Form 8.5 (EPT/RI)-Replacement of BHP Group Limited

Morgan Stanley & Co. Int'l plc

08 May 2024

 

AMENDMENT(2(c) (ii))

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	BHP Group Limited
(c) Name of the party to the offer with which exempt principal trader is connected:	Anglo American plc
(d) Date dealing undertaken:	30 April 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	YES- Anglo American plc

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
ADR	PURCHASES	607	56.0391 USD	55.4756 USD
ADR	SALES	607	56.0391 USD	55.4756 USD
Ordinary NPV	PURCHASES	321,938	22.6950 GBP	22.2300 GBP
Ordinary NPV	SALES	598,564	22.7102 GBP	22.2300 GBP
Ordinary NPV	PURCHASES	419,373	43.0300 USD	28.0723 USD
Ordinary NPV	SALES	369,717	43.0300 USD	27.8276 USD
Ordinary NPV	SALES	906,311	43.2934 AUD	43.0300 AUD
Ordinary NPV	PURCHASES	1,280,384	43.3122 AUD	43.0300 AUD

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
Ordinary NPV	CFD	increasing a long position	169	22.4175 GBP
Ordinary NPV	CFD	increasing a long position	1,684	43.0278 AUD
Ordinary NPV	CFD	increasing a long position	12,203	43.0716 AUD
Ordinary NPV	CFD	increasing a long position	6,043	43.0721 AUD
Ordinary NPV	CFD	increasing a long position	7,200	526.6136 ZAR
Ordinary NPV	CFD	increasing a long position	1,628	526.6495 ZAR
Ordinary NPV	CFD	increasing a long position	3	526.9933 ZAR
Ordinary NPV	CFD	increasing a long position	6,343	527.1910 ZAR
Ordinary NPV	CFD	increasing a short position	69,089	22.2300 GBP
Ordinary NPV	CFD	increasing a short position	235	22.2300 GBP
Ordinary NPV	CFD	increasing a short position	1,041	22.3339 GBP
Ordinary NPV	CFD	increasing a short position	16,342	22.3896 GBP
Ordinary NPV	CFD	increasing a short position	46	22.4600 GBP
Ordinary NPV	CFD	increasing a short position	35	22.5900 GBP
Ordinary NPV	CFD	increasing a short position	112,773	28.0723 GBP
Ordinary NPV	CFD	increasing a short position	24,768	43.1165 AUD
Ordinary NPV	CFD	increasing a short position	7,061	43.1468 AUD
Ordinary NPV	CFD	increasing a short position	2,600	43.1502 AUD
Ordinary NPV	CFD	increasing a short position	5,900	43.1502 AUD
Ordinary NPV	CFD	increasing a short position	15,500	43.1502 AUD
Ordinary NPV	CFD	increasing a short position	2,592	43.1700 AUD
Ordinary NPV	CFD	increasing a short position	26,138	43.1883 AUD
Ordinary NPV	CFD	increasing a short position	1,536	43.2199 AUD
Ordinary NPV	CFD	increasing a short position	227	43.2500 AUD
Ordinary NPV	CFD	increasing a short position	11,292	43.2627 AUD
Ordinary NPV	CFD	increasing a short position	7,552	43.2627 AUD
Ordinary NPV	CFD	increasing a short position	219,420	43.2740 AUD
Ordinary NPV	CFD	increasing a short position	28,882	43.3183 AUD
Ordinary NPV	CFD	increasing a short position	25,312	43.3183 AUD
Ordinary NPV	CFD	increasing a short position	5,201	43.3183 AUD
Ordinary NPV	CFD	increasing a short position	643	43.3503 AUD
Ordinary NPV	CFD	increasing a short position	964	43.3503 AUD
Ordinary NPV	CFD	increasing a short position	227	43.3749 AUD
Ordinary NPV	CFD	increasing a short position	151	43.3749 AUD
Ordinary NPV	CFD	increasing a short position	6,343	527.1910 ZAR
Ordinary NPV	CFD	reducing a long position	5,337	22.2299 GBP
Ordinary NPV	CFD	reducing a long position	1	22.2300 GBP
Ordinary NPV	CFD	reducing a long position	3,040	22.2300 GBP
Ordinary NPV	CFD	reducing a long position	144	22.2300 GBP
Ordinary NPV	CFD	reducing a long position	17,900	22.2642 GBP
Ordinary NPV	CFD	reducing a long position	1,140	22.2761 GBP
Ordinary NPV	CFD	reducing a long position	113	22.2762 GBP
Ordinary NPV	CFD	reducing a long position	16	22.2763 GBP
Ordinary NPV	CFD	reducing a long position	563	22.2783 GBP
Ordinary NPV	CFD	reducing a long position	281	22.2795 GBP
Ordinary NPV	CFD	reducing a long position	388	22.2796 GBP
Ordinary NPV	CFD	reducing a long position	87	22.2811 GBP
Ordinary NPV	CFD	reducing a long position	1,567	22.2818 GBP
Ordinary NPV	CFD	reducing a long position	1,866	22.2821 GBP
Ordinary NPV	CFD	reducing a long position	255	22.2828 GBP
Ordinary NPV	CFD	reducing a long position	241	22.2832 GBP
Ordinary NPV	CFD	reducing a long position	340	22.2837 GBP
Ordinary NPV	CFD	reducing a long position	72	22.2847 GBP
Ordinary NPV	CFD	reducing a long position	1,440	22.2859 GBP
Ordinary NPV	CFD	reducing a long position	220	22.2870 GBP
Ordinary NPV	CFD	reducing a long position	47	22.2896 GBP
Ordinary NPV	CFD	reducing a long position	671	22.2907 GBP
Ordinary NPV	CFD	reducing a long position	617	22.2925 GBP
Ordinary NPV	CFD	reducing a long position	465	22.2926 GBP
Ordinary NPV	CFD	reducing a long position	109	22.2930 GBP
Ordinary NPV	CFD	reducing a long position	489	22.2947 GBP
Ordinary NPV	CFD	reducing a long position	112	22.2948 GBP
Ordinary NPV	CFD	reducing a long position	58	22.3160 GBP
Ordinary NPV	CFD	reducing a long position	884	22.3162 GBP
Ordinary NPV	CFD	reducing a long position	256	22.3166 GBP
Ordinary NPV	CFD	reducing a long position	504	22.3173 GBP
Ordinary NPV	CFD	reducing a long position	9	22.3178 GBP
Ordinary NPV	CFD	reducing a long position	503	22.3181 GBP
Ordinary NPV	CFD	reducing a long position	2,120	22.3187 GBP
Ordinary NPV	CFD	reducing a long position	599	22.3590 GBP
Ordinary NPV	CFD	reducing a long position	1,407	22.3611 GBP
Ordinary NPV	CFD	reducing a long position	358	22.3616 GBP
Ordinary NPV	CFD	reducing a long position	861	22.3644 GBP
Ordinary NPV	CFD	reducing a long position	322	22.3753 GBP
Ordinary NPV	CFD	reducing a long position	1,293	22.3763 GBP
Ordinary NPV	CFD	reducing a long position	1	22.3800 GBP
Ordinary NPV	CFD	reducing a long position	137	22.4067 GBP
Ordinary NPV	CFD	reducing a long position	83	22.4076 GBP
Ordinary NPV	CFD	reducing a long position	551	22.4105 GBP
Ordinary NPV	CFD	reducing a long position	200	43.1502 AUD
Ordinary NPV	CFD	reducing a long position	100	43.1502 AUD
Ordinary NPV	CFD	reducing a long position	600	43.1502 AUD
Ordinary NPV	CFD	reducing a long position	3,300	43.1502 AUD
Ordinary NPV	CFD	reducing a long position	349	43.2805 AUD
Ordinary NPV	CFD	reducing a long position	7,200	526.6136 ZAR
Ordinary NPV	CFD	reducing a long position	669	526.9235 ZAR
Ordinary NPV	CFD	reducing a long position	3	526.9933 ZAR
Ordinary NPV	CFD	reducing a long position	2,800	527.5145 ZAR
Ordinary NPV	CFD	reducing a long position	4,993	528.6631 ZAR
Ordinary NPV	CFD	reducing a short position	2,192	22.2300 GBP
Ordinary NPV	CFD	reducing a short position	974	22.3064 GBP
Ordinary NPV	CFD	reducing a short position	6	22.3100 GBP
Ordinary NPV	CFD	reducing a short position	4,902	22.3258 GBP
Ordinary NPV	CFD	reducing a short position	46	22.3748 GBP
Ordinary NPV	CFD	reducing a short position	9,908	22.4000 GBP
Ordinary NPV	CFD	reducing a short position	22	22.4600 GBP
Ordinary NPV	CFD	reducing a short position	90,410	22.4600 GBP
Ordinary NPV	CFD	reducing a short position	36	22.4602 GBP
Ordinary NPV	CFD	reducing a short position	6	22.4733 GBP
Ordinary NPV	CFD	reducing a short position	3,874	22.4773 GBP
Ordinary NPV	CFD	reducing a short position	2,375	22.4773 GBP
Ordinary NPV	CFD	reducing a short position	35	22.5700 GBP
Ordinary NPV	CFD	reducing a short position	8,161	27.8275 GBP
Ordinary NPV	CFD	reducing a short position	40	42.9969 AUD
Ordinary NPV	CFD	reducing a short position	159	43.0282 AUD
Ordinary NPV	CFD	reducing a short position	218	43.0300 AUD
Ordinary NPV	CFD	reducing a short position	16,778	43.0793 AUD
Ordinary NPV	CFD	reducing a short position	3,398	43.0961 AUD
Ordinary NPV	CFD	reducing a short position	13,345	43.1197 AUD
Ordinary NPV	CFD	reducing a short position	48,649	43.1348 AUD
Ordinary NPV	CFD	reducing a short position	5,876	43.1661 AUD
Ordinary NPV	CFD	reducing a short position	4,102	43.2541 AUD
Ordinary NPV	CFD	reducing a short position	2,575	43.2547 AUD
Ordinary NPV	CFD	reducing a short position	669	526.9235 ZAR
Ordinary NPV	CFD	reducing a short position	372	528.0049 ZAR
Ordinary NPV	CFD	reducing a short position	4,993	528.6631 ZAR
Ordinary NPV	CFD	reducing a short position	800	529.0467 ZAR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit
N/A	N/A	N/A	N/A	N/A	N/A	N/A	N/A

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit
Ordinary NPV	Short Call	Exercised against	225	39.2549 AUD
Ordinary NPV	Short Call	Exercised against	162	40.5174 AUD

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)
N/A	N/A	N/A	N/A

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	09 May 2024
Contact name:	Craig Horsley
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END