Form 8.5 (EPT/RI)-Replacement of BHP Group Limited

Morgan Stanley & Co. Int'l plc

07 May 2024

 

AMENDMENT(2(a))

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	BHP Group Limited
(c) Name of the party to the offer with which exempt principal trader is connected:	Anglo American plc
(d) Date dealing undertaken:	03 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	YES-Anglo American plc

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
ADR	PURCHASES	247	56.4250 USD	56.1319 USD
ADR	SALES	247	56.4250 USD	56.1319 USD
Ordinary NPV	PURCHASES	628,543	22.4900 GBP	22.1500 GBP
Ordinary NPV	SALES	331,916	22.5800 GBP	22.1500 GBP
Ordinary NPV	PURCHASES	4,379,628	42.4171 AUD	42.3337 AUD
Ordinary NPV	SALES	4,365,569	42.5015 AUD	42.3045 AUD

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
Ordinary NPV	CFD	increasing a long position	1,936	22.4674 GBP
Ordinary NPV	CFD	increasing a long position	225	42.3486 AUD
Ordinary NPV	CFD	increasing a long position	2	517.6400 ZAR
Ordinary NPV	CFD	increasing a long position	6,358	518.3925 ZAR
Ordinary NPV	CFD	increasing a long position	19,510	518.7143 ZAR
Ordinary NPV	CFD	increasing a long position	5,317	519.0743 ZAR
Ordinary NPV	CFD	increasing a long position	700	519.4826 ZAR
Ordinary NPV	CFD	increasing a short position	33,270	22.2401 GBP
Ordinary NPV	CFD	increasing a short position	33,076	22.3410 GBP
Ordinary NPV	CFD	increasing a short position	89,674	22.4100 GBP
Ordinary NPV	CFD	increasing a short position	604	22.4224 GBP
Ordinary NPV	CFD	increasing a short position	47	42.2700 AUD
Ordinary NPV	CFD	increasing a short position	1,787	42.3458 AUD
Ordinary NPV	CFD	increasing a short position	643	42.3708 AUD
Ordinary NPV	CFD	increasing a short position	32,698	42.3784 AUD
Ordinary NPV	CFD	increasing a short position	49,046	42.3784 AUD
Ordinary NPV	CFD	increasing a short position	32	42.3798 AUD
Ordinary NPV	CFD	increasing a short position	504	42.3943 AUD
Ordinary NPV	CFD	increasing a short position	32	42.3948 AUD
Ordinary NPV	CFD	increasing a short position	256	42.3978 AUD
Ordinary NPV	CFD	increasing a short position	1,191	42.3978 AUD
Ordinary NPV	CFD	increasing a short position	890	42.3978 AUD
Ordinary NPV	CFD	increasing a short position	846	42.3978 AUD
Ordinary NPV	CFD	increasing a short position	337	42.3978 AUD
Ordinary NPV	CFD	increasing a short position	336	42.3978 AUD
Ordinary NPV	CFD	increasing a short position	527	42.4100 AUD
Ordinary NPV	CFD	increasing a short position	24	42.4949 AUD
Ordinary NPV	CFD	increasing a short position	7,800	42.5453 AUD
Ordinary NPV	CFD	increasing a short position	1,041	518.3925 ZAR
Ordinary NPV	CFD	reducing a long position	1	22.2100 GBP
Ordinary NPV	CFD	reducing a long position	29,710	22.3524 GBP
Ordinary NPV	CFD	reducing a long position	988	22.4100 GBP
Ordinary NPV	CFD	reducing a long position	274	22.4100 GBP
Ordinary NPV	CFD	reducing a long position	8,713	22.4148 GBP
Ordinary NPV	CFD	reducing a long position	17,019	22.4148 GBP
Ordinary NPV	CFD	reducing a long position	102,154	22.4148 GBP
Ordinary NPV	CFD	reducing a long position	10,688	22.4148 GBP
Ordinary NPV	CFD	reducing a long position	2,855	22.4148 GBP
Ordinary NPV	CFD	reducing a long position	8,055	22.4148 GBP
Ordinary NPV	CFD	reducing a long position	24,493	22.4148 GBP
Ordinary NPV	CFD	reducing a long position	2,086	22.4148 GBP
Ordinary NPV	CFD	reducing a long position	5,776	22.4324 GBP
Ordinary NPV	CFD	reducing a long position	11,411	22.4500 GBP
Ordinary NPV	CFD	reducing a long position	8,898	42.3458 AUD
Ordinary NPV	CFD	reducing a long position	449	42.3580 AUD
Ordinary NPV	CFD	reducing a long position	2,391	42.3580 AUD
Ordinary NPV	CFD	reducing a long position	320	42.3580 AUD
Ordinary NPV	CFD	reducing a long position	4,278,300	42.4100 AUD
Ordinary NPV	CFD	reducing a long position	39,223	42.4221 AUD
Ordinary NPV	CFD	reducing a long position	2,020,500	42.5000 AUD
Ordinary NPV	CFD	reducing a long position	3,428	42.5000 AUD
Ordinary NPV	CFD	reducing a long position	2	517.6400 ZAR
Ordinary NPV	CFD	reducing a long position	5,317	518.3925 ZAR
Ordinary NPV	CFD	reducing a long position	14,767	519.0743 ZAR
Ordinary NPV	CFD	reducing a long position	700	519.4826 ZAR
Ordinary NPV	CFD	reducing a long position	37	521.3000 ZAR
Ordinary NPV	CFD	reducing a short position	38,611	22.3271 GBP
Ordinary NPV	CFD	reducing a short position	157	22.3300 GBP
Ordinary NPV	CFD	reducing a short position	6,318	22.3792 GBP
Ordinary NPV	CFD	reducing a short position	7,809	22.4100 GBP
Ordinary NPV	CFD	reducing a short position	1,969	22.4100 GBP
Ordinary NPV	CFD	reducing a short position	26,866	22.4470 GBP
Ordinary NPV	CFD	reducing a short position	21	22.4600 GBP
Ordinary NPV	CFD	reducing a short position	585	22.5800 GBP
Ordinary NPV	CFD	reducing a short position	101	42.2600 AUD
Ordinary NPV	CFD	reducing a short position	307	42.2600 AUD
Ordinary NPV	CFD	reducing a short position	307	42.2802 AUD
Ordinary NPV	CFD	reducing a short position	942	42.2802 AUD
Ordinary NPV	CFD	reducing a short position	1,000	42.3510 AUD
Ordinary NPV	CFD	reducing a short position	666	42.3510 AUD
Ordinary NPV	CFD	reducing a short position	4,115	42.3639 AUD
Ordinary NPV	CFD	reducing a short position	24,742	42.3700 AUD
Ordinary NPV	CFD	reducing a short position	3,977	42.3897 AUD
Ordinary NPV	CFD	reducing a short position	700	42.4044 AUD
Ordinary NPV	CFD	reducing a short position	590,940	42.4100 AUD
Ordinary NPV	CFD	reducing a short position	45,956	42.4100 AUD
Ordinary NPV	CFD	reducing a short position	15,190	42.4110 AUD
Ordinary NPV	CFD	reducing a short position	4,610	42.4253 AUD
Ordinary NPV	CFD	reducing a short position	1,317	42.4430 AUD
Ordinary NPV	CFD	reducing a short position	35,106	42.4728 AUD
Ordinary NPV	CFD	reducing a short position	2,278	42.5000 AUD
Ordinary NPV	CFD	reducing a short position	9,450	519.0743 ZAR
Ordinary NPV	CFD	reducing a short position	37	521.3000 ZAR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit
N/A	N/A	N/A	N/A	N/A	N/A	N/A	N/A

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit
Ordinary NPV	Short call	Exercised against	1,188	42.4460 AUD

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)
N/A	N/A	N/A	N/A

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	07 May 2024
Contact name:	Craig Horsley
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END