Form 8.5 (EPT/RI) - BHP

GoldmanSachs International

27 May 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	(GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	BHP GROUP LIMITED
(c) Name of the party to the offer with which exempt principal trader is connected:	ANGLO AMERICAN PLC
(d) Date dealing undertaken:	24 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	YES - disclosed previously for ANGLO AMERICAN PLC

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
Ordinary NPV	Purchases	400,791 32,482	23.3600 GBP 44.7686 AUD	22.9900 GBP 44.5600 AUD
Ordinary NPV	Sales	313,734 32,482	23.3500 GBP 44.7999 AUD	23.0100 GBP 44.5364 AUD
ADR / (1.00 : 2.00)	Purchases	79,532 (159,064)	59.6627 USD	58.8900 USD
ADR / (1.00 : 2.00)	Sales	79,532 (159,064)	59.5505 USD	59.3841 USD

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
Ordinary NPV	CFD	Reducing a long position	437	23.0176 GBP
Ordinary NPV	CFD	Reducing a long position	136	23.0176 GBP
Ordinary NPV	CFD	Reducing a long position	14	23.0176 GBP
Ordinary NPV	CFD	Reducing a long position	6	23.0176 GBP
Ordinary NPV	CFD	Opening a short position	4,046	23.0291 GBP
Ordinary NPV	CFD	Reducing a long position	41	23.0321 GBP
Ordinary NPV	CFD	Reducing a long position	13	23.0321 GBP
Ordinary NPV	CFD	Increasing a long position	3	23.0365 GBP
Ordinary NPV	CFD	Increasing a long position	8	23.0365 GBP
Ordinary NPV	CFD	Increasing a long position	25	23.0365 GBP
Ordinary NPV	CFD	Increasing a long position	79	23.0365 GBP
Ordinary NPV	CFD	Reducing a long position	78,598	23.0744 GBP
Ordinary NPV	CFD	Opening a short position	2,000	23.0922 GBP
Ordinary NPV	CFD	Reducing a long position	8,800	23.0922 GBP
Ordinary NPV	CFD	Increasing a short position	2,387	23.1028 GBP
Ordinary NPV	CFD	Increasing a long position	11,900	23.1031 GBP
Ordinary NPV	CFD	Increasing a short position	100	23.1088 GBP
Ordinary NPV	CFD	Reducing a long position	716	23.1308 GBP
Ordinary NPV	CFD	Reducing a long position	222	23.1308 GBP
Ordinary NPV	CFD	Reducing a long position	21	23.1308 GBP
Ordinary NPV	CFD	Reducing a long position	6	23.1308 GBP
Ordinary NPV	CFD	Reducing a long position	687	23.1361 GBP
Ordinary NPV	CFD	Reducing a long position	213	23.1361 GBP
Ordinary NPV	CFD	Reducing a long position	54	23.1361 GBP
Ordinary NPV	CFD	Increasing a short position	5,567	23.2059 GBP
Ordinary NPV	CFD	Increasing a long position	89	23.2816 GBP
Ordinary NPV	CFD	Reducing a long position	1,804	23.2935 GBP
Ordinary NPV	CFD	Reducing a long position	559	23.2935 GBP
Ordinary NPV	CFD	Reducing a long position	54	23.2935 GBP
Ordinary NPV	CFD	Reducing a short position	4,046	23.3028 GBP
Ordinary NPV	CFD	Reducing a short position	2,572	23.3059 GBP
Ordinary NPV	CFD	Reducing a long position	6	23.3150 GBP
Ordinary NPV	CFD	Reducing a long position	2	23.3150 GBP
Ordinary NPV	CFD	Increasing a long position	8	23.3150 GBP
Ordinary NPV	CFD	Reducing a short position	786	44.5562 AUD
Ordinary NPV	CFD	Increasing a long position	3,807	44.5600 AUD
Ordinary NPV	CFD	Increasing a long position	1,131	44.5600 AUD
Ordinary NPV	CFD	Increasing a short position	3,807	44.5645 AUD
Ordinary NPV	CFD	Increasing a short position	58	44.5689 AUD
Ordinary NPV	CFD	Increasing a short position	350	44.5689 AUD
Ordinary NPV	CFD	Increasing a short position	723	44.5689 AUD
Ordinary NPV	CFD	Increasing a long position	24,306	44.5918 AUD
Ordinary NPV	CFD	Increasing a short position	24,306	44.5966 AUD
Ordinary NPV	CFD	Opening a long position	8,665	44.6143 AUD
Ordinary NPV	CFD	Reducing a long position	8,665	44.6166 AUD
Ordinary NPV	CFD	Increasing a long position	11	44.6204 AUD
Ordinary NPV	CFD	Increasing a long position	180	44.6204 AUD
Ordinary NPV	CFD	Increasing a long position	17	44.6204 AUD
Ordinary NPV	CFD	Increasing a long position	581	44.6204 AUD
Ordinary NPV	CFD	Reducing a short position	1,301	44.6355 AUD
Ordinary NPV	CFD	Opening a long position	2,922	44.6362 AUD
Ordinary NPV	CFD	Reducing a short position	6,824	44.6362 AUD
Ordinary NPV	CFD	Opening a short position	2,922	44.6400 AUD
Ordinary NPV	CFD	Reducing a short position	3,487	44.6400 AUD
Ordinary NPV	CFD	Reducing a short position	10,000	44.6400 AUD
Ordinary NPV	CFD	Reducing a long position	10,000	44.6400 AUD
Ordinary NPV	CFD	Reducing a long position	1,301	44.6400 AUD
Ordinary NPV	CFD	Increasing a short position	981	44.6446 AUD
Ordinary NPV	CFD	Reducing a short position	2,738	44.6464 AUD
Ordinary NPV	CFD	Opening a short position	35	44.6466 AUD
Ordinary NPV	CFD	Reducing a long position	795	44.6467 AUD
Ordinary NPV	CFD	Reducing a long position	2,570	44.6467 AUD
Ordinary NPV	CFD	Reducing a long position	86	44.6467 AUD
Ordinary NPV	CFD	Reducing a long position	36	44.6467 AUD
Ordinary NPV	CFD	Increasing a long position	152,743	44.6514 AUD
Ordinary NPV	CFD	Reducing a long position	2,738	44.6519 AUD
Ordinary NPV	CFD	Increasing a short position	152,743	44.6536 AUD
Ordinary NPV	CFD	Opening a long position	3,318	44.6549 AUD
Ordinary NPV	CFD	Reducing a short position	269	44.6549 AUD
Ordinary NPV	CFD	Reducing a long position	269	44.6571 AUD
Ordinary NPV	CFD	Opening a short position	3,318	44.6571 AUD
Ordinary NPV	CFD	Opening a long position	471	44.6603 AUD
Ordinary NPV	CFD	Increasing a short position	394	44.6603 AUD
Ordinary NPV	CFD	Increasing a short position	77	44.6603 AUD
Ordinary NPV	CFD	Reducing a short position	107,500	44.6608 AUD
Ordinary NPV	CFD	Opening a short position	107,500	44.6631 AUD
Ordinary NPV	CFD	Reducing a long position	120	44.6792 AUD
Ordinary NPV	CFD	Reducing a long position	388	44.6792 AUD
Ordinary NPV	CFD	Increasing a long position	15,360	44.6867 AUD
Ordinary NPV	CFD	Reducing a long position	42,018	44.6902 AUD
Ordinary NPV	CFD	Increasing a long position	439	44.6934 AUD
Ordinary NPV	CFD	Increasing a short position	439	44.6974 AUD
Ordinary NPV	CFD	Reducing a short position	31,280	44.6975 AUD
Ordinary NPV	CFD	Reducing a short position	3,128	44.6995 AUD
Ordinary NPV	CFD	Increasing a long position	2,321	44.7018 AUD
Ordinary NPV	CFD	Opening a long position	23,940	44.7052 AUD
Ordinary NPV	CFD	Reducing a short position	3,318	44.7052 AUD
Ordinary NPV	CFD	Reducing a long position	27,258	44.7074 AUD
Ordinary NPV	CFD	Reducing a long position	419	44.7081 AUD
Ordinary NPV	CFD	Reducing a long position	1,345	44.7081 AUD
Ordinary NPV	CFD	Reducing a long position	44	44.7081 AUD
Ordinary NPV	CFD	Reducing a long position	5	44.7081 AUD
Ordinary NPV	CFD	Reducing a short position	2,511	44.7105 AUD
Ordinary NPV	CFD	Reducing a long position	2,511	44.7139 AUD
Ordinary NPV	CFD	Increasing a long position	24,231	44.7163 AUD
Ordinary NPV	CFD	Opening a short position	24,231	44.7185 AUD
Ordinary NPV	CFD	Opening a short position	10,000	44.7400 AUD
Ordinary NPV	CFD	Opening a long position	10,000	44.7400 AUD
Ordinary NPV	CFD	Increasing a long position	4	44.7439 AUD
Ordinary NPV	CFD	Increasing a long position	43	44.7439 AUD
Ordinary NPV	CFD	Increasing a long position	7	44.7439 AUD
Ordinary NPV	CFD	Increasing a long position	138	44.7439 AUD
Ordinary NPV	CFD	Reducing a long position	60	44.7868 AUD
Ordinary NPV	CFD	Reducing a short position	60	44.7868 AUD
Ordinary NPV	CFD	Reducing a short position	555	44.8178 AUD
Ordinary NPV	CFD	Reducing a long position	555	44.8200 AUD
Ordinary NPV	CFD	Reducing a short position	8,665	44.9100 AUD
Ordinary NPV	CFD	Reducing a short position	23,940	44.9100 AUD
Ordinary NPV	CFD	Reducing a long position	107,500	44.9100 AUD
Ordinary NPV	CFD	Reducing a long position	8,665	44.9100 AUD
Ordinary NPV	CFD	Reducing a long position	23,940	44.9100 AUD
Ordinary NPV	CFD	Increasing a long position	471	44.9100 AUD
Ordinary NPV	CFD	Reducing a short position	2,321	44.9100 AUD
Ordinary NPV	CFD	Reducing a long position	2,321	44.9100 AUD
Ordinary NPV	CFD	Reducing a short position	107,500	44.9100 AUD
Ordinary NPV	CFD	Reducing a long position	471	44.9100 AUD
Ordinary NPV	CFD	Increasing a short position	460	541.8963 ZAR
Ordinary NPV	CFD	Increasing a short position	1,907	546.8687 ZAR
Ordinary NPV	SWAP	Reducing a short position	1,204	23.1006 GBP
Ordinary NPV	SWAP	Increasing a long position	35	44.6466 AUD
Ordinary NPV	SWAP	Increasing a long position	9,756	44.6714 AUD
Ordinary NPV	SWAP	Increasing a long position	5,081	44.7417 AUD
Ordinary NPV	SWAP	Increasing a long position	2,367	545.7544 ZAR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising / exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	27 May 2024
Contact name:	Papa Lette and Andrzej Szyszka
Telephone number:	[phone] / [phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END