Form 8.5 (EPT/RI)-Replacement of BHP Group Limited

Morgan Stanley & Co. Int'l plc

09 May 2024

 

AMENDMENT(2(a), 2(b))

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	BHP Group Limited
(c) Name of the party to the offer with which exempt principal trader is connected:	Anglo American plc
(d) Date dealing undertaken:	07 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	YES-Anglo American plc

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
ADR	PURCHASES	348	57.6463 USD	57.4310 USD
ADR	SALES	348	57.6463 USD	57.4310 USD
Ordinary NPV	SALES	341,184	23.0250 GBP	22.7200 GBP
Ordinary NPV	PURCHASES	361,005	23.0300 GBP	22.7200 GBP
Ordinary NPV	PURCHASES	91,249	43.4200 AUD	42.8997 AUD
Ordinary NPV	SALES	123,564	43.4200 AUD	42.9000 AUD

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
Ordinary NPV	CFD	increasing a long position	8,407	22.9400 GBP
Ordinary NPV	CFD	increasing a long position	900	22.9400 GBP
Ordinary NPV	CFD	increasing a long position	4,822	22.9703 GBP
Ordinary NPV	CFD	increasing a long position	2,811	43.3348 AUD
Ordinary NPV	CFD	increasing a long position	26,672	43.3549 AUD
Ordinary NPV	CFD	increasing a long position	634	43.4063 AUD
Ordinary NPV	CFD	increasing a long position	16,723	531.4311 ZAR
Ordinary NPV	CFD	increasing a long position	1	531.5000 ZAR
Ordinary NPV	CFD	increasing a long position	2,710	531.6116 ZAR
Ordinary NPV	CFD	increasing a long position	822	532.5594 ZAR
Ordinary NPV	CFD	increasing a long position	3,000	532.8771 ZAR
Ordinary NPV	CFD	increasing a short position	40,000	22.8754 GBP
Ordinary NPV	CFD	increasing a short position	10,245	22.9246 GBP
Ordinary NPV	CFD	increasing a short position	5,398	22.9560 GBP
Ordinary NPV	CFD	increasing a short position	53	22.9600 GBP
Ordinary NPV	CFD	increasing a short position	17,036	22.9671 GBP
Ordinary NPV	CFD	increasing a short position	4,864	23.0004 GBP
Ordinary NPV	CFD	increasing a short position	74	42.9000 AUD
Ordinary NPV	CFD	increasing a short position	1,635	43.1400 AUD
Ordinary NPV	CFD	increasing a short position	36	43.1633 AUD
Ordinary NPV	CFD	increasing a short position	3,138	43.2795 AUD
Ordinary NPV	CFD	increasing a short position	1,700	43.2839 AUD
Ordinary NPV	CFD	increasing a short position	10,300	43.2839 AUD
Ordinary NPV	CFD	increasing a short position	4,152	43.3071 AUD
Ordinary NPV	CFD	increasing a short position	2,767	43.3071 AUD
Ordinary NPV	CFD	increasing a short position	2,300	43.3340 AUD
Ordinary NPV	CFD	increasing a short position	2,303	43.3503 AUD
Ordinary NPV	CFD	increasing a short position	15,786	43.3531 AUD
Ordinary NPV	CFD	increasing a short position	2,710	531.6116 ZAR
Ordinary NPV	CFD	reducing a long position	515	22.9400 GBP
Ordinary NPV	CFD	reducing a long position	15,960	22.9451 GBP
Ordinary NPV	CFD	reducing a long position	10,843	22.9530 GBP
Ordinary NPV	CFD	reducing a long position	853	43.2909 AUD
Ordinary NPV	CFD	reducing a long position	340	43.3625 AUD
Ordinary NPV	CFD	reducing a long position	1,285	43.4200 AUD
Ordinary NPV	CFD	reducing a long position	2,254	531.4045 ZAR
Ordinary NPV	CFD	reducing a long position	1	531.5000 ZAR
Ordinary NPV	CFD	reducing a long position	822	532.5594 ZAR
Ordinary NPV	CFD	reducing a long position	282	532.5691 ZAR
Ordinary NPV	CFD	reducing a long position	3,000	532.8771 ZAR
Ordinary NPV	CFD	reducing a short position	95	22.7701 GBP
Ordinary NPV	CFD	reducing a short position	17	22.9302 GBP
Ordinary NPV	CFD	reducing a short position	1,681	22.9400 GBP
Ordinary NPV	CFD	reducing a short position	4,577	22.9431 GBP
Ordinary NPV	CFD	reducing a short position	12,749	22.9431 GBP
Ordinary NPV	CFD	reducing a short position	2,698	22.9431 GBP
Ordinary NPV	CFD	reducing a short position	6,436	22.9527 GBP
Ordinary NPV	CFD	reducing a short position	6,863	22.9568 GBP
Ordinary NPV	CFD	reducing a short position	2,138	22.9703 GBP
Ordinary NPV	CFD	reducing a short position	4,864	23.0000 GBP
Ordinary NPV	CFD	reducing a short position	7,670	43.1497 AUD
Ordinary NPV	CFD	reducing a short position	54	43.2200 AUD
Ordinary NPV	CFD	reducing a short position	11	43.2500 AUD
Ordinary NPV	CFD	reducing a short position	4,814	43.3023 AUD
Ordinary NPV	CFD	reducing a short position	5,926	43.3248 AUD
Ordinary NPV	CFD	reducing a short position	51,292	43.3248 AUD
Ordinary NPV	CFD	reducing a short position	413	43.3570 AUD
Ordinary NPV	CFD	reducing a short position	581	43.3570 AUD
Ordinary NPV	CFD	reducing a short position	125	43.3570 AUD
Ordinary NPV	CFD	reducing a short position	164	43.3570 AUD
Ordinary NPV	CFD	reducing a short position	164	43.3570 AUD
Ordinary NPV	CFD	reducing a short position	435	43.3570 AUD
Ordinary NPV	CFD	reducing a short position	143	43.3617 AUD
Ordinary NPV	CFD	reducing a short position	2,637	43.4129 AUD
Ordinary NPV	CFD	reducing a short position	69	43.4200 AUD
Ordinary NPV	CFD	reducing a short position	2,254	531.4045 ZAR
Ordinary NPV	CFD	reducing a short position	282	532.5691 ZAR
Ordinary NPV	Mini Future (20) (DE000MG3NZX3)	SHORT	300	3.4500 EUR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit
N/A	N/A	N/A	N/A	N/A	N/A	N/A	N/A

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit
Ordinary NPV	Short Call	Exercised against	1,080	40.3521 AUD

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)
N/A	N/A	N/A	N/A

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	09 May 2024
Contact name:	Craig Horsley
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END