPV	CFD	Reducing a long position	33,000	46.0178 AUD
Ordinary NPV	CFD	Increasing a short position	6,111	46.0327 AUD
Ordinary NPV	CFD	Opening a long position	4,441	46.0331 AUD
Ordinary NPV	CFD	Reducing a short position	2,535	46.0361 AUD
Ordinary NPV	CFD	Reducing a short position	7,978	46.0377 AUD
Ordinary NPV	CFD	Opening a short position	7,978	46.0400 AUD
Ordinary NPV	CFD	Reducing a long position	2,535	46.0400 AUD
Ordinary NPV	CFD	Opening a long position	1,535	46.0400 AUD
Ordinary NPV	CFD	Opening a short position	4,441	46.0400 AUD
Ordinary NPV	CFD	Reducing a long position	541	46.0469 AUD
Ordinary NPV	CFD	Reducing a long position	1,751	46.0469 AUD
Ordinary NPV	CFD	Reducing a long position	53	46.0469 AUD
Ordinary NPV	CFD	Opening a short position	14,690	46.0469 AUD
Ordinary NPV	CFD	Increasing a short position	6,236	46.0469 AUD
Ordinary NPV	CFD	Increasing a short position	2,374	46.0492 AUD
Ordinary NPV	CFD	Increasing a short position	527	558.6334 ZAR
Ordinary NPV	SWAP	Reducing a short position	839	24.2177 GBP
Ordinary NPV	SWAP	Reducing a short position	21,199	30.6475 USD
Ordinary NPV	SWAP	Increasing a short position	141,268	30.6521 USD
Ordinary NPV	SWAP	Increasing a short position	92	30.7083 USD
Ordinary NPV	SWAP	Reducing a short position	70	45.7200 AUD
Ordinary NPV	SWAP	Reducing a short position	2,700	45.7200 AUD
Ordinary NPV	SWAP	Reducing a long position	2,700	45.7200 AUD
Ordinary NPV	SWAP	Reducing a long position	70	45.7200 AUD
Ordinary NPV	SWAP	Increasing a long position	141,268	45.9507 AUD
Ordinary NPV	SWAP	Opening a short position	21,199	45.9507 AUD
Ordinary NPV	SWAP	Increasing a long position	62,072	45.9512 AUD
Ordinary NPV	SWAP	Increasing a long position	7,671	46.0400 AUD
Ordinary NPV	SWAP	Increasing a long position	92	46.0400 AUD
Ordinary NPV	SWAP	Opening a short position	2,700	46.0400 AUD
Ordinary NPV	SWAP	Increasing a long position	6,236	46.0469 AUD
Ordinary NPV	SWAP	Increasing a long position	14,690	46.0469 AUD
Ordinary NPV	SWAP	Increasing a long position	2,374	46.0492 AUD
Ordinary NPV	SWAP	Reducing a long position	10,812	558.3542 ZAR
Ordinary NPV	SWAP	Increasing a long position	554	558.6262 ZAR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising / exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	22 May 2024
Contact name:	Papa Lette and Andrzej Szyszka
Telephone number:	[phone] / [phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END