Form 8.5 (EPT/RI)-Replacement of BHP Group Limited

Morgan Stanley & Co. Int'l plc

21 May 2024

 

AMENDMENT(2(a), 2(b))

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	BHP Group Limited
(c) Name of the party to the offer with which exempt principal trader is connected:	Anglo American plc
(d) Date dealing undertaken:	17 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	YES-Anglo American plc

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
ADR	PURCHASES	665	61.0584 USD	60.4321 USD
ADR	SALES	665	61.0584 USD	60.4321 USD
Ordinary NPV	PURCHASES	262,231	24.0350 GBP	23.6100 GBP
Ordinary NPV	SALES	232,567	24.0600 GBP	23.6057 GBP
Ordinary NPV	SALES	6,668	29.9513 USD	29.9513 USD
Ordinary NPV	SALES	1,081,433	45.0000 AUD	44.8900 AUD
Ordinary NPV	PURCHASES	1,093,800	45.0263 AUD	44.8507 AUD

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
Ordinary NPV	CFD	increasing a long position	3,538	23.8380 GBP
Ordinary NPV	CFD	increasing a long position	10,620	23.8689 GBP
Ordinary NPV	CFD	increasing a long position	228	24.0000 GBP
Ordinary NPV	CFD	increasing a long position	8,196	24.0000 GBP
Ordinary NPV	CFD	increasing a long position	4,797	24.0023 GBP
Ordinary NPV	CFD	increasing a long position	6,995	24.0079 GBP
Ordinary NPV	CFD	increasing a long position	405	24.0389 GBP
Ordinary NPV	CFD	increasing a long position	40	44.8718 AUD
Ordinary NPV	CFD	increasing a long position	4,711	44.9401 AUD
Ordinary NPV	CFD	increasing a long position	7,068	44.9401 AUD
Ordinary NPV	CFD	increasing a long position	168	45.0018 AUD
Ordinary NPV	CFD	increasing a long position	113	45.0018 AUD
Ordinary NPV	CFD	increasing a long position	430	45.0072 AUD
Ordinary NPV	CFD	increasing a long position	396	45.0381 AUD
Ordinary NPV	CFD	increasing a long position	3,206	547.6045 ZAR
Ordinary NPV	CFD	increasing a long position	1,660	547.7331 ZAR
Ordinary NPV	CFD	increasing a long position	5,698	549.6011 ZAR
Ordinary NPV	CFD	increasing a long position	1,600	551.5734 ZAR
Ordinary NPV	CFD	increasing a short position	258	23.6500 GBP
Ordinary NPV	CFD	increasing a short position	6,000	23.6653 GBP
Ordinary NPV	CFD	increasing a short position	1,246	23.7200 GBP
Ordinary NPV	CFD	increasing a short position	20,000	23.7458 GBP
Ordinary NPV	CFD	increasing a short position	10,000	23.8024 GBP
Ordinary NPV	CFD	increasing a short position	5,963	23.8134 GBP
Ordinary NPV	CFD	increasing a short position	1,902	23.8569 GBP
Ordinary NPV	CFD	increasing a short position	16,137	24.0000 GBP
Ordinary NPV	CFD	increasing a short position	720	44.8900 AUD
Ordinary NPV	CFD	increasing a short position	66,745	44.8900 AUD
Ordinary NPV	CFD	increasing a short position	77,605	44.9420 AUD
Ordinary NPV	CFD	increasing a short position	5,942	44.9802 AUD
Ordinary NPV	CFD	increasing a short position	412	45.0139 AUD
Ordinary NPV	CFD	reducing a long position	13,539	23.6935 GBP
Ordinary NPV	CFD	reducing a long position	1	23.9000 GBP
Ordinary NPV	CFD	reducing a long position	498	44.8900 AUD
Ordinary NPV	CFD	reducing a long position	630	44.9839 AUD
Ordinary NPV	CFD	reducing a long position	3,206	547.6045 ZAR
Ordinary NPV	CFD	reducing a long position	1,771	548.0893 ZAR
Ordinary NPV	CFD	reducing a long position	12,900	548.5196 ZAR
Ordinary NPV	CFD	reducing a long position	5,698	549.6011 ZAR
Ordinary NPV	CFD	reducing a long position	1,600	551.5734 ZAR
Ordinary NPV	CFD	reducing a long position	493	552.5264 ZAR
Ordinary NPV	CFD	reducing a long position	863	553.3939 ZAR
Ordinary NPV	CFD	reducing a short position	67	23.6500 GBP
Ordinary NPV	CFD	reducing a short position	6,000	23.7580 GBP
Ordinary NPV	CFD	reducing a short position	410	23.7862 GBP
Ordinary NPV	CFD	reducing a short position	15,864	23.8797 GBP
Ordinary NPV	CFD	reducing a short position	258	23.8891 GBP
Ordinary NPV	CFD	reducing a short position	54	24.0000 GBP
Ordinary NPV	CFD	reducing a short position	6,668	44.8507 AUD
Ordinary NPV	CFD	reducing a short position	863	44.8715 AUD
Ordinary NPV	CFD	reducing a short position	25,000	44.8835 AUD
Ordinary NPV	CFD	reducing a short position	8,713	44.8992 AUD
Ordinary NPV	CFD	reducing a short position	856	44.9093 AUD
Ordinary NPV	CFD	reducing a short position	100	44.9213 AUD
Ordinary NPV	CFD	reducing a short position	1,796	44.9226 AUD
Ordinary NPV	CFD	reducing a short position	204	44.9226 AUD
Ordinary NPV	CFD	reducing a short position	451	44.9289 AUD
Ordinary NPV	CFD	reducing a short position	4,449	44.9510 AUD
Ordinary NPV	CFD	reducing a short position	472	44.9708 AUD
Ordinary NPV	CFD	reducing a short position	638	44.9709 AUD
Ordinary NPV	CFD	reducing a short position	623	44.9797 AUD
Ordinary NPV	CFD	reducing a short position	625	44.9797 AUD
Ordinary NPV	CFD	reducing a short position	1,570	44.9797 AUD
Ordinary NPV	CFD	reducing a short position	1,650	44.9797 AUD
Ordinary NPV	CFD	reducing a short position	474	44.9797 AUD
Ordinary NPV	CFD	reducing a short position	2,209	44.9797 AUD
Ordinary NPV	CFD	reducing a short position	1,888	44.9886 AUD
Ordinary NPV	CFD	reducing a short position	1,399	44.9887 AUD
Ordinary NPV	CFD	reducing a short position	1,925	45.0033 AUD
Ordinary NPV	CFD	reducing a short position	12,900	548.5196 ZAR
Ordinary NPV	CFD	reducing a short position	493	552.5264 ZAR
Ordinary NPV	CFD	reducing a short position	863	553.3939 ZAR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit
N/A	N/A	N/A	N/A	N/A	N/A	N/A	N/A

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit
Ordinary NPV	Short Call	Exercised against	1,320	42.4460 AUD

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)
N/A	N/A	N/A	N/A

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	21 May 2024
Contact name:	Craig Horsley
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END