Form 8.5 (EPT/RI) - BHP

GoldmanSachs International

29 May 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	(GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	BHP GROUP LIMITED
(c) Name of the party to the offer with which exempt principal trader is connected:	ANGLO AMERICAN PLC
(d) Date dealing undertaken:	28 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	YES - disclosed previously for ANGLO AMERICAN PLC

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
Ordinary NPV	Purchases	626,718 59,330	23.5017 GBP 45.1983 AUD	23.1800 GBP 45.1260 AUD
Ordinary NPV	Sales	538,153 59,330	23.5050 GBP 45.3079 AUD	23.1800 GBP 45.0800 AUD
ADR / (1.00 : 2.00)	Purchases	68,855 (137,710)	59.7540 USD	59.4050 USD
ADR / (1.00 : 2.00)	Sales	34,323 (68,646)	60.0501 USD	59.3100 USD

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
Ordinary NPV	CFD	Reducing a long position	886	23.2304 GBP
Ordinary NPV	CFD	Reducing a long position	275	23.2304 GBP
Ordinary NPV	CFD	Reducing a long position	58	23.2304 GBP
Ordinary NPV	CFD	Reducing a long position	27	23.2304 GBP
Ordinary NPV	CFD	Increasing a short position	4	23.2549 GBP
Ordinary NPV	CFD	Increasing a short position	6	23.2549 GBP
Ordinary NPV	CFD	Increasing a short position	5	23.2549 GBP
Ordinary NPV	CFD	Increasing a long position	33,615	23.2602 GBP
Ordinary NPV	CFD	Increasing a long position	33,615	23.2602 GBP
Ordinary NPV	CFD	Opening a short position	3	23.2617 GBP
Ordinary NPV	CFD	Opening a short position	16	23.2637 GBP
Ordinary NPV	CFD	Opening a short position	18	23.2681 GBP
Ordinary NPV	CFD	Opening a short position	19	23.2685 GBP
Ordinary NPV	CFD	Increasing a short position	10,054	23.2802 GBP
Ordinary NPV	CFD	Reducing a long position	35,534	23.2824 GBP
Ordinary NPV	CFD	Reducing a long position	913	23.2830 GBP
Ordinary NPV	CFD	Reducing a long position	284	23.2830 GBP
Ordinary NPV	CFD	Reducing a long position	27	23.2830 GBP
Ordinary NPV	CFD	Reducing a long position	14	23.2830 GBP
Ordinary NPV	CFD	Increasing a long position	12,600	23.2855 GBP
Ordinary NPV	CFD	Increasing a short position	56	23.2993 GBP
Ordinary NPV	CFD	Increasing a short position	53	23.3005 GBP
Ordinary NPV	CFD	Increasing a short position	46	23.3011 GBP
Ordinary NPV	CFD	Increasing a short position	4	23.3023 GBP
Ordinary NPV	CFD	Increasing a short position	5	23.3023 GBP
Ordinary NPV	CFD	Increasing a short position	1	23.3023 GBP
Ordinary NPV	CFD	Increasing a short position	5	23.3023 GBP
Ordinary NPV	CFD	Reducing a long position	1,745	23.3034 GBP
Ordinary NPV	CFD	Reducing a long position	542	23.3034 GBP
Ordinary NPV	CFD	Reducing a long position	52	23.3034 GBP
Ordinary NPV	CFD	Reducing a long position	24	23.3034 GBP
Ordinary NPV	CFD	Reducing a short position	214	23.3072 GBP
Ordinary NPV	CFD	Increasing a short position	89	23.3135 GBP
Ordinary NPV	CFD	Increasing a short position	17	23.3135 GBP
Ordinary NPV	CFD	Increasing a short position	3	23.3136 GBP
Ordinary NPV	CFD	Increasing a short position	3	23.3136 GBP
Ordinary NPV	CFD	Increasing a short position	4	23.3183 GBP
Ordinary NPV	CFD	Increasing a short position	1	23.3200 GBP
Ordinary NPV	CFD	Reducing a short position	1,000	23.3211 GBP
Ordinary NPV	CFD	Reducing a long position	3,745	23.3323 GBP
Ordinary NPV	CFD	Reducing a long position	1,162	23.3323 GBP
Ordinary NPV	CFD	Reducing a long position	80	23.3323 GBP
Ordinary NPV	CFD	Reducing a long position	80	23.3323 GBP
Ordinary NPV	CFD	Increasing a long position	20,080	23.3352 GBP
Ordinary NPV	CFD	Increasing a short position	6,360	23.3408 GBP
Ordinary NPV	CFD	Increasing a long position	154	23.3413 GBP
Ordinary NPV	CFD	Increasing a short position	135	23.3509 GBP
Ordinary NPV	CFD	Opening a short position	307	23.3509 GBP
Ordinary NPV	CFD	Increasing a short position	433	23.3528 GBP
Ordinary NPV	CFD	Reducing a long position	287	23.3529 GBP
Ordinary NPV	CFD	Reducing a long position	90	23.3529 GBP
Ordinary NPV	CFD	Reducing a long position	447	23.3535 GBP
Ordinary NPV	CFD	Reducing a long position	138	23.3535 GBP
Ordinary NPV	CFD	Reducing a short position	1,200	23.4592 GBP
Ordinary NPV	CFD	Increasing a long position	100	45.0756 AUD
Ordinary NPV	CFD	Increasing a long position	2,381	45.0756 AUD
Ordinary NPV	CFD	Increasing a long position	240	45.0756 AUD
Ordinary NPV	CFD	Increasing a long position	7,696	45.0756 AUD
Ordinary NPV	CFD	Opening a long position	8,133	45.0800 AUD
Ordinary NPV	CFD	Increasing a long position	110	45.0800 AUD
Ordinary NPV	CFD	Opening a short position	8,133	45.0823 AUD
Ordinary NPV	CFD	Reducing a long position	1,938	45.0838 AUD
Ordinary NPV	CFD	Increasing a short position	110	45.0845 AUD
Ordinary NPV	CFD	Opening a long position	2,160	45.0872 AUD
Ordinary NPV	CFD	Reducing a short position	777	45.0879 AUD
Ordinary NPV	CFD	Reducing a long position	777	45.0936 AUD
Ordinary NPV	CFD	Increasing a long position	123	45.1053 AUD
Ordinary NPV	CFD	Increasing a long position	398	45.1053 AUD
Ordinary NPV	CFD	Reducing a short position	89	45.1255 AUD
Ordinary NPV	CFD	Increasing a long position	13,680	45.1288 AUD
Ordinary NPV	CFD	Reducing a short position	213	45.1410 AUD
Ordinary NPV	CFD	Reducing a short position	175	45.1410 AUD
Ordinary NPV	CFD	Increasing a short position	9	45.1424 AUD
Ordinary NPV	CFD	Increasing a short position	129	45.1424 AUD
Ordinary NPV	CFD	Increasing a short position	340	45.1424 AUD
Ordinary NPV	CFD	Increasing a short position	27	45.1424 AUD
Ordinary NPV	CFD	Opening a long position	505	45.1424 AUD
Ordinary NPV	CFD	Reducing a short position	14	45.1452 AUD
Ordinary NPV	CFD	Reducing a long position	6,047	45.1456 AUD
Ordinary NPV	CFD	Reducing a short position	5,958	45.1459 AUD
Ordinary NPV	CFD	Reducing a short position	8,133	45.1477 AUD
Ordinary NPV	CFD	Reducing a long position	14	45.1486 AUD
Ordinary NPV	CFD	Reducing a long position	505	45.1500 AUD
Ordinary NPV	CFD	Reducing a long position	2,160	45.1500 AUD
Ordinary NPV	CFD	Reducing a short position	18,521	45.1500 AUD
Ordinary NPV	CFD	Reducing a long position	4,781	45.1500 AUD
Ordinary NPV	CFD	Reducing a long position	8,133	45.1500 AUD
Ordinary NPV	CFD	Opening a long position	1,270	45.1500 AUD
Ordinary NPV	CFD	Reducing a short position	4,781	45.1500 AUD
Ordinary NPV	CFD	Reducing a long position	18,521	45.1500 AUD
Ordinary NPV	CFD	Reducing a long position	388	45.1500 AUD
Ordinary NPV	CFD	Reducing a short position	2,160	45.1500 AUD
Ordinary NPV	CFD	Reducing a short position	1,030	45.1500 AUD
Ordinary NPV	CFD	Reducing a long position	1,270	45.1500 AUD
Ordinary NPV	CFD	Increasing a long position	505	45.1500 AUD
Ordinary NPV	CFD	Reducing a short position	8,133	45.1500 AUD
Ordinary NPV	CFD	Reducing a long position	1,030	45.1500 AUD
Ordinary NPV	CFD	Opening a short position	8,133	45.1500 AUD
Ordinary NPV	CFD	Increasing a long position	88	45.1500 AUD
Ordinary NPV	CFD	Increasing a long position	3,930	45.1536 AUD
Ordinary NPV	CFD	Increasing a short position	3,930	45.1536 AUD
Ordinary NPV	CFD	Reducing a long position	222	45.1538 AUD
Ordinary NPV	CFD	Increasing a short position	88	45.1590 AUD
Ordinary NPV	CFD	Increasing a long position	114	45.1689 AUD
Ordinary NPV	CFD	Increasing a long position	368	45.1689 AUD
Ordinary NPV	CFD	Increasing a long position	150	45.1854 AUD
Ordinary NPV	CFD	Reducing a short position	15,548	45.1876 AUD
Ordinary NPV	CFD	Reducing a short position	239	45.1892 AUD
Ordinary NPV	CFD	Reducing a long position	239	45.1892 AUD
Ordinary NPV	CFD	Increasing a short position	150	45.1895 AUD
Ordinary NPV	CFD	Increasing a short position	40,618	45.1930 AUD
Ordinary NPV	CFD	Reducing a long position	15,548	45.1933 AUD
Ordinary NPV	CFD	Increasing a long position	269	45.2368 AUD
Ordinary NPV	CFD	Increasing a long position	6,686	45.2368 AUD
Ordinary NPV	CFD	Increasing a long position	642	45.2368 AUD
Ordinary NPV	CFD	Increasing a long position	21,601	45.2368 AUD
Ordinary NPV	CFD	Increasing a long position	17,350	45.2390 AUD
Ordinary NPV	CFD	Increasing a short position	17,350	45.2413 AUD
Ordinary NPV	CFD	Opening a long position	18,521	45.2435 AUD
Ordinary NPV	CFD	Reducing a long position	18,521	45.2458 AUD
Ordinary NPV	CFD	Increasing a long position	128,648	45.2509 AUD
Ordinary NPV	CFD	Reducing a short position	112	45.2513 AUD
Ordinary NPV	CFD	Reducing a long position	56,297	45.2532 AUD
Ordinary NPV	CFD	Opening a short position	72,351	45.2532 AUD
Ordinary NPV	CFD	Reducing a long position	112	45.2558 AUD
Ordinary NPV	CFD	Increasing a short position	17	45.2834 AUD
Ordinary NPV	CFD	Increasing a long position	17	45.2835 AUD
Ordinary NPV	CFD	Reducing a short position	4,781	45.3185 AUD
Ordinary NPV	CFD	Opening a long position	56,297	45.3195 AUD
Ordinary NPV	CFD	Reducing a short position	32,824	45.3195 AUD
Ordinary NPV	CFD	Opening a short position	4,781	45.3207 AUD
Ordinary NPV	CFD	Reducing a long position	89,121	45.3218 AUD
Ordinary NPV	CFD	Opening a long position	7,578	45.3589 AUD
Ordinary NPV	CFD	Opening a short position	7,578	45.3623 AUD
Ordinary NPV	CFD	Reducing a short position	708	546.0615 ZAR
Ordinary NPV	SWAP	Opening a long position	9,972	45.1745 AUD
Ordinary NPV	SWAP	Reducing a long position	718	546.2691 ZAR
Ordinary NPV	SWAP	Increasing a long position	22,790	547.2041 ZAR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit
ADR / (1.00 : 2.00)	Call Option / (1.00 : 200.00)	Purchasing	25 (5,000)	65.0000 USD	AMERICAN	21/06/2024	0.2516 USD
ADR / (1.00 : 2.00)	Call Option / (1.00 : 200.00)	Selling	25 (5,000)	62.5000 USD	AMERICAN	21/06/2024	0.7100 USD
ADR / (1.00 : 2.00)	Put Option / (1.00 : 200.00)	Selling	13 (2,600)	50.0000 USD	AMERICAN	21/06/2024	0.0977 USD
ADR / (1.00 : 2.00)	Put Option / (1.00 : 200.00)	Selling	25 (5,000)	52.5000 USD	AMERICAN	21/06/2024	0.2000 USD
ADR / (1.00 : 2.00)	Put Option / (1.00 : 200.00)	Selling	25 (5,000)	52.5000 USD	AMERICAN	21/06/2024	0.2000 USD

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising / exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	29 May 2024
Contact name:	Papa Lette and Andrzej Szyszka
Telephone number:	[phone] / [phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END