AMENDMENT(2(a), 2(c)(ii))
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: |
Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree |
BHP Group Limited |
(c) Name of the party to the offer with which exempt principal trader is connected: |
Anglo American plc |
(d) Date dealing undertaken: |
16 May 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" |
YES- Anglo American plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security |
Purchases/ sales
|
Total number of securities |
Highest price per unit paid/received |
Lowest price per unit paid/received |
ADR |
PURCHASES |
1,444 |
60.1705 USD |
59.5300 USD |
ADR |
SALES |
1,444 |
60.1705 USD |
59.5300 USD |
Ordinary NPV |
PURCHASES |
315,476 |
23.6100 GBP |
23.4050 GBP |
Ordinary NPV |
SALES |
257,347 |
23.6100 GBP |
23.3900 GBP |
Ordinary NPV |
PURCHASES |
12,500 |
29.8490 USD |
29.8490 USD |
Ordinary NPV |
SALES |
262,523 |
44.6976 AUD |
37.3786 AUD |
Ordinary NPV |
PURCHASES |
173,151 |
44.7000 AUD |
44.4779 AUD |
(b) Cash-settled derivative transactions
Class of relevant security |
Product description e.g. CFD |
Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position |
Number of reference securities |
Price per unit |
Ordinary NPV |
CFD |
increasing a long position |
2,844 |
23.5200 GBP |
Ordinary NPV |
CFD |
increasing a long position |
136 |
23.5200 GBP |
Ordinary NPV |
CFD |
increasing a long position |
13,380 |
23.5337 GBP |
Ordinary NPV |
CFD |
increasing a long position |
150,334 |
44.4382 AUD |
Ordinary NPV |
CFD |
increasing a long position |
596 |
44.5728 AUD |
Ordinary NPV |
CFD |
increasing a long position |
210 |
44.6568 AUD |
Ordinary NPV |
CFD |
increasing a long position |
16,744 |
543.1098 ZAR |
Ordinary NPV |
CFD |
increasing a long position |
14,143 |
544.2216 ZAR |
Ordinary NPV |
CFD |
increasing a long position |
33,100 |
544.5051 ZAR |
Ordinary NPV |
CFD |
increasing a short position |
5,904 |
23.5397 GBP |
Ordinary NPV |
CFD |
increasing a short position |
7,200 |
23.5497 GBP |
Ordinary NPV |
CFD |
increasing a short position |
30 |
23.5615 GBP |
Ordinary NPV |
CFD |
increasing a short position |
83,972 |
23.5852 GBP |
Ordinary NPV |
CFD |
increasing a short position |
676 |
44.5400 AUD |
Ordinary NPV |
CFD |
increasing a short position |
100 |
44.5400 AUD |
Ordinary NPV |
CFD |
increasing a short position |
1,774 |
44.6141 AUD |
Ordinary NPV |
CFD |
increasing a short position |
38,146 |
44.6301 AUD |
Ordinary NPV |
CFD |
increasing a short position |
2,642 |
542.4487 ZAR |
Ordinary NPV |
CFD |
reducing a long position |
243 |
23.5200 GBP |
Ordinary NPV |
CFD |
reducing a long position |
1 |
23.5600 GBP |
Ordinary NPV |
CFD |
reducing a long position |
1,169 |
23.5624 GBP |
Ordinary NPV |
CFD |
reducing a long position |
85 |
44.5123 AUD |
Ordinary NPV |
CFD |
reducing a long position |
58 |
44.5125 AUD |
Ordinary NPV |
CFD |
reducing a long position |
1,031 |
44.5184 AUD |
Ordinary NPV |
CFD |
reducing a long position |
7,704 |
44.5184 AUD |
Ordinary NPV |
CFD |
reducing a long position |
1,447 |
44.5184 AUD |
Ordinary NPV |
CFD |
reducing a long position |
69 |
44.5250 AUD |
Ordinary NPV |
CFD |
reducing a long position |
12,424 |
44.5400 AUD |
Ordinary NPV |
CFD |
reducing a long position |
1,008 |
44.5400 AUD |
Ordinary NPV |
CFD |
reducing a long position |
393 |
44.6082 AUD |
Ordinary NPV |
CFD |
reducing a long position |
12,500 |
44.6976 AUD |
Ordinary NPV |
CFD |
reducing a long position |
16,744 |
543.1098 ZAR |
Ordinary NPV |
CFD |
reducing a long position |
14,143 |
544.2216 ZAR |
Ordinary NPV |
CFD |
reducing a long position |
30,458 |
544.6835 ZAR |
Ordinary NPV |
CFD |
reducing a long position |
219 |
544.7085 ZAR |
Ordinary NPV |
CFD |
reducing a short position |
379 |
23.5190 GBP |
Ordinary NPV |
CFD |
reducing a short position |
2,271 |
23.5200 GBP |
Ordinary NPV |
CFD |
reducing a short position |
3,575 |
23.5200 GBP |
Ordinary NPV |
CFD |
reducing a short position |
7,200 |
23.5367 GBP |
Ordinary NPV |
CFD |
reducing a short position |
88 |
23.5368 GBP |
Ordinary NPV |
CFD |
reducing a short position |
6,113 |
23.5494 GBP |
Ordinary NPV |
CFD |
reducing a short position |
1,046 |
23.5607 GBP |
Ordinary NPV |
CFD |
reducing a short position |
10,000 |
44.4555 AUD |
Ordinary NPV |
CFD |
reducing a short position |
452 |
44.4973 AUD |
Ordinary NPV |
CFD |
reducing a short position |
1,857 |
44.5400 AUD |
Ordinary NPV |
CFD |
reducing a short position |
334 |
44.5400 AUD |
Ordinary NPV |
CFD |
reducing a short position |
1,187 |
44.5467 AUD |
Ordinary NPV |
CFD |
reducing a short position |
471 |
44.5467 AUD |
Ordinary NPV |
CFD |
reducing a short position |
1,670 |
44.5467 AUD |
Ordinary NPV |
CFD |
reducing a short position |
473 |
44.5467 AUD |
Ordinary NPV |
CFD |
reducing a short position |
1,247 |
44.5467 AUD |
Ordinary NPV |
CFD |
reducing a short position |
358 |
44.5467 AUD |
Ordinary NPV |
CFD |
reducing a short position |
1,585 |
44.5800 AUD |
Ordinary NPV |
CFD |
reducing a short position |
1,656 |
44.5868 AUD |
Ordinary NPV |
CFD |
reducing a short position |
1,082 |
44.5868 AUD |
Ordinary NPV |
CFD |
reducing a short position |
15 |
44.5887 AUD |
Ordinary NPV |
CFD |
reducing a short position |
200 |
44.5887 AUD |
Ordinary NPV |
CFD |
reducing a short position |
3,072 |
44.5943 AUD |
Ordinary NPV |
CFD |
reducing a short position |
3,960 |
44.5948 AUD |
Ordinary NPV |
CFD |
reducing a short position |
22,661 |
44.6188 AUD |
Ordinary NPV |
CFD |
reducing a short position |
6,299 |
44.6980 AUD |
Ordinary NPV |
CFD |
reducing a short position |
219 |
544.7085 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security |
Product description e.g. call option |
Writing, purchasing, selling, varying etc. |
Number of securities to which option relates |
Exercise price per unit |
Type e.g. American, European etc. |
Expiry date |
Option money paid/ received per unit |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
(ii) Exercise
Class of relevant security |
Product description e.g. call option |
Exercising/ exercised against |
Number of securities |
Exercise price per unit |
Ordinary NPV |
Short Call |
Exercised against |
500 |
38.6333 AUD |
Ordinary NPV |
CALL |
Exercising |
85,300 |
46.0000 AUD |
(d) Other dealings (including subscribing for new securities)
Class of relevant security |
Nature of dealing e.g. subscription, conversion |
Details |
Price per unit (if applicable) |
N/A |
N/A |
N/A |
N/A |
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
Date of disclosure: |
20 May 2024 |
Contact name: |
Craig Horsley |
Telephone number: |
+44 141 245-7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.