Form 8.5 (EPT/RI) - BHP

GoldmanSachs International

28 May 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	(GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	BHP GROUP LIMITED
(c) Name of the party to the offer with which exempt principal trader is connected:	ANGLO AMERICAN PLC
(d) Date dealing undertaken:	27 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	YES - disclosed previously for ANGLO AMERICAN PLC

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
Ordinary NPV	Purchases	93,793	45.1531 AUD	44.9612 AUD
Ordinary NPV	Sales	93,793	45.2400 AUD	45.0300 AUD

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
Ordinary NPV	CFD	Reducing a short position	456	44.6400 AUD
Ordinary NPV	CFD	Reducing a long position	6,516	44.6400 AUD
Ordinary NPV	CFD	Increasing a long position	1,195	44.6400 AUD
Ordinary NPV	CFD	Reducing a long position	8,330	44.6400 AUD
Ordinary NPV	CFD	Reducing a short position	6,516	44.6400 AUD
Ordinary NPV	CFD	Reducing a short position	16,441	44.6400 AUD
Ordinary NPV	CFD	Reducing a long position	37,105	44.6400 AUD
Ordinary NPV	CFD	Reducing a long position	16,441	44.6400 AUD
Ordinary NPV	CFD	Reducing a short position	37,105	44.6400 AUD
Ordinary NPV	CFD	Reducing a long position	456	44.6400 AUD
Ordinary NPV	CFD	Increasing a short position	1,195	44.6400 AUD
Ordinary NPV	CFD	Reducing a long position	352	44.6400 AUD
Ordinary NPV	CFD	Reducing a short position	8,330	44.6400 AUD
Ordinary NPV	CFD	Reducing a short position	352	44.6400 AUD
Ordinary NPV	CFD	Reducing a short position	9,295	44.8466 AUD
Ordinary NPV	CFD	Reducing a long position	9,295	44.8500 AUD
Ordinary NPV	CFD	Reducing a short position	43,501	44.9488 AUD
Ordinary NPV	CFD	Reducing a long position	43,501	44.9510 AUD
Ordinary NPV	CFD	Reducing a short position	42	45.0210 AUD
Ordinary NPV	CFD	Reducing a short position	42	45.0210 AUD
Ordinary NPV	CFD	Reducing a short position	6,516	45.0277 AUD
Ordinary NPV	CFD	Increasing a long position	157	45.0300 AUD
Ordinary NPV	CFD	Opening a short position	6,516	45.0300 AUD
Ordinary NPV	CFD	Reducing a long position	84	45.0300 AUD
Ordinary NPV	CFD	Increasing a long position	5,025	45.0336 AUD
Ordinary NPV	CFD	Increasing a short position	5,025	45.0336 AUD
Ordinary NPV	CFD	Reducing a long position	72	45.0338 AUD
Ordinary NPV	CFD	Increasing a short position	157	45.0390 AUD
Ordinary NPV	CFD	Increasing a long position	93	45.0449 AUD
Ordinary NPV	CFD	Increasing a long position	40	45.0449 AUD
Ordinary NPV	CFD	Increasing a long position	999	45.0449 AUD
Ordinary NPV	CFD	Increasing a long position	3,221	45.0449 AUD
Ordinary NPV	CFD	Opening a long position	16,844	45.0576 AUD
Ordinary NPV	CFD	Reducing a short position	20,261	45.0576 AUD
Ordinary NPV	CFD	Opening a short position	37,105	45.0599 AUD
Ordinary NPV	CFD	Increasing a long position	32	45.0904 AUD
Ordinary NPV	CFD	Increasing a long position	102	45.0904 AUD
Ordinary NPV	CFD	Opening a long position	63	45.1179 AUD
Ordinary NPV	CFD	Opening a short position	63	45.1179 AUD
Ordinary NPV	CFD	Opening a long position	352	45.1255 AUD
Ordinary NPV	CFD	Reducing a short position	6,821	45.1312 AUD
Ordinary NPV	CFD	Reducing a long position	6,821	45.1312 AUD
Ordinary NPV	CFD	Reducing a short position	15,771	45.1432 AUD
Ordinary NPV	CFD	Increasing a long position	80	45.1432 AUD
Ordinary NPV	CFD	Increasing a long position	253	45.1432 AUD
Ordinary NPV	CFD	Increasing a long position	54,449	45.1472 AUD
Ordinary NPV	CFD	Reducing a long position	15,771	45.1483 AUD
Ordinary NPV	CFD	Opening a short position	37,605	45.1495 AUD
Ordinary NPV	CFD	Reducing a long position	16,844	45.1495 AUD
Ordinary NPV	CFD	Increasing a long position	850	45.1500 AUD
Ordinary NPV	CFD	Opening a long position	6,516	45.1500 AUD
Ordinary NPV	CFD	Opening a short position	6,516	45.1523 AUD
Ordinary NPV	CFD	Opening a long position	16,441	45.1531 AUD
Ordinary NPV	CFD	Reducing a short position	2,111	45.1531 AUD
Ordinary NPV	CFD	Reducing a long position	280	45.1538 AUD
Ordinary NPV	CFD	Increasing a short position	850	45.1545 AUD
Ordinary NPV	CFD	Reducing a long position	18,552	45.1554 AUD
Ordinary NPV	CFD	Increasing a short position	49,897	45.1580 AUD
Ordinary NPV	CFD	Increasing a short position	1,237	45.1590 AUD
Ordinary NPV	CFD	Opening a short position	8,330	45.1617 AUD
Ordinary NPV	CFD	Reducing a short position	8,330	45.1617 AUD
Ordinary NPV	CFD	Increasing a long position	19,136	45.1666 AUD
Ordinary NPV	CFD	Increasing a short position	19,136	45.1688 AUD
Ordinary NPV	CFD	Opening a short position	476	45.1688 AUD
Ordinary NPV	CFD	Reducing a short position	323	45.1688 AUD
Ordinary NPV	CFD	Reducing a short position	153	45.1688 AUD
Ordinary NPV	CFD	Increasing a long position	989	45.1691 AUD
Ordinary NPV	CFD	Increasing a long position	412	45.1691 AUD
Ordinary NPV	CFD	Increasing a long position	10,387	45.1691 AUD
Ordinary NPV	CFD	Increasing a long position	33,551	45.1691 AUD
Ordinary NPV	CFD	Reducing a long position	1,195	45.1704 AUD
Ordinary NPV	CFD	Increasing a long position	31	45.1704 AUD
Ordinary NPV	CFD	Increasing a long position	12	45.1704 AUD
Ordinary NPV	CFD	Increasing a long position	272	45.1704 AUD
Ordinary NPV	CFD	Increasing a long position	880	45.1704 AUD
Ordinary NPV	CFD	Increasing a long position	8,939	45.1742 AUD
Ordinary NPV	CFD	Reducing a short position	20	45.1825 AUD
Ordinary NPV	CFD	Increasing a short position	20	45.1825 AUD
Ordinary NPV	CFD	Increasing a long position	16	45.1849 AUD
Ordinary NPV	CFD	Increasing a long position	55	45.1849 AUD
Ordinary NPV	CFD	Increasing a long position	2,111	45.1980 AUD
Ordinary NPV	CFD	Opening a short position	2,111	45.2003 AUD
Ordinary NPV	CFD	Increasing a long position	4	45.2038 AUD
Ordinary NPV	CFD	Reducing a long position	311	45.2041 AUD
Ordinary NPV	CFD	Reducing a short position	311	45.2041 AUD
Ordinary NPV	CFD	Increasing a short position	4	45.2071 AUD
Ordinary NPV	CFD	Increasing a short position	25	546.7967 ZAR
Ordinary NPV	CFD	Reducing a short position	1,513	552.3690 ZAR
Ordinary NPV	SWAP	Increasing a long position	1,237	45.1590 AUD
Ordinary NPV	SWAP	Increasing a long position	24,570	551.9208 ZAR
Ordinary NPV	SWAP	Reducing a long position	1,523	552.5240 ZAR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising / exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	28 May 2024
Contact name:	Papa Lette and Andrzej Szyszka
Telephone number:	[phone] / [phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END